CASE DOCTRINES IN LEGAL
ETHICS (part II)
Prepared by Glenn Rey
Anino
Plus Builders, Inc. vs. Revilla, Jr., 501 SCRA 615
, September 13, 2006
Legal Ethics; Attorneys; Good faith, fairness and candor constitute the
essence of membership in the legal profession; While lawyers owe fidelity to
the cause of their client, they must never abuse their right of recourse to the
courts by arguing a case that has repeatedly been rejected, nor should they use
their knowledge of the law as an instrument to harass a party or to misuse
judicial processes.— Lawyers are officers of the court, called upon to
assist in the administration of justice. They act as vanguards of our legal
system, protecting and upholding truth and the rule of law. They are expected
to act with honesty in all their dealings, especially with the courts. Verily,
the Code of Professional Responsibility enjoins lawyers from committing or
consenting to any falsehood in court or from allowing the courts to be misled
by any artifice. Moreover, they are obliged to observe the rules of procedure
and not to misuse them to defeat the ends of justice. Good faith, fairness and
candor constitute the essence of membership in the legal profession. Thus,
while lawyers owe fidelity to the cause of their client, they must never abuse
their right of recourse to the courts by arguing a case that has repeatedly
been rejected. Neither should they use their knowledge of the law as an
instrument to harass a party or to misuse judicial processes. These acts
constitute serious transgression of their professional oath.
Attorneys; Unauthorized Practice of Law; A lawyer shall not directly or
indirectly assist in the unauthorized practice of law; Silence or failure of
respondent to challenge the allegation that he allowed non-lawyers to engage in
the unauthorized practice of law may be deemed an admission of the truth of the
accusation.—We agree with the finding of IBP Commissioner Espina
that the silence or failure of respondent to challenge the allegation that he
allowed non-lawyers to engage in the unauthorized practice of law may be deemed
an admission of the truth of the accusation. We note that complainants
successfully substantiated their claim that respondent, who held himself out as
a law partner of the “KDC Legal Services, Law Offices and Associates,” was
rendering legal services together with persons not licensed to practice law.
His silence on this accusation is deemed an admission, especially because he
had every chance to deny it. Canon 9 and Rule 9.01 of the Code of Professional
Responsibility provide thus: “Canon 9—A lawyer shall not directly or indirectly
assist in the unauthorized practice of law. ‘Rule 9.01—A lawyer shall not
delegate to any unqualified person the performance of any task which by law may
only be performed by a member of the Bar in good standing.’ ”
Same; Same; The lawyer’s duty to prevent, or at the very least not to
assist in, the unauthorized practice of law is founded on public interest and
policy—public policy requires that the practice of law be limited to those
individuals found duly qualified in education and character.—The
significance of this professional norm was emphasized in Cambaliza v. Cristal-Tenorio,
434 SCRA 288 (2004) which we quote: “The lawyer’s duty to prevent, or at the
very least not to assist in, the unauthorized practice of law is founded on
public interest and policy. Public policy requires that the practice of law be
limited to those individuals found duly qualified in education and character.
The permissive right conferred on the lawyer is an individual and limited
privilege subject to withdrawal if he fails to maintain proper standards of
moral and professional conduct. The purpose is to protect the public, the
court, the client, and the bar from the incompetence or dishonesty of those
unlicensed to practice law and not subject to the disciplinary control of the
Court. It devolves upon a lawyer to see that this purpose is attained. Thus,
the canons and ethics of the profession enjoin him not to permit his
professional services or his name to be used in aid of, or to make possible the
unauthorized practice of law by, any agency, personal or corporate. And, the
law makes it a misbehavior on his part, subject to disciplinary action, to aid
a layman in the unauthorized practice of law.”
Maligaya vs. Doronilla, Jr., 502 SCRA 1 , September
15, 2006
Legal Ethics; Attorneys; There is a strong public interest involved in
requiring lawyers who, as officers of the court, participate in the
dispensation of justice, to behave at all times in a manner consistent with
truth and honor.—There is a strong public interest involved in
requiring lawyers who, as officers of the court, participate in the
dispensation of justice, to behave at all times in a manner consistent with
truth and honor. The common caricature that lawyers by and large do not feel
compelled to speak the truth and to act honestly should not become a common
reality. To this end, Canon 10 and Rule 10.01 of the Code of Professional
Responsibility state: CANON 10—A LAWYER OWES CANDOR, FAIRNESS, AND GOOD FAITH
TO THE COURT. Rule 10.01—A lawyer shall not do any falsehood, nor consent to
the doing of any in court; nor shall he mislead, or allow the Court to be
misled by any artifice. By stating untruthfully in open court that complainant
had agreed to withdraw his lawsuits, Atty. Doronilla breached these peremptory
tenets of ethical conduct. Not only that, he violated the lawyer’s oath to “do
no falsehood, nor consent to the doing of any in court,” of which Canon 10 and
Rule 10.01 are but restatements. His act infringed on every lawyer’s duty to
“never seek to mislead the judge or any judicial officer by an artifice or
false statement of fact or law.”
Same; Same; The explanation submitted by Atty. Doronilla, remarkable
only for its speciousness, cannot absolve him—if anything, it leads the Court
to suspect an unseemly readiness on his part to obfuscate plain facts for the
unworthy purpose of escaping his just deserts; There is nothing in the duty of
a lawyer to foster peace among disputants that, in any way, makes it necessary
under any circumstances for counsel to state as a fact that which is not true.—The
explanation submitted by Atty. Doronilla, remarkable only for its speciousness,
cannot absolve him. If anything, it leads us to suspect an unseemly readiness
on his part to obfuscate plain facts for the unworthy purpose of escaping his
just deserts. There is in his favor, though, a presumption of good faith which
keeps us from treating the incongruity of his proffered excuse as an indication
of mendacity. Besides, in the light of his avowal that his only aim was “to
settle the case amicably among comrades in arms without going to trial,”
perhaps it is not unreasonable to assume that what he really meant to say was
that he had intended the misrepresentation as a gambit to get the proposed
agreement on the table, as it were. But even if that had been so, it would have
been no justification for speaking falsely in court. There is nothing in the
duty of a lawyer to foster peace among disputants that, in any way, makes it
necessary under any circumstances for counsel to state as a fact that which is
not true. A lawyer’s duty to the court to employ only such means as are
consistent with truth and honor forbids recourse to such a tactic. Thus, even
as we give Atty. Doronilla the benefit of the doubt and accept as true his
avowed objective of getting the parties to settle the case amicably, we must
call him to account for resorting to falsehood as a means to that end.
Same; Same; Disbarment; The suspension referred to in Section 27, Rule
138 of the Rules of Court, means only suspension from the practice of law—it
would be improper for the Court, as a penalty for a lawyer’s breach of legal
ethics and the lawyer’s oath, his suspension from his employment in the Judge
Advocate General’s Service.—Atty. Doronilla’s offense is within the ambit of
Section 27, Rule 138 of the Rules of Court, which in part declares: A member of
the bar may be disbarred or suspended from his office as attorney by the
Supreme Court for any deceit x x x or for any violation of the oath which he is
required to take before admission to practice x x x. The suspension referred to
in the foregoing provision means only suspension from the practice of law. For
this reason, we disagree with the IBP’s recommendation for Atty. Doronilla’s
suspension from the government military service. After all, the only purpose of
this administrative case is to determine Atty. Doronilla’s liability as a
member of the legal profession, not his liability as a legal officer in the
military service. Thus, it would be improper for us to order, as a penalty for
his breach of legal ethics and the lawyer’s oath, his suspension from
employment in the Judge Advocate General’s Service. Of course, suspension from
employment as a military legal officer may well follow as a consequence of his
suspension from the practice of law but that should not be reason for us to
impose it as a penalty for his professional misconduct. We would be going
beyond the purpose of this proceeding were we to do so. Therefore, we shall
treat the IBP’s recommendation as one for suspension from the practice of law.
Same; Same; Same; The absence of material damage to complainant may also
be considered as a mitigating circumstance.—At any rate, we are not
inclined to adopt the IBP’s recommendation on the duration of Atty. Doronilla’s
suspension. We need to consider a few circumstances that mitigate his liability
somewhat. First, we give him credit for exhibiting enough candor to admit,
during the investigation, the falsity of the statement he had made in Judge
Daway’s courtroom. Second, the absence of material damage to complainant may also
be considered as a mitigating circumstance. And finally, since this is Atty.
Doronilla’s first offense, he is entitled to some measure of forbearance.
Same; Same; Same; Atty. Doronilla, it seems, needs time away from the
practice of law to recognize his error and to purge himself of the misbegotten
notion that an effort to compromise justifies the sacrifice of truthfulness in
court.—The unrepentant attitude of respondent lawyer
throughout the conduct of this administrative case tells us that a mere slap on
the wrist is definitely not enough. Atty. Doronilla, it seems, needs time away
from the practice of law to recognize his error and to purge himself of the
misbegotten notion that an effort to compromise justifies the sacrifice of
truthfulness in court. [Maligaya vs. Doronilla, Jr., 502 SCRA 1(2006)]
Sebastian vs. Bajar, 532 SCRA 435 , September 07,
2007
Legal Ethics; Attorneys; Disbarment; Words and Phrases; The term “noted”
means that the Court has merely taken cognizance of the existence of an act or
declaration, without exercising a judicious deliberation or rendering a
decision on the matter—it does not imply agreement or approval.—As
culled from the records, the Court had merely noted IBP Resolution No.
XII-96-149 which recommended respondent’s indefinite suspension. “The term
‘noted’ means that the Court has merely taken cognizance of the existence of an
act or declaration, without exercising a judicious deliberation or rendering a
decision on the matter—it does not imply agreement or approval.” Hence, the
penalty of indefinite suspension imposed by the IBP Board of Governors has not
attained finality. Section 12 of Rule 139B provides: Section 12. Review and
Decision by the Board of Governors.—x x x (b) If the Board, by the vote of a
majority of its total membership, determines that the respondent should be
suspended from the practice of law or disbarred, it shall issue a resolution
setting forth its findings and recommendations which, together with the whole
record of the case, shall forthwith be transmitted to the Supreme Court for
final action.
Same; Same; Same; Evidence; Administrative proceedings against lawyers
are sui generis and they belong to a class of their own—they are neither civil
nor criminal actions but rather investigations by the Court into the conduct of
its officer, and they involve no private interest and afford no redress for
private grievance; Clear preponderant evidence is necessary to justify the
imposition of the penalty in disbarment or suspension proceedings.—Administrative
proceedings against lawyers are sui generis and they belong to a class of their
own. They are neither civil nor criminal actions but rather investigations by
the Court into the conduct of its officer. They involve no private interest and
afford no redress for private grievance. A disciplinary action against a lawyer
is intended to protect the administration of justice from the misconduct of its
officers. This Court requires that its officers shall be competent, honorable,
and reliable men in whom the public may repose confidence. “Lawyers must at all
times faithfully perform their duties to society, to the bar, to the courts,
and to their clients. Their conduct must always reflect the values and norms of
the legal profession as embodied in the Code of Professional Responsibility. On
these considerations, the Court may disbar or suspend lawyers for any
professional or private misconduct showing them to be wanting in moral
character, honesty, probity, and good demeanor—or to be unworthy to continue as
officers of the Court.” Clear preponderant evidence is necessary to justify the
imposition of the penalty in disbarment or suspension proceedings.
Same; Same; Same; A respondent-lawyer’s cavalier attitude in repeatedly
ignoring the orders of the Supreme Court constitutes utter disrespect to the
judicial institution—such conduct indicates a high degree of irresponsibility.—The
evidence presented shows that respondent failed to comply with the Court’s
lawful orders in two instances: x x x These acts constitute willful
disobedience of the lawful orders of this Court, which under Section 27, Rule
138 of the Rules of Court is in itself a sufficient cause for suspension or
disbarment. Respondent’s cavalier attitude in repeatedly ignoring the orders of
the Supreme Court constitutes utter disrespect to the judicial institution.
Respondent’s conduct indicates a high degree of irresponsibility. A Court’s
Resolution is “not to be construed as a mere request, nor should it be complied
with partially, inadequately, or selectively.” Respondent’s obstinate refusal
to comply with the Court’s orders “not only betrays a recalcitrant flaw in her
character; it also underscores her disrespect of the Court’s lawful orders
which is only too deserving of reproof.”
Same; Same; Same; Misconduct; Graver responsibility is imposed upon a
lawyer than any other to uphold the integrity of the courts and to show respect
to their processes; A respondent-lawyer’s failure to comply with the Court’s
directive to file a Rejoinder and to file a Comment also constitutes gross
misconduct.—Lawyers are called upon to obey court orders and
processes and respondent’s deference is underscored by the fact that willful
disregard thereof will subject the lawyer not only to punishment for contempt
but to disciplinary sanctions as well. In fact, graver responsibility is
imposed upon a lawyer than any other to uphold the integrity of the courts and
to show respect to their processes. Respondent’s failure to comply with the
Court’s directive to file a Rejoinder and to file a Comment also constitutes
gross misconduct. The Court defined gross misconduct as “any inexcusable,
shameful, flagrant, or unlawful conduct on the part of the person concerned in
the administration of justice which is prejudicial to the rights of the parties
or to the right determination of a cause.” It is a “conduct that is generally
motivated by a premeditated, obstinate, or intentional purpose.”
Same; Same; Same; Parties; The procedural requirement observed in
ordinary civil proceedings that only the real party-in-interest must initiate
the suit does not apply in disbarment cases—in fact, the person who called the
attention of the court to a lawyer’s misconduct “is in no sense a party, and
generally has no interest in the outcome.”—The procedural requirement
observed in ordinary civil proceedings that only the real party-in-interest
must initiate the suit does not apply in disbarment cases. In fact, the person
who called the attention of the court to a lawyer’s misconduct “is in no sense
a party, and generally has no interest in the outcome.” “A compromise or
withdrawal of charges does not terminate an administrative complaint against a
lawyer.” In Heck v. Santos, the Court held that “any interested person or the
court motu proprio may initiate disciplinary proceedings.” The right to
institute disbarment proceedings is not confined to clients nor is it necessary
that the person complaining suffered injury from the alleged wrongdoing.
Disbarment proceedings are matters of public interest and the only basis for
the judgment is the proof or failure of proof of the charges.
Same; Same; Same; A lawyer’s act of filing cases with identical issues
in other venues despite the final ruling which was affirmed by the Court of
Appeals and the Supreme Court is beyond the bounds of the law.—Respondent
avers that she merely availed of all the legal remedies for her client. In
Suzuki v. Tiamson, 471 SCRA 129 (2005), the Court enunciated that “while
lawyers owe their entire devotion to the interest of their clients and zeal in
the defense of their client’s rights, they should not forget that they are
first and foremost, officers of the court, bound to exert every effort to
assist in the speedy and efficient administration of justice.” Respondent’s act
of filing cases with identical issues in other venues despite the final ruling
which was affirmed by the Court of Appeals and the Supreme Court is beyond the
bounds of the law. “To permit lawyers to resort to unscrupulous practices for
the protection of the supposed rights of their clients is to defeat one of the
purposes of the state—the administration of justice.”
Same; Same; Same; Canon 19 of the Code of Professional Responsibility
mandates lawyers to represent their clients with zeal but within the bounds of
the law.—Respondent abused her right of recourse to the
courts. Respondent, acting as Tanlioco’s counsel, filed cases for Specific
Performance and Maintenance of Possession despite the finality of the decision
in the Ejectment case which involves the same issues. The Court held that “an
important factor in determining the existence of forum-shopping is the vexation
caused to the courts and the parties-litigants by the filing of similar cases
to claim substantially the same reliefs. Indeed, “while a lawyer owes fidelity
to the cause of his client, it should not be at the expense of truth and
administration of justice.” Canon 19 of the Code of Professional Responsibility
mandates lawyers to represent their clients with zeal but within the bounds of
the law. It is evident from the records that respondent filed other cases to
thwart the execution of the final judgment in the Ejectment case. Clearly,
respondent violated the proscription in Canon 19.
Same; Same; Same; While respondent’s acts of wantonly disobeying her
duties as an officer of the court show an utter disrespect for the Court and
the legal profession, the Court will not, however, disbar a lawyer if it finds
that a lesser penalty will suffice to accomplish the desired end.—The
penalty of suspension or disbarment is meted out in clear cases of misconduct
that seriously affect the standing and character of the lawyer as an officer of
the court. In this case, respondent has shown her great propensity to disregard
court orders. Respondent’s acts of wantonly disobeying her duties as an officer
of the court show an utter disrespect for the Court and the legal profession.
However, the Court will not disbar a lawyer if it finds that a lesser penalty
will suffice to accomplish the desired end. Respondent’s acts constitute gross
misconduct and willful disobedience of lawful orders of a superior court.
Respondent also violated Canon 19 of the Code of Professional Responsibility.
Her suspension is consequently warranted. [Sebastian vs. Bajar, 532 SCRA
435(2007)]
Aguirre vs. Rana, 403 SCRA 342 , June 10, 2003
Administrative Law; Attorneys; Practice of law means any activity in or
out of court which requires the application of law, legal procedure, knowledge,
training and experience; To engage in the practice of law is to perform acts
which are usually performed by members of the legal profession.—In
Cayetano v. Monsod, the Court held that “practice of law” means any activity,
in or out of court, which requires the application of law, legal procedure,
knowledge, training and experience. To engage in the practice of law is to
perform acts which are usually performed by members of the legal profession.
Generally, to practice law is to render any kind of service which requires the
use of legal knowledge or skill.
Same; Same; Having held himself out as “counsel” knowing that he had no
authority to practice law, respondent has shown moral unfitness to be a member
of the Philippine Bar.—Verily, respondent was engaged in the practice of
law when he appeared in the proceedings before the MBEC and filed various
pleadings, without license to do so. Evidence clearly supports the charge of
unauthorized practice of law. Respondent called himself “counsel” knowing fully
well that he was not a member of the Bar. Having held himself out as “counsel”
knowing that he had no authority to practice law, respondent has shown moral
unfitness to be a member of the Philippine Bar.
Same; Same; The practice of law is a privilege that can be withheld even
from one who has passed the bar examinations, if the person seeking admission
had practiced law without a license.—The right to practice law is not a natural or
constitutional right but is a privilege. It is limited to persons of good moral
character with special qualifications duly ascertained and certified. The
exercise of this privilege presupposes possession of integrity, legal
knowledge, educational attainment, and even public trust since a lawyer is an
officer of the court. A bar candidate does not acquire the right to practice
law simply by passing the bar examinations. The practice of law is a privilege
that can be withheld even from one who has passed the bar examinations, if the
person seeking admission had practiced law without a license.
Same; Same; Under Section 3 (e) of Rule 71 of the Rules of Court, a
person who engages in the unauthorized practice of law is liable for indirect
contempt of court.—The regulation of the practice of law is
unquestionably strict. In Beltran, Jr. v. Abad, a candidate passed the bar
examinations but had not taken his oath and signed the Roll of Attorneys. He
was held in contempt of court for practicing law even before his admission to
the Bar. Under Section 3 (e) of Rule 71 of the Rules of Court, a person who
engages in the unauthorized practice of law is liable for indirect contempt of
court.
Same; Same; It is the signing in the Roll of Attorneys that finally
makes one a full-pledged lawyer; Fact that respondent passed the bar
examinations is immaterial.—True, respondent here passed the 2000 Bar
Examinations and took the lawyer’s oath. However, it is the signing in the Roll
of Attorneys that finally makes one a full-fledged lawyer. The fact that
respondent passed the bar examinations is immaterial. Passing the bar is not
the only qualification to become an attorney-at-law. Respondent should know
that two essential requisites for becoming a lawyer still had to be performed,
namely: his lawyer’s oath to be administered by this Court and his signature in
the Roll of Attorneys. [Aguirre vs. Rana, 403 SCRA 342(2003)]
The Insular Life Assurance Co., Ltd., Employees
Association-NATU vs. The Insular Life Assurance Co., Ltd., 37 SCRA 244 ,
January 30, 1971
This apparent error, however, does not seem to
warrant an indictment for contempt against the respondent Judge and the respondents’
counsels. We are inclined to believe that the misquotation is more a result of
clerical ineptitude than a deliberate attempt on the part of the respondent
Judge to mislead. We fully realize how saddled with many pending cases are the
courts of the land, and it is not difficult to imagine that because of the
pressure of their varied and multifarious work, clerical errors may escape
their notice. Upon the other hand, the respondents’ counsel have the prima
facie right to rely on the quotation as it appears in the respondent Judge’s
decision, to copy it verbatim, and to incorporate it in their brief. Anyway,
the import of the underscored sentences of the quotation in the respondent
Judge’s decision is substantially the same as, and faithfully reflects, the
particular ruling in this Court’s decision, i.e., that “[N]ot even the
acquittal of an employee, of the criminal charges against him, is a bar to the
employer’s right to impose discipline on its employees, should the act upon
which the criminal charges were based constitute nevertheless an activity
inimical to the employer’s interest.”
Be that as it may, we must articulate our firm view
that in citing this Court’s decisions and rulings, it is the bounden duty of
courts, judges and lawyers to reproduce or copy the same word-for-word and
punctuation mark-for-punctuation mark. Indeed, there is a salient and salutary
reason why they should do this. Only from this Tribunal’s decisions and rulings
do all other courts, as well as lawyers and litigants, take their bearings.
This is because the decisions referred to in article 8 of the Civil Code which
reads, “Judicial decisions applying or interpreting the laws or the
Constitution shall form a part of the legal system of the Philippines,” are
only those enunciated by this Court of last resort. We said in no uncertain
terms in Miranda, et al. vs. Imperial, et al (77 Phil. 1066) that “[O]nly the decisions
of this Honorable Court establish jurisprudence or doctrines in this
jurisdiction.” Thus, ever present is the danger that if not faithfully and
exactly quoted, the decisions and rulings of this Court may lose their proper
and correct meaning, to the detriment of other courts, lawyers and the public
who may thereby be misled. But if inferior courts and members of the bar
meticulously discharge their duty to check and recheck their citations of
authorities culled not only from this Court’s decisions but from other sources
and make certain that they are verbatim reproductions down to the last word and
punctuation mark, appellate courts will be precluded from acting on
misinformation, as well as be saved precious time in finding out whether the
citations are correct.
Happily for the respondent Judge and the
respondents’ counsel there was no substantial change in the thrust of this
Court’s particular ruling which they cited. It is our view, nonetheless, that
for their mistake, they should be, as they are hereby, admonished to be more
careful when citing jurisprudence in the future. [The Insular Life Assurance
Co., Ltd., Employees Association-NATU vs. The Insular Life Assurance Co., Ltd.,
37 SCRA 244(1971)]
Re: Request of (Ref) Chief Justice Artemio V.
Panganiban for Recomputation of His Creditable Service for the Purpose of
Recomputing His Retirement Benefits, 690 SCRA 242 , February 12, 2013
Administrative Law; Judges; Retirement; The Supreme Court has
unquestionably followed the practice of liberal treatment in passing upon
retirement claims of judges and justices.―The Supreme Court has
unquestionably followed the practice of liberal treatment in passing upon
retirement claims of judges and justices, thus: (1) waiving the lack of
required length of service in cases of disability or death while in actual
service or distinctive service; (2) adding accumulated leave credits to the
actual length of government service in order to qualify one for retirement; (3)
tacking post-retirement service in order to complete the years of government
service required; (4) extending the full benefits of retirement upon
compassionate and humanitarian considerations; and (5) considering legal
counselling work for a government body or institution as creditable government
service.
Same; Same; Same; Republic Act No. 910; Under the beneficient provisions
of Rep. Act 910, as amended, a Justice who reaches age 70 is entitled to full
retirement benefits with no length of service required.―The
generous extent of the Court’s liberality in granting retirement benefits is
obvious in Re: Justice Efren I. Plana: It may also be stressed that under the beneficient
provisions of Rep. Act 910, as amended, a Justice who reaches age 70 is
entitled to full retirement benefits with no length of service required. Thus,
a 69 year old lawyer appointed to the bench will get full retirement benefits
for the rest of his life upon reaching age 70, even if he served in the
government for only one year. Justice Plana served the government with
distinction for 33 years, 5 months, and 11 days, more than 5 years of which
were served as a Justice of the Court of Appeals of this Court.
IN THE MATTER OF PROCEEDINGS FOR DISCIPLINARY
ACTION AGAINST ATTY.VICENTE RAUL ALMACEN in L-27654, ANTONIO H. CALERO VS.
VIRGINIA Y. YAPTINCHAYO 31 SCRA 562 , February 18, 1970
Same; Legal ethics; Criticism of courts and judges.—A lawyer, both as an
officer of the court and as a citizen, may criticize in properly respectful
terms and through legitimate channels the act of courts and judges. But it is
the cardinal condition of all such criticism that it shall be bona fide, and
shall not spill over the walls of decency and propriety.
Same; Same; Same; Acts as lawyer and citizen.—In
his relations with the courts, a lawyer may not divide his personality so as to
be an attorney at one time and a mere citizen at another. Thus, statements made
by an attorney in private conversations or communications or in the course of a
political campaign, if couched in insulting language as to bring into scorn and
disrepute the administration of justice, may subject the lawyer to disciplinary
action.
Same; Same; Same; Post-litigation utterances and publications of lawyer
critical of courts may be the basis of disciplinary action.—Post-litigation
utterances or publications, made by lawyers, critical of the courts and their
judicial actuations, whether amounting to a crime or not, which transcend the
permissible bounds of fair comment and legitimate criticism and thereby tend to
bring them into disrepute or to subvert public confidence in their integrity
and in the orderly administration of justice, constitute grave professional
misconduct which may be visited with disbarment or other lesser appropriate
disciplinary sanctions by the Supreme Court in the exercise of the prerogatives
inherent in it as the duly constituted guardian of the morals and ethics of the
legal fraternity.
Same; Special civil action; Contempt; Termination of case is no
defense.—The rule that bars contempt after a judicial
proceeding has terminated has lost much of its vitality. For sometime, this was
the prevailing view in this jurisdiction. The first stir for a modification
thereof, however, came when, in People Vo Alarcon, 69 Phil. 265, the then Chief
Justice Manuel V. Moran dissented with the holding of the majority, speaking
thru Justice Jose P. Laurel, which upheld the rule above-adverted to. A
complete disengagement from the settled rule was later to be made in In re
Brillantes, 42 O.G. 59, a contempt proceeding, where the editor of the Manila
Guardian was adjudged in contempt for publishing an editorial which asserted
that the 1944 Bar examinations were conducted in a farcical manner after the
question of the validity of the said examinations had been resolved and the
case closed. Virtually, this was an adoption of the view expresed by Chief
Justice Moran in his dissent in Alarcon to the effect that there may still be
contempt by publication even after a case has been terminated. More than this
however, is the fact that the pendency or non-pendency of a proceeding is
immaterial in a disciplinary action against a lawyer as an officer of the court
and to preserve the purity of the legal profession.
Same; Legal ethics; Disciplinary proceedings; Nature; Supreme Court does
not sit as judge, prosecutor and investigator in administrative proceeding
against lawyers.—Disciplinary proceedings against lawyers are sui
generis. Neither purely civil nor purely criminal, they do not involve a trial
of an action or a suit, but are rather investigations by the Court into the
conduct of one of its officers. Not being intended to inflict punishment, it is
in no sense a criminal prosecution. Accordingly, there is neither a plaintiff
nor a prosecutor therein. It may be initiated by the Court motu proprio. Public
interest is its primary objective, and the real question for determination is
whether or not the attorney is still a fit person to be allowed the privileges
as such. Hence, in the exercise of its disciplinary powers, the Court merely
calls upon a member of the Bar to account for his actuations as an officer of
the Court with the end in view of preserving the purity of the ltgal profession
and the proper and honest administration of justice by purging the profession
of members who by their misconduct have proved themselves no longer worthy to
be entrusted with the duties and responsibilities pertaining to the office of
an attorney. In such posture, there can thus be no occasion to speak of a
complainant or a prosecutor.
Same; Same; Same; Indefinite suspension may be ordered.—Where
the demonstrated persistence of the misconduct of the lawyer leaves the court
unable to assess or determine how long that suspension should last and that
disbarment should not be decreed where a lesser sanction would accomplish the
end desired, the erring lawyer was merely suspended indefinitely. In such a
case at any time after the suspension becomes effective, the lawyer may prove
to the Court that’he is once again fit to resume the practice of law.
Asean Pacific Planners vs. City of Urdaneta, 566
SCRA 219 , September 23, 2008
Same; Local Government Units; Attorneys; The city legal officer is
supposed to represent the city in all civil actions and special proceedings
wherein the city or any of its officials is a party, but where the position is
as yet vacant, the City Prosecutor remains the city’s legal adviser and officer
for civil cases.—Section 481(a) of the Local Government Code (LGC)
of 1991 mandates the appointment of a city legal officer. Under Section
481(b)(3)(i) of the LGC, the city legal officer is supposed to represent the
city in all civil actions, as in this case, and special proceedings wherein the
city or any of its officials is a party. In Ramos v. Court of Appeals, 269 SCRA
34 (1997), we cited that under Section 19 of Republic Act No. 5185, city
governments may already create the position of city legal officer to whom the
function of the city fiscal (now prosecutor) as legal adviser and officer for
civil cases of the city shall be transferred. In the case of Urdaneta City,
however, the position of city legal officer is still vacant, although its
charter was enacted way back in 1998. Because of such vacancy, the City
Prosecutor’s appearance as counsel of Urdaneta City is proper. The City
Prosecutor remains as the city’s legal adviser and officer for civil cases, a
function that could not yet be transferred to the city legal officer. Under the
circumstances, the RTC should not have allowed the entry of appearance of the
Lazaro Law Firm vice the City Prosecutor. Notably, the city’s Answer was sworn
to before the City Prosecutor by Mayor Perez. The City Prosecutor prepared the
city’s pre-trial brief and represented the city in the pre-trial conference. No
question was raised against the City Prosecutor’s actions until the Lazaro Law
Firm entered its appearance and claimed that the city lacked adequate legal
representation.
Same; Same; Same; A local government unit cannot be represented by
private counsel as only public officers may act for and in behalf of public
entities and public funds should not be spent to hire private lawyers.—The
appearance of the Lazaro Law Firm as counsel for Urdaneta City is against the
law. Section 481(b)(3)(i) of the LGC provides when a special legal officer may
be employed, that is, in actions or proceedings where a component city or
municipality is a party adverse to the provincial government. But this case is
not between Urdaneta City and the Province of Pangasinan. And we have
consistently held that a local government unit cannot be represented by private
counsel as only public officers may act for and in behalf of public entities
and public funds should not be spent to hire private lawyers. Pro bono
representation in collaboration with the municipal attorney and prosecutor has
not even been allowed.
Same; Attorneys; Legal Ethics; Notice is taken of the offensive language
used by Attys. Oscar C. Sahagun and Antonio B. Escalante in their pleadings
before the Supreme Court and the Court of Appeals.—Notice
is taken of the offensive language used by Attys. Oscar C. Sahagun and Antonio
B. Escalante in their pleadings before us and the Court of Appeals. They
unfairly called the Court of Appeals a “court of technicalities” for validly
dismissing their defectively prepared petition. They also accused the Court of Appeals
of protecting, in their view, “an incompetent judge.” In explaining the
“concededly strong language,” Atty. Sahagun further indicted himself. He said
that the Court of Appeals’ dismissal of the case shows its “impatience and
readiness to punish petitioners for a perceived slight on its dignity” and such
dismissal “smacks of retaliation and does not augur for the cold neutrality and
impartiality demanded of the appellate court.” Accordingly, we impose upon
Attys. Oscar C. Sahagun and Antonio B. Escalante a fine of P2,000 each payable
to this Court within ten days from notice and we remind them that they should
observe and maintain the respect due to the Court of Appeals and judicial
officers; abstain from offensive language before the courts; and not attribute
to a Judge motives not supported by the record. Similar acts in the future will
be dealt with more severely.
Vda. de Espino vs. Presquito, 432 SCRA 609 , June
28, 2004
Attorneys; Legal Ethics; A respondent lawyer’s failure to present
evidence is a breach of Rule 12.01 of the Code of Professional Responsibility,
especially in light of the numerous postponements and resettings he requested
for and was granted with, on the ground that he needed to prepare his
evidence.—From the termination of complainant’s presentation
of evidence on December 1998 until Commissioner Dulay’s report on November 12,
2002, the records show that respondent was unable to present evidence—either
testimonial or documentary—to prove that he had legal cause to refuse payment,
or that he was entitled to legal compensation. Even respondent’s own
statements—which, without corroborating evidence, remain mere self-serving
allegations—fall short of testimony, as he failed to submit to
cross-examination by opposing counsel or for clarificatory questions by the
IBP-CBD. Worse, respondent attached eighteen documents to his comment, but only
went so far as to mark (without a formal offer) the agreement between him and
Mr. Espino (for the sale of the land), and the partnership agreement between
him and Mrs. Ares. Thus, respondent had no evidence other than his own
allegations. Respondent’s failure to present evidence is a breach of Rule 12.01
of the Code of Professional Responsibility, especially in the light of the
numerous postponements and resettings he requested for and was granted with, on
the ground that he needed more time to prepare his evidence. We note that
respondent was first scheduled to present his evidence on December 14, 1998.
Two years—five resettings, and three orders submitting the case for
resolution—later, respondent still had not proffered testimonial or documentary
evidence.
Same; Same; Gross Misconduct; Bouncing Checks; The issuance of worthless
checks constitutes gross misconduct, and puts the erring lawyer’s moral
character in serious doubt, though it is not related to his professional duties
as a member of the bar.—It should be stressed that respondent issued eight
(8) worthless checks, seemingly without regard to its deleterious effects to
public interest and public order. We have already declared, most recently in
Lao v. Medel, that the issuance of worthless checks constitutes gross
misconduct, and puts the erring lawyer’s moral character in serious doubt,
though it is not related to his professional duties as a member of the bar. He
not only sets himself liable for a serious criminal offense under B.P. Blg. 22,
but also transgresses the Code of Professional Responsibility, specifically the
mandate of Canon 1 to obey the laws of the land and promote the respect for
law.
Same; Same; Same; Same; A lawyer may be suspended or disbarred for any
misconduct, even if it pertains to his private activities, as long as it shows
him to be wanting in moral character, honesty, probity or good demeanor.—It
behooves respondent to remember that a lawyer may be suspended or disbarred for
any misconduct, even if it pertains to his private activities, as long as it
shows him to be wanting in moral character, honesty, probity or good demeanor.
Possession of good moral character is not only a good condition precedent to
the practice of law, but a continuing qualification for all members of the bar.
A lawyer may be disciplined for any conduct, in his professional or private
capacity, that renders him unfit to continue to be an officer of the court.
Thus, the Code of Professional Responsibility provides: Rule 1.01 A lawyer
shall not engage in unlawful, dishonest, immoral or deceitful conduct. x x x x
x x x x x Rule 7.03 A lawyer shall not engage in conduct that adversely
reflects on his fitness to practice law, nor shall he, whether in public or
private life, behave in a scandalous manner to the discredit of the legal
profession. [Vda. de Espino vs. Presquito, 432 SCRA 609(2004)]
Angeles vs. Gutierrez, 668 SCRA 803 , March 21,
2012
Attorneys; Practice of Law; Respondent’s isolated act of filing a
pleading did not necessarily constitute private practice of law.—The
Ombudsman found that respondent Velasco was not engaged in private practice
when he filed two Petitions for the reopening of the child abuse cases against
petitioner on the ground that respondent was acting in his capacity as the
investigating prosecutor of the said cases. Again, this Court takes judicial
notice of the CA’s finding in G.R. No. 187596, adverted to earlier, that respondent’s
isolated act of filing a pleading did not necessarily constitute private
practice of law. We have, in fact, said so in Maderada v. Mediodea, 413 SCRA
313 (2003), citing People v. Villanueva, 14 SCRA 109 (1965): Private practice
has been defined by this Court as follows: “Practice is more than an isolated
appearance, for it consists in frequent or customary action, a succession of
acts of the same kind. In other words, it is frequent habitual exercise.
Practice of law to fall within the prohibition of statute [referring to the
prohibition for judges and other officials or employees of the superior courts
or of the Office of the Solicitor General from engaging in private practice]
has been interpreted as customarily or habitually holding one’s self out to the
public, as a lawyer and demanding payment for such services.
Same; Code of Professional Responsibility; Canon 12 of the Code of
Professional Responsibility enjoins a lawyer from filing multiple actions
arising from the same cause and from misusing court process.—Considering
that petitioner as judge and respondent as prosecutor should have been
well-cognizant of our clogged court dockets and should have thus exercised more
restraint in filing cases against each other. Canon 12 of the Code of
Professional Responsibility enjoins a lawyer from filing multiple actions
arising from the same cause and from misusing court process. Judging from the
number of cases and the vengeful tone of the charges that the parties have
hurled against each other in their pleadings, they seem more bent on settling
what has become a personal score between them, rather than on achieving the
ends of justice. [Angeles vs. Gutierrez, 668 SCRA 803(2012)]
Vaflor-Fabroa vs. Paguinto, 615 SCRA 223 , March
15, 2010
Administrative Law; Attorneys; Respondent violated the Lawyer’s Oath
that a lawyer shall not wittingly or willingly promote or sue any groundless,
false or unlawful suit nor give aid or consent to the same.—When
respondent caused the filing of baseless criminal complaints against
complainant, he violated the Lawyer’s Oath that a lawyer shall “not wittingly
or willingly promote or sue any groundless, false or unlawful suit, nor give
aid or consent to the same.”
Same; Same; Code of Professional Responsibility; Respondent violated
Rule 12.03 of the Code of Professional Responsibility which states that “a
lawyer shall not, often obtaining extensions of time to file pleadings,
memoranda or briefs, let the period lapse without submitting the same or
offering an explanation for his failure to do so.”—When,
after obtaining an extension of time to file comment on the complaint,
respondent failed to file any and ignored this Court’s subsequent show cause
order, he violated Rule 12.03 of the Code of Professional Responsibility, which
states that “A lawyer shall not, after obtaining extensions of time to file
pleadings, memoranda or briefs, let the period lapse without submitting the
same or offering an explanation for his failure to do so.” [Vaflor-Fabroa vs.
Paguinto, 615 SCRA 223(2010)]
Bugaring vs. Español, 349 SCRA 687 , January 19,
2001
Courts; Contempt; The power to punish for contempt is inherent in all
courts and is essential to the preservation of order in judicial proceedings
and to the enforcement of judgments, orders, and mandates of the court, and
consequently, to the due administration of justice; Direct contempt is
committed in the presence of or so near a court or judge, and can be punished
summarily without hearing.—Indeed, the conduct of petitioner in persisting to
have his documentary evidence marked to the extent of interrupting the opposing
counsel and the court showed disrespect to said counsel and the court, was
defiant of the court’s system for an orderly proceeding, and obstructed the
administration of justice. The power to punish for contempt is inherent in all
courts and is essential to the preservation of order in judicial proceedings
and to the enforcement of judgments, orders, and mandates of the court, and
consequently, to the due administration of justice. Direct contempt is
committed in the presence of or so near a court or judge, as in the case at
bar, and can be punished summarily without hearing. Hence, petitioner cannot
claim that there was irregularity in the actuation of respondent Judge in
issuing the contempt order inside her chamber without giving the petitioner the
opportunity to defen himself or make an immediate reconsideration. The records
show that petitioner was cited in contempt of court during the hearing in the
sala of respondent judge, and he even filed a motion for reconsideration of the
contempt order on the same day.
Same; Same; Legal Ethics; Attorneys; A lawyer should not be carried away
in espousing his client’s cause—he should not forget that he is an officer of
the court, bound to exert every effort and placed under duty, to assist in the
speedy and efficient administration of justice.—Petitioner
argued that while it might appear that he was carried by his emotions in
espousing the case of his client—by persisting to have his documentary evidence
marked despite the respondent judge’s contrary order—he did so in the honest
belief that he was bound to protect the interest of his client to the best of
his ability and with utmost diligence. The Court of Appeals aptly stated: But
“a lawyer should not be carried away in espousing his client’s cause”
(Buenaseda v. Flavier, 226 SCRA 645, 656). He should not forget that he is an
officer of the court, bound to exert every effort and placed under duty, to
assist in the speedy and efficient administration of justice pursuant to Canon
12, Canons of Professional Responsibility (Gomez v. Presiding Judge, RTC, Br.
15, Ozamis City, 249 SCRA 432, 439). He should not, therefore, misuse the rules
of procedure to defeat the ends of justice per Rule 10.03. Canon 10 of the
Canons of Professional Responsibility, or unduly delay a case, impede the
execution of a judgment or misuse court processes, in accordance with Rule
12.04, Canon 12 of the same Canons (Ibid.).
Same; Same; Same; Same; A judge errs if, in citing a person in direct
contempt of court, she imposes a fine which exceeds the ceiling of P2,000.00
under Supreme Court Administrative Circular No. 22-95 which took effect on
November 16, 1995.—Although respondent judge was justified in citing
petitioner in direct contempt of court, she erred in imposing a fine in the
amount of P3,000.00 which exceeded the ceiling of P2,000.00 under Supreme Court
Administrative Circular No. 22-95 which took effect on November 16, 1995. It
was not established that the fine was imposed in bad faith. The Court of
Appeals thus properly ordered the return of the excess of P1,000.00. Aside from
the fine, the three days imprisonment meted out to petitioner was justified and
within the 10-day limit prescribed in Section 1, Rule 71 of the Rules of Court,
as amended. [Bugaring vs. Español, 349 SCRA 687(2001)]
Manila Pest Control, Inc. vs. Workmen's
Compensation Commission, 25 SCRA 700 , October 29, 1968
Constitutional
law; Due process; Acts showing no denial of.—Petitioner alleges that it was
not officially furnished a copy of the decision of the Workmen's Compensation
Commission since the same was not delivered to its counsel but to another and
hence it was denied due process to be heard. In the reply-memorandum of the
Workmen's Compensation Commission it was shown that a copy of the decision was
furnished to petitioners counsel but its counsel refused to received the same
and instead instructed the server to deliver the same to another counsel. In
view of the instruction the server proceeded to the law office of the named
counsel where the said decision was received by a clerk of the said office,
evidenced by a stamp pad bearing its name. Held: Under the above circumstances,
no due process question arose. What was done satisfied the constitutional
requirement. An effort was made to serve petitioner with a copy of the
decision; that such ef f ort f ailed was attributable to the conduct of its own
counsel. There is no reason why the decision would have been served on some
other counsel if there were no such misinformation, if there was no such
attempt to mislead.
Malonso vs. Principe, 447 SCRA 1, December 16, 2004
Administrative Law; Attorneys; Requisites before a lawyer may be
suspended from the practice of law by the Integrated Bar of the Philippines
(IBP).—It is clear that before a lawyer may be suspended
from the practice of law by the IBP, there should be (1) a review of the
investigator’s report; (2) a formal voting; and (3) a vote of at least five (5)
members of the Board. The rationale for this rule is simple: a decision reached
by the Board in compliance with the procedure is the official decision of the
Board as a body and not merely as the collective view of the individual members
thereof. This is in keeping with the very nature of a collegial body which
arrives at its decisions only after deliberation, the exchange of views and
ideas, and the concurrence of the required majority vote. Thus, the vote of the
majority would be necessary for the validity of the Board’s resolution. Without
a vote having been taken, Resolution No. XVI-2003-241 (CBD Case No. 01-848) is
void and has no effect.
Same; Same; While the practice of law is not a business venture, a
lawyer nevertheless is entitled to be duly compensated for professional
services rendered.—With the validity of its contract for services and
its authority disputed, and having rendered legal service for years without
having received anything in return, and with the prospect of not getting any
compensation for all the services it has rendered to SANDAMA and its members,
respondent and his law firm auspiciously moved to protect their interests. They
may have been mistaken in the remedy they sought, but the mistake was made in
good faith. Indeed, while the practice of law is not a business venture, a
lawyer nevertheless is entitled to be duly compensated for professional
services rendered. It is but natural that he protect his interest, most
especially when his fee is on a contingent basis.
Same; Same; Contingent fees are not per se prohibited by law; Its
validity depends, in large measure, upon the reasonableness of the amount fixed
as contingent fee under the circumstances of the case.—The
fact that the contract stipulates a maximum of forty percent (40%) contingent
fees does not make the contract illegal or unacceptable. Contingent fees are
not per se prohibited by law. Its validity depends, in large measure, upon the
reasonableness of the amount fixed as contingent fee under the circumstances of
the case. Nevertheless, when it is shown that a contract for a contingent fee
was obtained by undue influence exercised by the attorney upon his client or by
any fraud or imposition, or that the compensation is clearly excessive, the
Court must, and will protect the aggrieved party. [Malonso vs. Principe, 447
SCRA 1(2004)]
Sambajon vs. Suing, 503 SCRA 1 , September 26, 2006
Attorneys; A lawyer takes an oath when he is admitted to the Bar—by
doing so he thereby becomes an Officer of the Court on whose shoulders rests
the grave responsibility of assisting the courts in the proper, fair, speedy
and efficient administration of justice.—A lawyer takes an oath
when he is admitted to the Bar. By doing so he thereby becomes an Officer of
the Court on whose shoulders rests the grave responsibility of assisting the
courts in the proper, fair, speedy and efficient administration of justice.
Mindful of the fact that the present proceedings involve, on the one hand, the
right of a litigant to seek redress against a member of the Bar who has,
allegedly caused him damaged, either through malice or negligence, while in the
performance of his duties as his counsel, and, on the other, the right of that
member of the Bar to protect and preserve his good name and reputation, we have
again gone over and considered [the] aspects of the case.
Same; Pleadings and Practice; Words and Phrases; Diligence is the
“attention and care required of a person in a given situation and is the
opposite of negligence.” A lawyer serves his client with diligence by adopting
that norm of practice expected of men of good intentions.—Diligence
is “the attention and care required of a person in a given situation and is the
opposite of negligence.” A lawyer serves his client with diligence by adopting
that norm of practice expected of men of good intentions. He thus owes entire
devotion to the interest of his client, warm zeal in the defense and
maintenance of his rights, and the exertion of his utmost learning, skill, and
ability to ensure that nothing shall be taken or withheld from him, save by the
rules of law legally applied. It is axiomatic in the practice of law that the
price of success is eternal diligence to the cause of the client. The practice
of law does not require extraordinary diligence (exactissima diligentia) or
that “extreme measure of care and caution which persons of unusual prudence and
circumspection use for securing and preserving their rights. All that is
required is ordinary diligence (diligentia) or that degree of vigilance
expected of a bonus pater familias. x x x
Commission on Bar Discipline; While the Commission on Bar Discipline is
not a court, the proceedings therein are nonetheless part of a judicial
proceeding, a disciplinary action being in reality an investigation by the
Court into the misconduct of its officers or an examination into his
character.—As an officer of the court, a lawyer is called upon
to assist in the administration of justice. He is an instrument to advance its
cause. Any act on his part that tends to obstruct, perverts or impedes the
administration of justice constitutes misconduct. While the Commission on Bar
Discipline is not a court, the proceedings therein are nonetheless part of a
judicial proceeding, a disciplinary action being in reality an investigation by
the Court into the misconduct of its officers or an examination into his
character.
Attorneys; Misconduct; In Bantolo v. Castillon, Jr.
(478 SCRA 443 [2005]), the lawyer was found guilty of gross misconduct for his
attempt to delay and obstruct the investigation being conducted by the
IBP—nonetheless, this court found that a suspension of one month from the
practice of law was enough to give him “the opportunity to retrace his steps
back to the virtuous path of the legal profession.” While the disbarment of
respondent is, under the facts and circumstances attendant to the case, not
reasonable, neither is reprimand as recommended by the IBP. This court finds
that respondent’s suspension from the practice of law is in order—In Bantolo v.
Castillon, Jr., 478 SCRA 443 (2005), the respondent lawyer was found guilty of
gross misconduct for his attempts to delay and obstruct the investigation being
conducted by the IBP. Nonetheless, this Court found that a suspension of one
month from the practice of law was enough to give him “the opportunity to
retrace his steps back to the virtuous path of the legal profession.” While the
disbarment of respondent is, under the facts and circumstances attendant to the
case, not reasonable, neither is reprimand as recommended by the IBP. This
Court finds that respondent’s suspension from the practice of law for six
months is in order. [Sambajon vs. Suing, 503 SCRA 1(2006)]
National Bank vs. Uy Teng Piao, 57 Phil., 337,
October 21, 1932
Attorney and Client; Attorney as Witness.—Although
the law does not forbid an attorney to be a witness and at the same time an
attorney in a cause, the courts prefer that counsel should not testify as a
witness unless it is necessary, and that they should withdraw from the active
management of the case. (Malcolm: Legal Ethics, p. 148.)
Nestlé Philippines, Inc. vs. Sanchez, 154 SCRA 542
, September 30, 1987
Courts; Supreme Court cannot be pressured to act one way or the other in
any case pending before it; Apologies of respondents accepted—We
accept the apologies offered by the respondents and at this time, forego the
imposition of the sanction warranted by the contemptuous acts described
earlier. The liberal stance taken by this Court in these cases as well as in
the earlier case of AHS/PHILIPPINES EMPLOYEES UNION vs. NATIONAL LABOR
RELATIONS COMMISSION, et al., G.R. No. 73721, March 30, 1987, should not,
however, be considered in any other light than an acknowledgment of the
euphoria apparently resulting from the rediscovery of a long-repressed freedom.
The Court will not hesitate in future similar situations to apply the full
force of the law and punish for contempt those who attempt to pressure the
Court into acting one way or the other in any case pending before it.
Grievances, if any, must be ventilated through the proper channels, i.e.,
through appropriate petitions, motions or other pleadings in keeping with the
respect due to the Courts as impartial administrators of justice entitled to
"proceed to the disposition of its business in an orderly manner, free
from outside interference obstructive of its functions and tending to embarrass
the administration of justice."
Same; Same; Courts and juries immune from every extraneous influence.—The
right of petition is conceded to be an inherent right of the citizen under all
free governments. However, such right, natural and inherent though it may be,
has never been invoked to shatter the standards of propriety entertained for
the conduct of courts. For "it is a traditional conviction of civilized
society everywhere that courts and juries, in the decision of issues of fact
and law should be immune from every extraneous influence; that facts should be
decided upon evidence produced in court; and that the determination of such
facts should be uninfluenced by bias, prejudice or sympathies.''
Same; Same; Same; Abuse of rights of free speech and of assembly not
within the ambit of constitutional protection; Counsel of record and all
members of the legal profession are reminded to apprise their clients on
matters of docorum and proper attitude toward courts of justice—We
realize that the individuals herein cited who are non-lawyers are not
knowledgeable in the intricacies of substantive and adjective laws. They are
not aware that even as the rights of free speech and of assembly are protected
by the Constitution, any attempt to pressure or influence courts of justice
through the exercise of either right amounts to an abuse thereof, is no longer
within the ambit of constitutional protection, nor did they realize that any
such efforts to influence the course of justice constitutes contempt of court.
The duty and responsibility of advising them, therefore, rest primarily and
heavily upon the shoulders of their counsel of record. Atty. Jose C. Espinas,
when his attention was called by this Court, did his best to demonstrate to the
pickets the untenability of their acts and posture. Let this incident therefore
serve as a reminder to all members of the legal profession that it is their
duty as officers of the court to properly apprise their clients on matters of
decorum and proper attitude toward courts of justice and to labor leaders of
the importance of a continuing educational program f or their members. [Nestlé
Philippines, Inc. vs. Sanchez, 154 SCRA 542(1987)]
Re: Request Radio-TV Coverage of the Trial in the
Sandiganbayan of the Plunder Cases Against the Former President Joseph E.
Estrada, 360 SCRA 248 , June 29, 2001
Same; Same; Same; Same; Same; Same; It must also be conceded that
“television can work profound changes in the behavior of the people it focuses
on.”—Witnesses and judges may very well be men and women
of fortitude, able to thrive in hardy climate, with every reason to presume
firmness; of mind and resolute endurance, but it must also be conceded that “television
can work profound changes in the behavior of the people it focuses on.” Even
while it may be difficult to quantify the influence, or pressure that media can
bring to bear on them directly and through the shaping of public opinion, it is
a fact, nonetheless, that, indeed, it does so in so many ways and in varying
degrees. The conscious or unconscious effect that such a coverage may have on
the testimony of witnesses and the decision of judges cannot be evaluated but,
it can likewise be said, it is not at all unlikely for a vote of guilt or
innocence to yield to it. It might be farcical to build around them an
impregnable armor against the influence of the most powerful media of public
opinion. To say that actual prejudice should first be present would leave to
near nirvana the subtle threats to justice that a disturbance of the mind so
indispensable to the calm and deliberate dispensation of justice can create.
The effect of television may escape the ordinary means of proof, but it is not
far-fetched for it to gradually erode our basal conception of a trial such as
we know it now.
Same; Same; Same; Same; Same; Same; Right to Public Trial; An accused
has a right to a public trial but it is a right that belongs to him, more than
anyone else, where his life or liberty can be held critically in balance.—An
accused has a right to a public trial but it is a right that belongs to him,
more than anyone else, where his life or liberty can be held critically in
balance. A public trial aims to ensure that he is fairly dealt with and would
not be unjustly condemned and that his rights are not compromised in secrete
conclaves of long ago. A public trial is not synonymous with publicized trial;
it only implies that the court doors must be open to those who wish to come,
sit in the available seats, conduct themselves with decorum and observe the
trial process. In the constitutional sense, a courtroom should have enough
facilities for a reasonable number of the public to observe the proceedings,
not too small as to render the openness negligible and not too large as to
distract the trial participants from their proper functions, who shall then be
totally free to report what they have observed during the proceedings.
Foodsphere, Inc. vs. Mauricio, Jr., 593 SCRA 367 ,
July 22, 2009
Legal Ethics; Attorneys; It is necessary for every lawyer to act and
comport himself in a manner that promotes public confidence in the integrity of
the legal profession, which confidence may be eroded by the irresponsible and
improper conduct of a member of the bar.—The Court, once again,
takes this occasion to emphasize the necessity for every lawyer to act and
comport himself in a manner that promotes public confidence in the integrity of
the legal profession, which confidence may be eroded by the irresponsible and
improper conduct of a member of the bar. By the above-recited acts, respondent
violated Rule 1.01 of the Code of Professional Responsibility which mandates
lawyers to refrain from engaging in unlawful, dishonest, immoral or deceitful
conduct. For, as the IBP found, he engaged in deceitful conduct by, inter alia,
taking advantage of the complaint against CDO to advance his interest—to obtain
funds for his Batas Foundation and seek sponsorships and advertisements for the
tabloids and his television program.
Same; Same; A lawyer shall not make public statements in the media
regarding a pending case tending to arouse public opinion for or against a
party.—The respondent lawyer also violated Rule 13.02 of
the Code of Professional Responsibility, which mandates: A lawyer shall not
make public statements in the media regarding a pending case tending to arouse
public opinion for or against a party. For despite the pendency of the civil
case against him and the issuance of a status quo order restraining/enjoining
further publishing, televising and broadcasting of any matter relative to the
complaint of CDO, respondent continued with his attacks against complainant and
its products. At the same time, respondent violated Canon 1 also of the Code of
Professional Responsibility, which mandates lawyers to “uphold the
Constitution, obey the laws of the land and promote respect for law and legal
processes.” For he defied said status quo order, despite his (respondent’s)
oath as a member of the legal profession to “obey the laws as well as the legal
orders of the duly constituted authorities.”
Same; Same; While a lawyer is entitled to present his case with vigor
and courage, such enthusiasm does not justify the use of offensive and abusive
language—language abounds with countless possibilities for one to be emphatic
but respectful, convincing but not derogatory, illuminating but not offensive.—Respondent
violated Canon 8 and Rule 8.01 of the Code of Professional Responsibility which
mandate, viz.: “CANON 8—A
lawyer shall conduct himself with courtesy, fairness and candor toward his
professional colleagues, and shall avoid harassing tactics against
opposing counsel. Rule 8.01—A
lawyer shall not, in his professional dealings, use language which is abusive,
offensive or otherwise improper,”—by using intemperate language. Apropos is the
following reminder in Saberon v. Larong, 551 SCRA 359 (2008): “To be
sure, the adversarial nature of our legal system has tempted members of the bar
to use strong language in pursuit of their duty to advance the interests of
their clients. However, while a lawyer is entitled to present his case with
vigor and courage, such enthusiasm does not justify the use of offensive and
abusive language. Language abounds with countless possibilities for one to be
emphatic but respectful, convincing but not derogatory, illuminating but not
offensive. On many occasions, the Court has reminded members of the Bar to
abstain from all offensive personality and to advance no fact prejudicial to
the honor and reputation of a party or witness, unless required by the justice
of the cause with which he is charged. In keeping with the dignity of the legal
profession, a lawyer’s language even in his pleadings must be dignified.”
Maglasang vs. People, 190 SCRA 306 , October 04,
1990
Lawyers; Legal Ethics; A lawyer's duty is not to his client but to the
administration of justice; to that end, his client's success is wholly
subordinate; and his conduct ought to and must always be scrupulously observant
of law and ethics.—It is clear that the case was lost not by the
alleged injustices Atty. Castellano irresponsibly ascribed to the members of
the Court's Second Division, but simply because of his inexcusable negligence
and incompetence. Atty. Castellano, however, seeks to pass on the blame for his
deficiencies to the Court, in the hope of salvaging his reputation before his
client. Unfortunately, the means by which Atty. Castellano hoped to pass the
buck so to speak, are grossly improper. As an officer of the Court, he should
have known better than to smear the honor and integrity of the Court just to
keep the confidence of his client. Time and again we have emphasized that a
"lawyer's duty is not to his client but to the administration of justice;
to that end, his client's success is wholly subordinate; and his conduct ought
to and must always be scrupulously observant of law and ethics." Thus,
"while a lawyer must advocate his client's cause in utmost earnest and
with the maximum skill he can marshal, he is not at liberty to resort to
arrogance, intimidation, and innuendo."
Same; Same; Same; Courts; Contempt of Court; Criticisms towards the
Court should be bona fide, and should not spill over the walls of decency and
propriety.—To be sure, the Court does not pretend to be immune
from criticisms. After all, it is through the criticism of its actions that the
Court, composed of fallible mortals, hopes to correct whatever mistake it may
have unwittingly committed. But then again, "[i]t is the cardinal condition
of all such criticism that it shall be bona fide, and shall not spill over the
walls of decency and propriety. A wide chasm exists between fair criticism, on
the one hand, and abuse and slander of courts and the judges thereof, on the
other. Intemperate and unfair criticism is a gross violation of the duty of
respect to courts."
Same; Same; Same; Same; Supreme Court; The Supreme Court is supreme—no
other department or agency may pass upon its judgments or declare them
"unjust", not even the President of the Philippines.—We
further note that in filing the "complaint" against the justices of
the Court's Second Division, even the most basic tenet of our government
system—the separation of powers between the judiciary, the executive, and the
legislative branches—has been lost on Atty. Castellano. We therefore take this
occasion to once again remind all and sundry that "the Supreme Court is
supreme—the third great department of government entrusted exclusively with the
judicial power to adjudicate with finality all justiciable disputes, public and
private. No other department or agency may pass upon its judgments or declare
them 'unjust.'" Consequently, and owing to the foregoing, not even the
President of the Philippines as Chief Executive may pass judgment on any of the
Court's acts. [Maglasang vs. People, 190 SCRA 306(1990)]
Francisco vs. Portugal, 484 SCRA 571 , March 14,
2006
Administrative Law; Attorneys; In a criminal case, the lawyer for the
accused has a higher duty to be circumspect in defending the accused.—In a
criminal case like that handled by respondent in behalf of the accused,
respondent has a higher duty to be circumspect in defending the accused for it
is not only the property of the accused which stands to be lost but more
importantly, their right to their life and liberty.
Same; Same; It is the counsel, not his client, who has the duty to file
the Notice of Withdrawal.—Respondent ought to know that he was the one who
should have filed the Notice to Withdraw and not the accused. His tale that he
sent a registered letter to the accused and gave them instructions on how to go
about respondent’s withdrawal from the case defies credulity. It should have
been respondent who undertook the appropriate measures for the proper
withdrawal of his representation. He should not have relied on his client to do
it for him if such was truly the case. Without the presentation of the alleged
registry receipt (or the return card, which confirms the receipt of the mail by
the recipient) of the letter he allegedly sent to PO3 Joaquin, the Court cannot
lend credence to respondent’s naked claim, especially so that complainants have
been resolute in their stand that they did not hear from respondent after the
latter had filed the ad cautelam petition. He could relieve himself of his
responsibility as counsel only first by securing the written conformity of the
accused and filing it with the court pursuant to Rule 138, Section 26 of the
Rules of Court.
Same; Same; A client has the absolute right to terminate the attorney-client
relation at anytime with or without cause.—The rule in this
jurisdiction is that a client has the absolute right to terminate the
attorney-client relation at anytime with or without cause. The right of an
attorney to withdraw or terminate the relation other than for sufficient cause
is, however, considerably restricted. Among the fundamental rules of ethics is
the principle that an attorney who undertakes to conduct an action impliedly
stipulates to carry it to its conclusion. He is not at liberty to abandon it
without reasonable cause. A lawyer’s right to withdraw from a case before its
final adjudication arises only from the client’s written consent or from a good
cause.
Same; Same; The zeal and the degree of fervor in handling the case should
neither diminish nor cease just because of his perceived insufficiency of
remuneration.—Even if respondent felt under-compensated in the
case he undertook to defend, his obligation embodied in the Lawyer’s Oath and
the Code of Professional Responsibility still remains unwavering. The zeal and
the degree of fervor in handling the case should neither diminish nor cease
just because of his perceived insufficiency of remuneration.
Same; Same; Rule 14.01 of the Code of Professional Responsibility
clearly directs lawyers not to discriminate clients as to their belief of the
guilt of the latter.—The Court does not appreciate the offensive
appellation respondent called the shooting incident that the accused was
engaged in. He described the incident, thus: “the accused police officers who
had been convicted of [h]omicide for the ‘salvage’ of Froilan G. Cabiling and
Jose M. Chua and [a]ttempted [h]omicide of Mario C. Macato.” Rule 14.01 of the
Code of Professional Responsibility clearly directs lawyers not to discriminate
clients as to their belief of the guilt of the latter. It is ironic that it is
the defense counsel that actually branded his own clients as being the culprits
that “salvaged” the victims. Though he might think of his clients as that,
still it is unprofessional to be labeling an event as such when even the
Sandiganbayan had not done so. [Francisco vs. Portugal, 484 SCRA 571(2006)]
People vs. Estebia, 27 SCRA 106, February 27, 1969
Attorneys; Counsel de officio; Lawyer is bound to exert effort in behalf
of indigent client.—The Supreme Court may assign an attorney to render
professional aid to a destitute appellant in a criminal case who is unable to
employ an attorney. Correspondingly, a duty is imposed upon the lawyer so
assigned “to render the required service”, A lawyer so appointed “as counsel
for an indigent prisoner”, our Canons of Professional Ethics demand, “should
always exert his best efforts” in the indigent’s behalf.
Same; Same; Lawyer must observe and maintain due respect.—An
attorney’s duty of prime importance is “to observe and maintain the respect due
to the courts of justice and judicial officers”. The f irst Canon of the Code
of Ethics enjoins a lawyer “to maintain towards the Courts a respectful
attitude, not for the sake of the temporary incumbent of the judicial office,
but for the maintenance of its supreme importance”. By his oath of office, the
lawyer undertook to “obey the laws as well as the legal orders of the duly
constituted authorities”. [People vs. Estebia, 27 SCRA 106(1969)]
Perez vs. De la Torre, 485 SCRA 547 , March 30,
2006
Legal Ethics; Attorneys; Conflict of Interests; There is conflict of
interests when a lawyer represents inconsistent interests of two or more
opposing parties.—There is conflict of interests when a lawyer
represents inconsistent interests of two or more opposing parties. The test is
“whether or not in behalf of one client, it is the lawyer’s duty to fight for
an issue or claim, but it is his duty to oppose it for the other client. In
brief, if he argues for one client, this argument will be opposed by him when
he argues for the other client.” This rule covers not only cases in which
confidential communications have been confided, but also those in which no
confidence has been bestowed or will be used. There is a representation of
conflicting interests if the acceptance of the new retainer will require the
attorney to do anything which will injuriously affect his first client in any
matter in which he represents him and also whether he will be called upon in
his new relation, to use against his first client any knowledge acquired
through their connection.
Same; Same; Same; The prohibition against representing conflicting
interests is founded on principles of public policy and good taste—it behooves
lawyers not only to keep inviolate the client’s confidence, but also to avoid
the appearance of impropriety and double-dealing for only then can litigants be
encouraged to entrust their secrets to their lawyers, which is of paramount
importance in the administration of justice.—The prohibition against
representing conflicting interests is founded on principles of public policy
and good taste. In the course of a lawyer-client relationship, the lawyer
learns all the facts connected with the client’s case, including the weak and
strong points of the case. The nature of that relationship is, therefore, one
of trust and confidence of the highest degree. It behooves lawyers not only to
keep inviolate the client’s confidence, but also to avoid the appearance of
impropriety and double-dealing for only then can litigants be encouraged to
entrust their secrets to their lawyers, which is of paramount importance in the
administration of justice. [Perez vs. De la Torre, 485 SCRA 547(2006)]
Canoy vs. Ortiz, 453 SCRA 410 , March 16, 2005
Legal Ethics; Attorneys; Lawyer-Client Relationship; The Court is
sensitive to the difficulties in obtaining legal representation for indigent or
low-income litigants; The efforts of private practitioners who assist in the
goal of providing legal representation for those who could not otherwise afford
the services of lawyers are especially commendable, owing to their sacrifice in
time and resources beyond the call of duty and without expectation of pecuniary
reward; The problem of under-representation of indigent or low-income clients
is just as grievous as that of non-representation.—The
Court is sensitive to the difficulties in obtaining legal representation for
indigent or low-income litigants. Apart from the heroic efforts of government
entities such as the Public Attorney’s Office, groups such as the IBP National
Committee on Legal Aid and the Office of Legal Aid of the UP College of Law
have likewise been at the forefront in the quest to provide legal
representation for those who could not otherwise afford the services of
lawyers. The efforts of private practitioners who assist in this goal are
especially commendable, owing to their sacrifice in time and resources beyond
the call of duty and without expectation of pecuniary reward. Yet, the problem
of under-representation of indigent or low-income clients is just as grievous
as that of non-representation. Admirable as the apparent focus of Atty. Ortiz’s
legal practice may have been, his particular representation of Canoy in the
latter’s illegal dismissal case leaves much to be desired.
Same; Same; Same; Once a lawyer agrees to take up the cause of a client,
a lawyer owes fidelity to such cause and must always be mindful of the trust
and confidence reposed in him.—Atty. Ortiz should have filed the position paper on
time, owing to his duty as counsel of Canoy to attend to this legal matter
entrusted to him. His failure to do so constitutes a violation of Rule 18.03 of
the Code of Professional Responsibility. Once he agrees to take up the cause of
a client, a lawyer owes fidelity to such cause and must always be mindful of
the trust and confidence reposed in him. He must serve the client with
competence and diligence and champion the latter’s cause with wholehearted
fidelity, care and devotion. Elsewise stated, he owes entire devotion to the
interest of the client, warm zeal in the maintenance and defense of his
client’s rights, and the exertion of his utmost learning and ability to the end
that nothing be taken or withheld from his client, save by the rules of law,
legally applied. This simply means that his client is entitled to the benefit
of any and every remedy and defense that is authorized by the law of the land
and he may expect his lawyer to assert every such remedy or defense. If much is
demanded from an attorney, it is because the entrusted privilege to practice
law carries with it the correlative duties not only to the client but also to
the court, to the bar and to the public. A lawyer who performs his duty with diligence
and candor not only protects the interest of his client; he also serves the
ends of justice, does honor to the bar and helps maintain the respect of the
community to the legal profession.
Same; Same; Same; The relationship of lawyer-client being one of
confidence, there is ever present the need for the client to be adequately and
fully informed of the developments of the case and should not be left in the
dark as to the mode and manner in which his/her interests are being defended.—If
indeed Atty. Ortiz’s schedule, work load, or physical condition was such that
he would not be able to make a timely filing, he should have informed Canoy of
such fact. The relationship of lawyer-client being one of confidence, there is
ever present the need for the client to be adequately and fully informed of the
developments of the case and should not be left in the dark as to the mode and
manner in which his/her interests are being defended.
Same; Same; Labor Law; That the case was dismissed without prejudice,
thus allowing the complainant to refile the case, hardly serves to mitigate the
liability of his counsel, as the failure to file the position paper is per se a
violation of Rule 18.03.—There could have been remedies undertaken to this
inability of Atty. Ortiz to file on time the position paper had Canoy been told
of such fact, such as a request for more time to file the position paper, or
maybe even the hiring of collaborating counsel or substitution of Atty. Ortiz
as counsel. Since Atty. Ortiz did not exercise the necessary degree of care by
either filing the position paper on time or informing Canoy that the paper
could not be submitted seasonably, the ignominy of having the complaint
dismissed for failure to prosecute could not be avoided. That the case was dismissed
without prejudice, thus allowing Canoy to refile the case, hardly serves to
mitigate the liability of Atty. Ortiz, as the failure to file the position
paper is per se a violation of Rule 18.03.
Same; Same; The Court is not mollified by the circumstance of
respondent-lawyer’s election as a City Councilor, as his adoption of these
additional duties does not exonerate him of his negligent behavior.—Neither
is the Court mollified by the circumstance of Atty. Ortiz’s election as a City
Councilor of Bacolod City, as his adoption of these additional duties does not
exonerate him of his negligent behavior. The Code of Professional
Responsibility does allow a lawyer to withdraw his legal services if the lawyer
is elected or appointed to a public office. Statutes expressly prohibit the
occupant of particular public offices from engaging in the practice of law,
such as governors and mayors, and in such instance, the attorney-client
relationship is terminated. However, city councilors are allowed to practice their
profession or engage in any occupation except during session hours, and in the
case of lawyers such as Atty. Ortiz, subject to certain prohibitions which are
not relevant to this case. In such case, the lawyer nevertheless has the choice
to withdraw his/her services. Still, the severance of the relation of
attorney-client is not effective until a notice of discharge by the client or a
manifestation clearly indicating that purpose is filed with the court or
tribunal, and a copy thereof served upon the adverse party, and until then, the
lawyer continues to be counsel in the case.
Same; Same; The graver penalty of suspension is warranted in lieu of an
admonition or a reprimand considering that respondent-lawyer’s undisputed
negligence in failing to timely file the position paper was compounded by his
failure to inform his client of such fact, and the successive dismissal of the
complaint.—The appropriate sanction is within the sound
discretion of this Court. In cases of similar nature, the penalty imposed by
the Court consisted of either a reprimand, a fine of five hundred pesos with
warning, suspension of three months, six months, and even disbarment in
aggravated cases. Given the circumstances, the Court finds the penalty
recommended by the IBP too lenient and instead suspends Atty. Ortiz from the
practice of law for one (1) month. The graver penalty of suspension is
warranted in lieu of an admonition or a reprimand considering that Atty.
Ortiz’s undisputed negligence in failing to timely file the position paper was
compounded by his failure to inform Canoy of such fact, and the successive
dismissal of the complaint.
Same; Same; Pauper Litigants; It is not enough to say that all pauper
litigants should be assured of legal representation—they deserve quality
representation as well.—Lawyers who devote their professional practice in
representing litigants who could ill afford legal services deserve
commendation. However, this mantle of public service will not deliver the
lawyer, no matter how well-meaning, from the consequences of negligent acts. It
is not enough to say that all pauper litigants should be assured of legal
representation. They deserve quality representation as well.
Lim, Jr. vs. Villarosa, 490 SCRA 494 , June 15,
2006
Legal Ethics; Attorneys; Disbarment; Complaints against members of the
Bar are pursued to preserve the integrity of the legal profession, not for
private vendetta.—Complaints against members of the Bar are pursued
to preserve the integrity of the legal profession, not for private vendetta.
Thus, whoever has such personal knowledge of facts constituting a cause of
action against erring lawyers may file a verified complaint with the Court or
the IBP.
Same; Same; Same; Conflict of Interests; It is only upon strict
compliance with the condition of full disclosure of facts that a lawyer may
appear against his client, otherwise, his representation of conflicting
interests is reprehensible.—Canon 15 of the Code of Professional Responsibility
(CPR) highlights the need for candor, fairness and loyalty in all the dealings
of lawyers with their clients. Rule 15.03 of the CPR aptly provides: Rule
15.03—A lawyer shall not represent conflicting interests except by written
consent of all concerned given after a full disclosure of the facts. It is only
upon strict compliance with the condition of full disclosure of facts that a
lawyer may appear against his client; otherwise, his representation of
conflicting interests is reprehensible. Conflict of interest may be determined
in this manner: There is representation of conflicting interests if the
acceptance of the new retainer will require the attorney to do anything which
will injuriously affect his first client in any matter in which he represents
him and also whether he will be called upon in his new relation, to use against
his first client any knowledge acquired through their connection.
Same; Same; Same; The rule on conflict of interests covers not only
cases in which confidential communications have been confided but also those in
which no confidence has been bestowed or will be used—the rule prohibits a
lawyer from representing new clients whose interests oppose those of a former
client in any manner, whether or not they are parties in the same action or in
totally unrelated cases.—The rule on conflict of interests covers not only
cases in which confidential communications have been confided but also those in
which no confidence has been bestowed or will be used. Another test of the
inconsistency of interests is whether the acceptance of a new relation will
prevent an attorney from the full discharge of his duty of undivided fidelity
and loyalty to his client or invite suspicion of unfaithfulness or
double-dealing in the performance thereof, and also whether he will be called
upon in his new relation to use against his first client any knowledge acquire
in the previous employment. The first part of the rule refers to cases in which
the opposing parties are present clients either in the same action or in a
totally unrelated case; the second part pertains to those in which the adverse
party against whom the attorney appears is his former client in a matter which
is related, directly or indirectly, to the present controversy. (emphasis ours)
The rule prohibits a lawyer from representing new clients whose interests
oppose those of a former client in any manner, whether or not they are parties
in the same action or in totally unrelated cases. The cases here directly or
indirectly involved the parties’ connection to PRC, even if neither PRC nor
Lumot A. Jalandoni was specifically named as party-litigant in some of the
cases mentioned.
Same; Same; Withdrawal of Appearance; The right of an attorney to
withdraw or terminate the relation other than for sufficient cause is
considerably restricted—an attorney may only retire from a case either by
written consent of his client or by permission of the court after due notice
and hearing, in which event the attorney should see to it that the name of the
new lawyer is recorded in the case.—The rule on termination of attorney-client
relations may be summarized as follows: The relation of attorney and client may
be terminated by the client, by the lawyer or by the court, or by reason of
circumstances beyond the control of the client or the lawyer. The termination
of the attorney-client relationship entails certain duties on the part of the
client and his lawyer. Accordingly, it has been held that the right of an
attorney to withdraw or terminate the relation other than for sufficient cause
is considerably restricted. Canon 22 of the CPR reads: Canon 22—A lawyer shall
withdraw his services only for good cause and upon notice appropriate in the
circumstances. An attorney may only retire from a case either by written
consent of his client or by permission of the court after due notice and
hearing, in which event the attorney should see to it that the name of the new
lawyer is recorded in the case. A lawyer who desires to retire from an action
without the written consent of his client must file a petition for withdrawal
in court. He must serve a copy of his petition upon his client and the adverse
party at least three days before the date set for hearing, otherwise the court
may treat the application as a “mere scrap of paper.” Respondent made no such
move. He admitted that he withdrew as counsel on April 26, 1999, which
withdrawal was supposedly approved by the court on April 28, 1999. The
conformity of Mrs. Jalandoni was only presumed by Atty. Villarosa because of
the appearance of Atty. Alminaza in court, supposedly in his place.
Same; Same; Same; Attorney’s Lien; Retainer Lien; The right of an
attorney to retain possession of a client’s documents, money or other property
which may have lawfully come into his possession in his professional capacity,
until his lawful fees and disbursements have been fully paid, is
well-established.—The records do not support the claim that
respondent improperly collected P5,000 from petitioner. Undoubtedly, respondent
provided professional services to Lumot A. Jalandoni. Furthermore, there is no
evidence that the documents belonging to Mrs. Jalandoni were deliberately
withheld. The right of an attorney to retain possession of a client’s
documents, money or other property which may have lawfully come into his
possession in his professional capacity, until his lawful fees and
disbursements have been fully paid, is well-established. [Lim, Jr. vs.
Villarosa, 490 SCRA 494(2006)]
Hornilla vs. Salunat, 405 SCRA 220 , July 01, 2003
Administrative Law; Attorneys; Conflict of Interests; There is conflict
of interest when a lawyer represents inconsistent interests of two or more
opposing parties; Test to determine conflict of interest.—There
is conflict of interest when a lawyer represents inconsistent interests of two
or more opposing parties. The test is “whether or not in behalf of one client,
it is the lawyer’s duty to fight for an issue or claim, but it is his duty to
oppose it for the other client. In brief, if he argues for one client, this
argument will be opposed by him when he argues for the other client.” This rule
covers not only cases in which confidential communications have been confided,
but also those in which no confidence has been bestowed or will be used. Also,
there is conflict of interests if the acceptance of the new retainer will
require the attorney to perform an act which will injuriously affect his first
client in any matter in which he represents him and also whether he will be
called upon in his new relation to use against his first client any knowledge
acquired through their connection. Another test of the inconsistency of
interests is whether the acceptance of a new relation will prevent an attorney
from the full discharge of his duty of undivided fidelity and loyalty to his
client or invite suspicion of unfaithfulness or double dealing in the
performance thereof.
Same; Same; Same; A lawyer engaged as counsel for a corporation cannot
represent members of the same corporation’s board of directors in a derivative
suit brought against them.—In other jurisdictions, the prevailing rule is that
a situation wherein a lawyer represents both the corporation and its assailed
directors unavoidably gives rise to a conflict of interest. The interest of the
corporate client is paramount and should not be influenced by any interest of
the individual corporate officials. The rulings in these cases have persuasive
effect upon us. After due deliberation on the wisdom of this doctrine, we are
sufficiently convinced that a lawyer engaged as counsel for a corporation
cannot represent members of the same corporation’s board of directors in a
derivative suit brought against them. To do so would be tantamount to
representing conflicting interests, which is prohibited by the Code of
Professional Responsibility.
Same; Same; Same; Respondent was guilty of conflict of interest when he
represented the parties against whom his other client, the PPSTA, filed suit.—In
the case at bar, the records show that SEC Case No. 05-97-5657, entitled
“Philippine Public School Teacher’s Assn., Inc., et al. v. 1992-1995 Board of
Directors of the Philippine Public School Teacher’s Assn. (PPSTA), et al.,” was
filed by the PPSTA against its own Board of Directors. Respondent admits that
the ASSA Law Firm, of which he is the Managing Partner, was the retained counsel
of PPSTA. Yet, he appeared as counsel of record for the respondent Board of
Directors in the said case. Clearly, respondent was guilty of conflict of
interest when he represented the parties against whom his other client, the
PPSTA, filed suit.
Gonzales vs. Cabucana, Jr., 479 SCRA 320 , January
23, 2006
Legal Ethics; Attorneys; Conflict of Interest; It is well-settled that a
lawyer is barred from representing conflicting interests except by written
consent of all concerned given after a full disclosure of the facts; One test
of inconsistency of interest is whether the acceptance of a new relation would
prevent the full discharge of a lawyer’s duty of undivided fidelity and loyalty
to the client or invite suspicion of unfaithfulness or double-dealing in the
performance of that duty.—It is well-settled that a lawyer is barred from
representing conflicting interests except by written consent of all concerned
given after a full disclosure of the facts. Such prohibition is founded on
principles of public policy and good taste as the nature of the lawyer-client
relations is one of trust and confidence of the highest degree. Lawyers are
expected not only to keep inviolate the client’s confidence, but also to avoid
the appearance of treachery and double-dealing for only then can litigants be
encouraged to entrust their secrets to their lawyers, which is of paramount
importance in the administration of justice. One of the tests of inconsistency
of interests is whether the acceptance of a new relation would prevent the full
discharge of the lawyer’s duty of undivided fidelity and loyalty to the client
or invite suspicion of unfaithfulness or double-dealing in the performance of
that duty.
Same; Same; Same; The proscription against representation of conflicting
interests applies to a situation where the opposing parties are present clients
in the same action or in an unrelated action; The representation of opposing
clients, though unrelated, constitutes conflict of interest or, at the very
least, invites suspicion of doubledealing which the Court cannot allow.—As
we expounded in the recent case of Quiambao vs. Bamba, the proscription against
representation of conflicting interests applies to a situation where the
opposing parties are present clients in the same action or in an unrelated
action. It is of no moment that the lawyer would not be called upon to contend
for one client that which the lawyer has to oppose for the other client, or
that there would be no occasion to use the confidential information acquired
from one to the disadvantage of the other as the two actions are wholly
unrelated. It is enough that the opposing parties in one case, one of whom
would lose the suit, are present clients and the nature or conditions of the
lawyer’s respective retainers with each of them would affect the performance of
the duty of undivided fidelity to both clients. The claim of respondent that
there is no conflict of interests in this case, as the civil case handled by
their law firm where Gonzales is the complainant and the criminal cases filed
by Gonzales against the Gatcheco spouses are not related, has no merit. The
representation of opposing clients in said cases, though unrelated, constitutes
conflict of interests or, at the very least, invites suspicion of
double-dealing which this Court cannot allow.
Same; Same; Same; When the same law firm handles the civil case of the
present client and a prospective client, the rule against representing
conflicting interests applies.—Respondent further argued that it was his brother
who represented Gonzales in the civil case and not him, thus, there could be no
conflict of interests. We do not agree. As respondent admitted, it was their
law firm which represented Gonzales in the civil case. Such being the case, the
rule against representing conflicting interests applies. As we explained in the
case of Hilado vs. David: . . . [W]e . . . can not sanction his taking up the
cause of the adversary of the party who had sought and obtained legal advice
from his firm; this, not necessarily to prevent any injustice to the plaintiff
but to keep above reproach the honor and integrity of the courts and of the
bar. Without condemning the respondent’s conduct as dishonest, corrupt, or
fraudulent, we do believe that upon the admitted facts it is highly inexpedient.
It had the tendency to bring the profession, of which he is a distinguished
member, “into public disrepute and suspicion and undermine the integrity of
justice.” The claim of respondent that he acted in good faith and with honest
intention will also not exculpate him as such claim does not render the
prohibition inoperative.
Same; Same; Same; While there may be instances where lawyers cannot
decline representation, they cannot be made to labor under the conflict of
interest between a present client and a prospective one.—In
the same manner, his claim that he could not turn down the spouses as no other
lawyer is willing to take their case cannot prosper as it is settled that while
there may be instances where lawyers cannot decline representation they cannot
be made to labor under conflict of interest between a present client and a
prospective one. Granting also that there really was no other lawyer who could
handle the spouses’ case other than him, still he should have observed the
requirements laid down by the rules by conferring with the prospective client
to ascertain as soon as practicable whether the matter would involve a conflict
with another client then seek the written consent of all concerned after a full
disclosure of the facts. These respondent failed to do thus exposing himself to
the charge of double-dealing.
Same; Same; Disciplinary Actions; Affidavits of Desistance; The Court’s
exercise of its power to take cognizance of administrative cases against
lawyers is not for the purpose of enforcing civil remedies between parties, but
to protect the court and the public against an attorney guilty of unworthy
practices in his profession.—We note the affidavit of desistance filed by
Gonzales. However, we are not bound by such desistance as the present case
involves public interest. Indeed, the Court’s exercise of its power to take
cognizance of administrative cases against lawyers is not for the purpose of
enforcing civil remedies between parties, but to protect the court and the
public against an attorney guilty of unworthy practices in his profession.
Same; Same; Same; Mitigating Circumstances; The Court considers as
mitigating circumstance the fact that the lawyer represented the other client
pro bono and it was his firm and not he personally that handled the case of the
adverse party.—We shall consider however as mitigating
circumstance the fact that he is representing the Gatcheco spouses pro bono and
that it was his firm and not respondent personally, which handled the civil
case of Gonzales. As recounted by complainant herself, Atty. Edmar Cabucana
signed the civil case of complainant by stating first the name of the law firm
CABUCANA, CABUCANA, DE GUZMAN AND CABUCANA LAW OFFICE, under which, his name
and signature appear; while herein respondent signed the pleadings for the
Gatcheco spouses only with his name, without any mention of the law firm. We
also note the observation of the IBP Commissioner Reyes that there was no
malice and bad faith in respondent’s acceptance of the Gatchecos’ cases as
shown by the move of complainant to withdraw the case.
Rollon vs. Naraval, 452 SCRA 675 , March 04, 2005
Attorneys; Duties; Once they agree to handle a case, attorneys are
required by the Canons of Professional Responsibility to undertake the task
with zeal, care and utmost devotion.—Ordinarily, lawyers are not obliged to act either
as advisers or as advocates of any person who may wish to become their client.
They may decline employment and refuse to accept representation, if they are
not in a position to carry it out effectively or competently. But once they
agree to handle a case, attorneys are required by the Canons of Professional
Responsibility to undertake the task with zeal, care and utmost devotion.
Same; Same; Acceptance of money from a client establishes an
attorney-client relationship and gives rise to the duty of fidelity to the
client’s cause.—Acceptance of money from a client establishes an
attorney-client relationship and gives rise to the duty of fidelity to the
client’s cause. Every case accepted by a lawyer deserves full attention,
diligence, skill and competence, regardless of importance.
Same; Same; Practising lawyers may accept only as many cases as they can
efficiently handle.—Practising lawyers may accept only as many cases as
they can efficiently handle. Otherwise, their clients would be prejudiced. Once
lawyers agree to handle a case, they should undertake the task with dedication
and care. If they do any less, then they fail their lawyer’s oath.
Same; Same; Knowing whether a case would have some prospect of success
is not only a function, but also an obligation on the part of lawyers.—Rule
15.05 of the Code of Professional Responsibility requires that lawyers give
their candid and best opinion to their clients on the merit or lack of merit of
the case, neither overstating nor understating their evaluation thereof.
Knowing whether a case would have some prospect of success is not only a
function, but also an obligation on the part of lawyers. If they find that
their client’s cause is defenseless, then it is their bounden duty to advise
the latter to acquiesce and submit, rather than to traverse the
incontrovertible. The failure of respondent to fulfill this basic undertaking
constitutes a violation of his duty to “observe candor, fairness and loyalty in
all his dealings and transactions with his clients.”
Same; Same; Lawyers are deemed to hold in trust their client’s money and
property that may come into their possession.—Lawyers
are deemed to hold in trust their client’s money and property that may come
into their possession. As respondent obviously did nothing on the case of
complainant, the amount she had given—as evidenced by the receipt issued by his
law office—was never applied to the filing fee. His failure to return her money
upon demand gave rise to the presumption that he had converted it to his own
use and thereby betrayed the trust she had reposed in him. His failure to do so
constituted a gross violation of professional ethics and a betrayal of public
confidence in the legal profession.
Same; Same; The Code exacts from lawyers not only a firm respect for
law, legal processes and the courts, but also mandates the utmost degree of
fidelity and good faith in dealing with the moneys entrusted to them pursuant
to their fiduciary relationship.—The Code exacts from lawyers not only a firm
respect for law, legal processes and the courts, but also mandates the utmost
degree of fidelity and good faith in dealing with the moneys entrusted to them
pursuant to their fiduciary relationship. Respondent clearly fell short of the
demands required of him as a member of the bar. His inability to properly
discharge his duty to his client makes him answerable not just to her, but also
to this Court, to the legal profession, and to the general public. Given the
crucial importance of his role in the administration of justice, his misconduct
diminished the confidence of the public in the integrity and dignity of the
profession.
Yu vs. Bondal, 448 SCRA 273 , January 17, 2005
Administrative Law; Attorneys; Attorneys Fees; An acceptance fee is not
a contingent fee, but is not an absolute fee arrangement which entitles a
lawyer to get paid for his efforts regardless of the outcome of the
litigation.—If, admittedly, the only payment given to
complainant by respondent is the amount of P51,716.54, then complainant still
owes respondent more, as respondent rendered his legal services in 4 out of the
5 cases. An acceptance fee is not a contingent fee, but is an absolute fee
arrangement which entitles a lawyer to get paid for his efforts regardless of
the outcome of the litigation. That complainant was dissatisfied with the
outcome of the four cases does not render void the above retainer agreement for
respondent appears to have represented the interest of complainant. Litigants
need to be reminded that lawyers are not demi-gods or “magicians” who can
always win their cases for their clients no matter the utter lack of merit of
the same or how passionate the litigants may feel about their cause.
Same; Same; Respondent obliged under Rule 22.02 of the Code of
Professional Responsibility to immediately turn over all papers and property
which complainant entrusted to his successor.—Since
respondent had been advised by complainant through counsel Chavez Laureta and
Associates, by letter of July 18, 2001, that she intended to terminate his
services, as of said date, he was obliged, under Rule 22.02 of the Code of
Professional Responsibility, x x x to immediately turn over all
papers and property which complainant entrusted to his successor.
Reddi vs. Sebrio, Jr., 577 SCRA 175 , January 30,
2009
Legal Ethics; When the integrity of a member of the bar is challenged,
it is not enough that he denies the charges against him, he must meet the issue
and overcome the evidence against him.—Respondent’s
culpability is further highlighted by his utter lack of regard for the
seriousness of the charges against him. His defenses raised in his Comment
consist mainly in bare denials. When the integrity of a member of the bar is
challenged, it is not enough that he denies the charges against him; he must
meet the issue and overcome the evidence against him. He must show proof that
he still maintains that degree of morality and integrity which at all times is
expected of him. This, respondent miserably failed to do.
Same; Disbarment; The Court is mindful that disbarment is the most
severe form of disciplinary sanction and, as such, the power to disbar must
always be exercised with great caution, and only for the most imperative
reasons and in clear cases of misconduct affecting the standing and moral
character of the lawyer as an officer of the court and a member of the bar.—The
Court is mindful that disbarment is the most severe form of disciplinary
sanction and, as such, the power to disbar must always be exercised with great
caution, and only for the most imperative reasons and in clear cases of
misconduct affecting the standing and moral character of the lawyer as an
officer of the court and a member of the bar. If the practice of law, however,
is to remain an honorable profession and attain its basic ideals, those
enrolled in its ranks should not only master its tenets and principles but
should also, in their lives, accord continuing fidelity to them. The requirement
of good moral character is, in fact, of much greater import, as far as the
general public is concerned, than the possession of legal learning. [Reddi vs.
Sebrio, Jr., 577 SCRA 175(2009)]
Rural Bank of Calape, Inc. (RBCI) Bohol vs.
Florido, 621 SCRA 182 , June 18, 2010
Legal Ethics; Attorneys; A lawyer shall represent his client with zeal
within the bounds of the law—he must employ only fair and honest means to
attain the lawful objectives of his client.—The first and foremost
duty of a lawyer is to maintain allegiance to the Republic of the Philippines,
uphold the Constitution and obey the laws of the land. Likewise, it is the
lawyer’s duty to promote respect for the law and legal processes and to abstain
from activities aimed at defiance of the law or lessening confidence in the
legal system. Canon 19 of the Code provides that a lawyer shall represent his
client with zeal within the bounds of the law. For this reason, Rule 15.07 of
the Code requires a lawyer to impress upon his client compliance with the law
and principles of fairness. A lawyer must employ only fair and honest means to
attain the lawful objectives of his client. It is his duty to counsel his
clients to use peaceful and lawful methods in seeking justice and refrain from
doing an intentional wrong to their adversaries.
Same; Same; Any means, not honorable, fair and honest which is resorted
to by the lawyer, even in the pursuit of his devotion to his client’s cause, is
condemnable and unethical.—A lawyer’s duty is not to his client but to the
administration of justice. To that end, his client’s success is wholly
subordinate. His conduct ought to and must always be scrupulously observant of
the law and ethics. Any means, not honorable, fair and honest which is resorted
to by the lawyer, even in the pursuit of his devotion to his client’s cause, is
condemnable and unethical. [Rural Bank of Calape, Inc. (RBCI) Bohol vs.
Florido, 621 SCRA 182(2010)]
Gamilla vs. Mariño, Jr., 399 SCRA 308, March 20,
2003
Attorneys; Legal Ethics; Disbarment; Conflict of Interests; Labor Law; A
lawyer failed to avoid conflict of interests where he negotiated for a
compromise agreement wherein he played the diverse roles of union president,
union attorney, and interested party, being one of the dismissed employees seeking
his own restitution, and thereafter, when he obtained the attorney’s fees
without full prior disclosure of the circumstances justifying such claim to the
members of the union; The test of conflict of interest among lawyers is
“whether the acceptance of a new relation will prevent an attorney from the
full discharge of his duty of undivided fidelity and loyalty to his client or
invite suspicion of unfaithfulness or double-dealing in the performance
thereof.”—In fine, there are ethical lapses on the part of
respondent Atty. Eduardo J. Mariño, Jr. in the manner by which he secured the
P7,000,000.00 by virtue of the compromise agreement and the P4,200,000.00
attorney’s fees under the memorandum of agreement. Although the record shows
that the Bureau of Labor Relations found respondent as having adequately
accounted for the disbursement of the funds which the UST Faculty Union
received through the series of agreements with the management of UST, this
Court believes that Atty. Mariño failed to avoid conflict of interests, first,
when he negotiated for the compromise agreement wherein he played the diverse
roles of union president, union attorney and interested party being one of the
dismissed employees seeking his own restitution, and thereafter, when he obtained
the attorney’s fees of P4,200,000.00 without full prior disclosure of the
circumstances justifying such claim to the members of the UST Faculty Union. As
one of the sixteen (16) union officers and directors seeking compensation from
the University of Santo Tomas for their illegal dismissal, respondent was
involved in obvious conflict of interests when in addition he chose to act as
concurrent lawyer and president of the UST Faculty Union in forging the
compromise agreement. The test of conflict of interest among lawyers is
“whether the acceptance of a new relation will prevent an attorney from the
full discharge of his duty of undivided fidelity and loyalty to his client or
invite suspicion of unfaithfulness or double-dealing in the performance thereof.”
In the same manner, it is undoubtedly a conflict of interests for an attorney
to put himself in a position where self-interest tempts, or worse, actually
impels him to do less than his best for his client.
Same; Same; Same; Same; Same; A lawyer cannot continue representing a
client in an action or any proceeding against a party even with the client’s
consent after the lawyer brings suit in his own behalf against the same
defendant if it is uncertain whether the defendant will be able to satisfy both
judgments.—Necessarily, a lawyer cannot continue representing
a client in an action or any proceeding against a party even with the client’s
consent after the lawyer brings suit in his own behalf against the same
defendant if it is uncertain whether the defendant will be able to satisfy both
judgments. No doubt, a lawyer is not authorized to have financial stakes in the
subject matter of the suit brought in behalf of his client.
Same; Same; Same; Same; Same; Attorney’s Fees; In regard to the receipt
of attorney’s fees in the amount of P4,200,000.00 by the union president who
also acted as counsel, the record does not show any justification for such huge
amount of compensation nor any clear differentiation his legal services and his
tasks as union president comprising in all probability the same duties for
which he had collected a hefty compensation as attorney for the union—indeed,
he could have avoided complaints and perceptions of self-enrichment arising
from the levy of attorney’s fees by spelling out the terms and bases for the
claim of P4,200,000.00 since the compensation for his services as president of
the union should have otherwise covered his legal services as well.—Furthermore,
there was lack of notice and transparency in respondent’s dual role as lawyer
and president of the UST Faculty Union when he obtained P4,200,000.00 as
attorney’s fees. Without ruling on the validity of the collection of attorney’s
fees so as not to preempt the decision in G.R. No. 149763 on this issue, the
record does not show any justification for such huge amount of compensation nor
any clear differentiation between his legal services and his tasks as union
president comprising in all probability the same duties for which he had
collected a hefty compensation as attorney for the union. The situation of
Atty. Mariño is not any different from that of an executor or administrator of
an estate who may not charge against the estate any professional fee for legal
services rendered by him because his efforts as such are already paid for in
his capacity as executor or administrator. Indeed, he could have avoided
complaints and perceptions of self-enrichment arising from the levy of
attorney’s fees by spelling out the terms and bases for the claim of
P4,200,000.00 since the compensation for his services as president of the union
should have otherwise covered his legal services as well.
Same; Same; Same; Lawyers are vanguards in the bastion of justice so
they are without doubt expected to have a bigger dose of service-oriented
conscience and a little less of self-interest.—Regardless
of the motivations of respondent in perfecting the compromise agreement or
demanding the inexplicable attorney’s fees, his actions were not transparent
enough to allow the bargaining unit ample information to decide freely and
intelligently. Clearly, he violated Canon 15 of the Code of Professional
Responsibility requiring every lawyer to “observe candor, fairness and loyalty
in all his dealings and transactions with his clients.” Lawyers are vanguards
in the bastion of justice so they are without doubt expected to have a bigger
dose of service-oriented conscience and a little less of self-interest. As
indispensable part of the system of administering justice, attorneys must
comply strictly with the oath of office and the canons of professional ethics—a
duty more than imperative during these critical times when strong and
disturbing criticisms are hurled at the practice of law. The process of
imbibing ethical standards can begin with the simple act of openness and candor
in dealing with clients, which would progress thereafter towards the ideal that
a lawyer’s vocation is not synonymous with an ordinary business proposition but
a serious matter of public interest.
Same; Same; Same; Restorative justice not retribution is the goal in
disciplinary proceedings against lawyers.—We reiterate that the
objective of a disciplinary case is not so much to punish the individual
attorney as to protect the dispensation of justice by sheltering the judiciary
and the public from the misconduct or inefficiency of officers of the court.
Restorative justice not retribution is our goal in this type of proceedings. In
view of this, instead of taking a more stern measure against respondent, a
reprimand and a warning would be sufficient disciplinary action in accordance
with our ruling in Sumangil v. Sta. Romana. Hence, Atty. Mariño is admonished
to refrain from all appearances and acts of impropriety including circumstances
indicating conflict of interests, and to behave at all times with
circumspection and dedication befitting a member of the Bar, especially
observing candor, fairness and loyalty in all transactions with his client.
[Gamilla vs. Mariño, Jr., 399 SCRA 308(2003)]
Salomon, Jr. vs. Frial, 565 SCRA 10 , September 12,
2008
Legal Ethics; Attorneys; Grave Misconduct; Attachments; A writ of
Attachment issues to prevent the defendant from disposing of the attached
property, thus securing the satisfaction of any judgment that may be recovered
by the plaintiff or any proper party; Money or other trust property coming into
the possession of the lawyer should be reported and accounted for promptly and
should not under any circumstances be commingled with his own or be used by
him.—A writ of attachment issues to prevent the
defendant from disposing of the attached property, thus securing the
satisfaction of any judgment that may be recovered by the plaintiff or any
proper party. When the objects of the attachment are destroyed, then the
attached properties would necessarily be of no value and the attachment would
be for naught. From the evidence adduced during the investigation, there is no
question that Atty. Frial is guilty of grave misconduct arising from his
violation of Canon 11 of the Canons of Professional Ethics that states: 11.
Dealing with trust property. The lawyer should refrain from any action whereby
for his personal benefit or gain he abuses or takes advantage of the confidence
reposed in him by his client. Money of the client or collected for the client
or other trust property coming into the possession of the lawyer should be
reported and accounted for promptly and should not under any circumstances be
commingled with his own or be used by him.
Same; Same; Same; Same; For his negligence and unauthorized possession
of attached cars, respondent lawyer is guilty of infidelity in the custody of
said cars and grave misconduct.—A lawyer is first and foremost an officer of the
court. As such, he is expected to respect the court’s order and processes.
Atty. Frial miserably fell short of his duties as such officer. He trifled with
the writ of attachment the court issued. Very patently, Atty. Frial was remiss
in his obligation of taking good care of the attached cars. He also allowed the
use of the Nissan Sentra car by persons who had no business using it. He did
not inform the court or at least the sheriff of the destruction of the Volvo
car. What is worse is that he took custody of them without so much as informing
the court, let alone securing, its authority. For his negligence and
unauthorized possession of the cars, we find Atty. Frial guilty of infidelity
in the custody of the attached cars and grave misconduct. We must mention, at
this juncture, that the victorious parties in the case are not without legal
recourse in recovering the Volvo’s value from Atty. Frial should they desire to
do so.
Same; Same; Disbarment; The rule is that disbarment is meted out only in
clear cases of misconduct that seriously affect the standing and moral
character of a lawyer as an officer of the court and member of the
bar—disbarment should not be decreed where any punishment less severe, such as
reprimand, suspension, or fine, would accomplish the end desired.—The
Court, nevertheless, is not inclined to impose, as complainant urges, the
ultimate penalty of disbarment. The rule is that disbarment is meted out only
in clear cases of misconduct that seriously affect the standing and moral
character of a lawyer as an officer of the court and member of the bar. With
the view we take of the case, there is no compelling evidence tending to show
that Atty. Frial intended to pervert the administration of justice for some
dishonest purpose. Disbarment, jurisprudence teaches, should not be decreed
where any punishment less severe, such as reprimand, suspension, or fine, would
accomplish the end desired. This is as it should be considering the
consequence of disbarment on the economic life and honor of the erring person.
In the case of Atty. Frial, the Court finds that a year’s suspension from the
practice of his legal profession will provide him with enough time to ponder on
and cleanse himself of his misconduct. [Salomon, Jr. vs. Frial, 565 SCRA
10(2008)]
Almendarez, Jr. vs. Langit, 496 SCRA 402 , July 25,
2006
Legal Ethics; Attorneys; Attorney’s Lien; A lawyer is not entitled to
unilaterally appropriate his client’s money for himself by the mere fact that
the client owes him attorney’s fees.—Respondent should have immediately notified
complainant of the trial court’s approval of the motion to withdraw the deposited
rentals. Upon release of the funds to him, respondent could have collected any
lien which he had over them in connection with his legal services, provided he
gave prompt notice to complainant. A lawyer is not entitled to unilaterally
appropriate his client’s money for himself by the mere fact that the client
owes him attorney’s fees. In this case, respondent did not even seek to prove
the existence of any lien, or any other right that he had to retain the money.
Same; Same; Contempt; A lawyer’s failure to turn over the money to his
client despite the latter’s demands gives rise to the presumption that he had
converted the money for his personal use and benefit, a gross violation of
general morality as well as of professional ethics, impairing public confidence
in the legal profession, and which also renders the lawyer liable for
contempt.—Respondent’s failure to turn over the money to
complainant despite the latter’s demands gives rise to the presumption that he
had converted the money for his personal use and benefit. This is a gross
violation of general morality as well as of professional ethics, impairing
public confidence in the legal profession. More specifically, it renders
respondent liable not only for violating the Code but also for contempt, as
stated in Section 25, Rule 138 of the Rules of Court: SEC. 25. Unlawful
retention of client’s funds; contempt.—When an attorney unjustly retains in his
hands money of his client after it has been demanded he may be punished for
contempt as an officer of the Court who has misbehaved in his official
transactions; but proceedings under this section shall not be a bar to a
criminal prosecution.
Same; Same; The unjustified refusal of a lawyer to heed the orders of
the Integrated Bar of the Philippines requiring him to file an answer to the
complaint-affidavit and, afterwards, to appear at the mandatory conference,
exhibits a blatant disrespect for authority—a lawyer expected to uphold the law
and promote respect for legal processes.—The misconduct of
respondent is aggravated by his unjustified refusal to heed the orders of the
IBP requiring him to file an answer to the complaint-affidavit and, afterwards,
to appear at the mandatory conference. Although respondent did not appear at
the conference, the IBP gave him another chance to defend himself through a
position paper. Still, respondent ignored this directive, exhibiting a blatant
disrespect for authority. Indeed, he is justly charged with conduct unbecoming
a lawyer, for a lawyer is expected to uphold the law and promote respect for
legal processes. Further, a lawyer must observe and maintain respect not only
to the courts, but also to judicial officers and other duly constituted
authorities, including the IBP. Under Rule 139-B of the Rules of Court, the Court
has empowered the IBP to conduct proceedings for the disbarment, suspension, or
discipline of attorneys.
Same; Same; Whenever a lawyer is no longer worthy of the trust and
confidence of the public, the Supreme Court has the right and duty to withdraw
his privilege as officer of the Court and member of the Bar.—The
relation of attorney and client is highly fiduciary, requiring utmost good
faith, loyalty, and fidelity on the part of the attorney. Respondent miserably
failed in this regard. Instead, he demonstrated a lack of integrity, care, and
devotion required by the legal profession from its members. Whenever a lawyer
is no longer worthy of the trust and confidence of the public, this Court has
the right and duty to withdraw his privilege as officer of the Court and member
of the Bar. [Almendarez, Jr. vs. Langit, 496 SCRA 402(2006)]
ANA A. CHUA and MARCELINA HSIA, complainants, vs.
ATTY. SIMEON M. MESINA, JR., respondent, 436 scra 149
Legal Profession; Attorneys; Disbarment; Advising
clients to execute another Deed of Absolute Sale antedated to 1979 to evade
payment of capital gains taxes, the lawyer violated his duty to promote respect
for law and legal processes, and not to abet activities aimed at defiance of
the law—what intended to, as defrauding not a private party but the government
is aggravating.—By advising complainants to execute another Deed of Absolute
Sale antedated to 1979 to evade payment of capital gains taxes, he violated his
duty to promote respect for law and legal processes, and not to abet activities
aimed at defiance of the law; That respondent intended to, as he did defraud
not a private party but the government is aggravating.
Same; Same; Same; When respondent convinced
complainants to execute another document, a simulated Deed of Absolute Sale
wherein they made it appear that complainants reconveyed the Melencio property
to his mother, he committed dishonesty.—When respondent convinced complainants
to execute another document, a simulated Deed of Absolute Sale wherein they
made it appear that complainants reconveyed the Melencio property to his
mother, he committed dishonesty.
Cerdan vs. Gomez, 668 SCRA 394 , March 19, 2012
Attorneys; Legal Ethics; Code of Professional Responsibility; Once a
lawyer agrees to handle a case, he is required by the Canons of Professional
Responsibility to undertake the task with zeal, care and utmost devotion.—A
lawyer-client relationship is highly fiduciary in nature and it requires a high
standard of conduct and demands utmost fidelity, candor, fairness, and good
faith. Once a lawyer agrees to handle a case, he is required by the Canons of
Professional Responsibility to undertake the task with zeal, care and utmost
devotion.
Same; Same; Same; The fiduciary nature of the relationship between
counsel and client imposes on a lawyer the duty to account for the money or
property collected or received for or from the client.—The
Code of Professional Responsibility specifically Section 16, provides: CANON
16—A lawyer shall hold in trust all moneys and properties of his client that
may come into his possession. Rule 16.01 —A lawyer shall account for all money
or property collected or received for or from the client. x x x x The fiduciary
nature of the relationship between counsel and client imposes on a lawyer the
duty to account for the money or property collected or received for or from the
client. He is obliged to render a prompt accounting of all the property and
money he has collected for his client.
Same; Same; Same; Every lawyer should act and comport himself in a
manner that would promote public confidence in the integrity of the legal
profession.—Lawyers should always live up to the ethical
standards of the legal profession as embodied in the Code of Professional
Responsibility. Public confidence in law and in lawyers may be eroded by the
irresponsible and improper conduct of a member of the bar. Thus, every lawyer
should act and comport himself in a manner that would promote public confidence
in the integrity of the legal profession.
Same; Same; Same; Penalties; The penalty for violation of Canon 16 of
the Code of Professional Responsibility usually ranges from suspension for six
months, to suspension for one year, or two years and even disbarment depending
on the amount involved and the severity of the lawyer’s misconduct.—The
penalty for violation of Canon 16 of the Code of Professional Responsibility
usually ranges from suspension for six months, to suspension for one year, or
two years and even disbarment depending on the amount involved and the severity
of the lawyer’s misconduct. Considering that this is Atty. Gomez’s first
offense, the penalty of suspension for one (1) year is a sufficient sanction.
Hernandez vs. Go, 450 SCRA 1 , January 31, 2005
Legal Ethics; Attorneys; Disbarment; Code of Professional
Responsibility; Gross Misconduct; The Code of Professional Responsibility is
the principal source of ethical rules for lawyers in this jurisdiction; The act
of a lawyer in acquiring for himself the lots of his client which were
entrusted to him are, by any standard, acts constituting gross misconduct, a
grievous wrong, a forbidden act, a dereliction of duty, willful in character,
and implies a wrongful intent and not a mere error in judgment.—Canon
16 of the Code of Professional Responsibility, the principal source of ethical
rules for lawyers in this jurisdiction, provides: “A lawyer shall hold in trust
all moneys and properties of his client that may come into his possession.”
Respondent breached this Canon. His acts of acquiring for himself complainant’s
lots entrusted to him are, by any standard, acts constituting gross misconduct,
a grievous wrong, a forbidden act, a dereliction in duty, willful in character,
and implies a wrongful intent and not mere error in judgment. Such conduct on
the part of respondent degrades not only himself but also the name and honor of
the legal profession. He violated this Court’s mandate that lawyers must at all
times conduct themselves, especially in their dealing with their clients and
the public at large, with honesty and integrity in a manner beyond reproach.
Same; Same; Same; Membership in the legal profession is a privilege, and
whenever it is made to appear that an attorney is no longer worthy of the trust
and confidence of his clients and the public, it becomes not only the right but
also the duty of the Supreme Court, which made him one of its officers and gave
him the privilege of ministering within its Bar, to withdraw the privilege.—Respondent’s
conduct has made him unfit to remain in the legal profession. He has definitely
fallen below the moral bar when he engaged in deceitful, dishonest, unlawful
and grossly immoral acts. We have been exacting in our demand for integrity and
good moral character of members of the Bar. They are expected at all times to
uphold the integrity and dignity of the legal profession and refrain from any
act or omission which might lessen the trust and confidence reposed by the
public in the fidelity, honesty, and integrity of the legal profession.
Membership in the legal profession is a privilege. And whenever it is made to
appear that an attorney is no longer worthy of the trust and confidence of his
clients and the public, it becomes not only the right but also the duty of this
Court, which made him one of its officers and gave him the privilege of
ministering within its Bar, to withdraw the privilege. Respondent, by his conduct,
blemished not only his integrity as a member of the Bar, but also the legal
profession.
Same; Same; Same; It is a time-honored rule that good moral character is
not only a condition precedent to admission to the practice of law—its
continued possession is also essential for remaining in the legal profession.—Public
interest requires that an attorney should exert his best efforts and ability to
protect the interests of his clients. A lawyer who performs that duty with
diligence and candor not only protects his client’s cause; he also serves the
ends of justice and does honor to the bar and helps maintain the respect of the
community to the legal profession. It is a time-honored rule that good moral
character is not only a condition precedent to admission to the practice of
law. Its continued possession is also essential for remaining in the legal
profession.
Same; Same; Same; A lawyer may be disbarred or suspended for gross
misconduct in office.—Section 27, Rule 138 of the Revised Rules of
Court mandates that a lawyer may be disbarred or suspended by this Court for
any of the following acts: (1) deceit; (2) malpractice; (3) gross misconduct in
office; (4) grossly immoral conduct; (5) conviction of a crime involving moral
turpitude; (6) violation of the lawyer’s oath; (7) willful disobedience of any
lawful order of a superior court; and (8) willfully appearing as an attorney
for a party without authority to do so.
Same; Same; Same; A lawyer who takes advantage of his client’s financial
plight to acquire the latter’s properties for his own benefit is destructive of
the confidence of the public in the fidelity, honesty, and integrity of the
legal profession; Considering the depravity of respondent’s offense, he
deserves the ultimate penalty, that of expulsion from the esteemed brotherhood
of lawyers.—Considering the depravity of respondent’s offense,
we find the penalty recommended by the IBP too light. It bears reiterating that
a lawyer who takes advantage of his client’s financial plight to acquire the latter’s
properties for his own benefit is destructive of the confidence of the public
in the fidelity, honesty, and integrity of the legal profession. Thus, for
violation of Canon 16 and Canon 17 of the Code of Professional Responsibility,
which constitutes gross misconduct, and consistent with the need to maintain
the high standards of the Bar and thus preserve the faith of the public in the
legal profession, respondent deserves the ultimate penalty, that of expulsion
from the esteemed brotherhood of lawyers. [Hernandez vs. Go, 450 SCRA 1(2005)]
Tarog vs. Ricafort, 645 SCRA 320 , March 15, 2011
Attorneys; Code of Professional Responsibility; A lawyer shall account
for all money or property collected or received for or from the client.—Rule
16.01 of the Code of Professional Responsibility expressly enjoins such
accountability, viz.: Rule 16.01—A lawyer shall account for all money or
property collected or received for or from the client. Definitely, Atty.
Ricafort had a highly fiduciary and confidential relation with the Tarogs. As
such, he was burdened with the legal duty to promptly account for all the funds
received from or held by him for them.
Same; Same; A lawyer shall keep the funds of each client separate and
apart from his own and those of others kept by him.—Rule
16.02—A lawyer shall keep the funds of each client separate and apart from his
own and those of others kept by him. Atty. Ricafort’s act of
obtaining P65,000.00 and P15,000.00 from the Tarogs under the
respective pretexts that the amount would be deposited in court and that he
would prepare and file the memorandum for the Tarogs erected a responsibility
to account for and to use the amounts in accordance with the particular
purposes intended. For him to deposit the amount of P65,000.00 in his
personal account without the consent of the Tarogs and not return it upon
demand, and for him to fail to file the memorandum and yet not return the
amount of P15,000.00 upon demand constituted a serious breach of his fiduciary
duties as their attorney. [Tarog vs. Ricafort, 645 SCRA 320(2011)]
Busiños vs. Ricafort, 283 SCRA 407 , December 22,
1997
Legal Ethics; Attorneys; Dishonesty; It cannot be denied that the
respect of litigants for the profession is inexorably diminished whenever a
member of the Bar betrays their trust and confidence.—
Respondent’s transgressions manifested dishonesty and amounted to grave
misconduct and grossly unethical behavior which caused dishonor, not merely to
respondent, but to the noble profession to which he belongs, for it cannot be
denied that the respect of litigants for the profession is inexorably
diminished whenever a member of the Bar betrays their trust and confidence.
Same; Same; Same; By swearing the lawyer’s oath, an attorney becomes a
guardian of truth and the rule of law, and an indispensable instrument in the
fair and impartial administration of justice—a vital function of democracy a
failure of which is disastrous to society.—This Court has been
nothing short of exacting in its demand for integrity and good moral character
from members of the Bar. In Marcelo v. Javier (A.C. No. 3248, 18 September
1992, 214 SCRA 1, 12-13), reiterated in Fernandez v. Grecia, (A.C. No. 3694, 17
June 1993, 223 SCRA 425, 434), this Court declared: A lawyer shall at all times
uphold the integrity and dignity of the legal profession. The trust and
confidence necessarily reposed by clients require in the attorney a high
standard and appreciation of his duty to his clients, his profession, the
courts and the public. The bar should maintain a high standard of legal
proficiency as well as of honesty and fair dealing. Generally speaking, a
lawyer can do honor to the legal profession by faithfully performing his duties
to society, to the bar, to the courts and to his clients. To this end, nothing
should be done by any member of the legal fraternity which might tend to lessen
in any degree the confidence of the public in the fidelity, honesty and
integrity of the profession. Here, respondent chose to forget that by swearing
the lawyer’s oath, he became a guardian of truth and the rule of law, and an
indispensable instrument in the fair and impartial administration of justice—a
vital function of democracy a failure of which is disastrous to society.
Same; Same; Same; Disbarment; Lawyer disbarred for dishonesty, grave
misconduct, grossly unethical behavior in palpable disregard of Section 25 of
Rule 138 of the Rules of Court, Rule 1.01 of Canon 1 and Rules 16.01, 16.02 and
16.03 of Canon 16 of the Code of Professional Responsibility, aggravated by a
violation of Canon 11 thereof.—WHEREFORE, for dishonesty, grave misconduct,
grossly unethical behavior in palpable disregard of Section 25 of Rule 138 of
the Rules of Court, Rule 1.01 of Canon 1 and Rules 16.01, 16.02 and 16.03 of
Canon 16 of the Code of Professional Responsibility, aggravated by a violation
of Canon 11 thereof, and consistent with the urgent need to maintain the
esteemed traditions and high standards of the legal profession and to preserve
undiminished public faith in the members of the Philippine Bar, the Court
Resolves to DISBAR respondent ATTY. FRANCISCO RICAFORT from the practice of
law. His name is hereby stricken from the Roll of Attorneys. [Busiños vs.
Ricafort, 283 SCRA 407(1997)]
Quilban vs. Robinol, 171 SCRA 768 , April 10, 1989
Legal Ethics; Lawyers; Atty. Robinol is guilty of ethical infractions
and grave misconduct for having retained in his possession his clients’ funds
intended for a specific purpose.—Atty. Robinol has, in fact, been guilty of ethical
infractions and grave misconduct that make him unworthy to continue in the
practice of the profession. After the Court of Appeals had rendered a Decision
favorable to his clients and he had received the latter’s funds, suddenly, he
had a change of mind and decided to convert the payment of his fees from a
portion of land equivalent to that of each of the plaintiffs to P50,000.00,
which he alleges to be the monetary value of that area. Certainly, Atty.
Robinol had no right to unilaterally appropriate his clients’ money not only
because he is bound by a written agreement but also because, under the
circumstances, it was highly unjust for him to have done so. His clients were
mere squatters who could barely eke out an existence. They had painstakingly
raised their respective quotas of P2,500.00 per family with which to pay for
the land only to be deprived of the same by one who, after having seen the
color of money, heartlessly took advantage of them. Atty. Robinol has no basis
to claim that since he was unjustly dismissed by his clients he had the legal
right to retain the money in his possession. Firstly, there was justifiable
ground for his discharge as counsel. His clients had lost confidence in him for
he had obviously engaged in dilatory tactics to the detriment of their interests,
which he was duty-bound to protect. Secondly, even if there were no valid
ground, he is bereft of any legal right to retain his clients’ funds intended
for a specific purpose—the purchase of land. He stands obliged to return the
money immediately to their rightful owners.
Same; Same; Same; Lawyer’s Oath; For having violated his oath not to
delay any man for money and to conduct himself with all good fidelity to his
clients, Atty. Robinol has rendered himself unfit to continue in the practice
of law.—Inevitable, therefore, is the conclusion that Atty.
Robinol has rendered himself unfit to continue in the practice of law. He has
not only violated his oath not to delay any man for money and to conduct
himself with all good fidelity to his clients. He has also brought the
profession into disrepute with people who had reposed in it full faith and
reliance for the fulfillment of a life-time ambition to acquire a homelot they
could call their own.
Same; Same; It is the prerogative of clients to change their counsel in
a pending case at any time, and thereafter to employ another lawyer.—There
is no gainsaying that clients are free to change their counsel in a pending
case at any time (Section 26, Rule 138, Rules of Court) and thereafter employ
another lawyer who may then enter his appearance. In this case, the plaintiffs
in the civil suit below decided to change their lawyer, Atty. Robinol, for loss
of trust and confidence. That act was well within their prerogative.
Attorney’s Fees; Quantum Meruit; The principle of quantum meruit does
not apply in the instant case there being an express contract and a stipulated
mode of compensation.—The principle of quantum meruit applies if a lawyer
is employed without a price agreed upon for his services in which case he would
be entitled to receive what he merits for his services, as much as he has
earned. In this case, however, there was an express contract and a stipulated
mode of compensation. The implied assumpsit on quantum meruit, therefore, is
inapplicable. [Quilban vs. Robinol, 171 SCRA 768(1989)]
Barnachea vs. Quiocho, 399 SCRA 1 , March 11, 2003
Attorneys; Legal Ethics; Disbarment; An attorney may be removed or
otherwise disciplined not only for malpractice and dishonesty in the profession
but also for gross misconduct not connected with his professional duties,
making him unfit for the office and unworthy of the privileges which his
license and the law confer upon him.—Respondent’s claim that complainant did not retain
his legal services flies in the face of his letter to complainant. Even if it
were true that no attorney-client relationship existed between them, case law
has it that an attorney may be removed or otherwise disciplined not only for
malpractice and dishonesty in the profession but also for gross misconduct not
connected with his professional duties, making him unfit for the office and
unworthy of the privileges which his license and the law confer upon him.
Same; Same; Same; Money entrusted to a lawyer for a specific purpose
such as for the registration of a deed with the Register of Deeds and for
expenses and fees for the transfer for title over real property under the name
of his client if not utilized, must be returned immediately to his client upon
demand therefor.—A lawyer is obliged to hold in trust money or
property of his client that may come to his possession. He is a trustee to said
funds and property. He is to keep the funds of his client separate and apart
from his own and those of others kept by him. Money entrusted to a lawyer for a
specific purpose such as for the registration of a deed with the Register of
Deeds and for expenses and fees for the transfer of title over real property
under the name of his client if not utilized, must be returned immediately to
his client upon demand therefor. The lawyer’s failure to return the money of
his client upon demand gave rise to a presumption that he has misappropriated
said money in violation of the trust reposed on him. The conversion by a lawyer
funds entrusted to him by his client is a gross violation of professional
ethics and a betrayal of public confidence in the legal profession.
Same; Same; Same; The relation of attorney and client is highly
fiduciary in nature and is of a very delicate, exacting and confidential
character—he is duty-bound to observe candor, fairness and loyalty in all his
dealings and transactions with his client.—The relation of
attorney and client is highly fiduciary in nature and is of a very delicate,
exacting and confidential character. A lawyer is duty-bound to observe candor,
fairness and loyalty in all his dealings and transactions with his clients. The
profession, therefore, demands of an attorney an absolute abdication of every
personal advantage conflicting in any way, directly or indirectly, with the
interest of his client. In this case, respondent miserably failed to measure up
to the exacting standard expected of him.
Rubias vs. Batiller, 51 SCRA 120 , May 29, 1973
Sales; Prohibition against purchase by lawyer of property in litigation
from his client; Article 1491, paragraph (5) of the Philippine Civil Code
construed.—Article 1491 of the Civil Code of the Philippines
(like Article 1459 of the Spanish Civil Code) prohibits in its six paragraphs
certain persons, by reason of the relation of trust or their peculiar control
either directly or indirectly and "even at a public or judicial
auction," as follows: (1) guardians; (2) agents; (3) administrators; (4)
public officers and employees; (5) judicial officers and employees, prosecuting
attorneys, and lawyers; and (6) others specially disqualified by law.
Same; Prohibited purchase void and produces no legal effect.—Castan's
rationale for his conclusion that fundamental considerations of public policy
render void and inexistent such expressly prohibited purchases (e.g. by public
officers and employees of government property intrusted to them and by
justices, judges, fiscals and lawyers of property and rights in litigation
submitted to or handled by them, under Article 1491, paragraphs (4) and (5) of
the Civil Code of the Philippines) has been adopted in a new article of the
Civil Code of the Philippines, viz, Article 1409 declaring such prohibited
contracts as "inexistent and void from the beginning."
Same; Nullity of such prohibited contracts cannot be cured by
ratification.—The nullity of such prohibited contracts is
definite and permanent and cannot be cured by ratification. The public interest
and public policy remain paramount and do not permit of compromise or
ratification.
Same; Nullity of such prohibited contracts differentiated from the
nullity of contracts of purchase by the guardians, agents and administrators.—The
permanent disqualification of public and judicial officers and lawyers grounded
on public policy differs from the first three cases of guardians, agents and
administrators (Article 1491, Civil Code), as to whose transactions, its has
been opined, may be "ratified" by means of and "in the form of a
new contract, in which case its validity shall be determined only by the circumstances
at the time of execution of such new contract. The causes of nullity which have
ceased to exist cannot impair the validity of the new contract. Thus, the
object which was illegal at the time of the first contract, may have already
become lawful at the time of ratification or second contract; or the service
which was impossible may have become possible; or the intention which could not
be ascertained may have been clarified by the parties. The ratification or
second contract would then be valid from its execution; however, it does not
retroact to the date of the first contract. [Rubias vs. Batiller, 51 SCRA
120(1973)]
Cantiller vs. Potenciano, 180 SCRA 246 , December
18, 1989
Legal Ethics; Attorneys: Duty of attorney to his client.—”Public
interest requires that an attorney exert his best efforts and ability in the
prosecution or defense of his client’s cause. A lawyer who performs that duty
with diligence and candor not only protects the interests of his client; he
also serves the ends of justice, does honor to the bar and helps maintain the
respect of the community to the legal profession. This is so because the
entrusted privilege to practice law carries with it the correlative duties not
only to the client but also to the court, to the bar or to the public. That
circumstance explains the public concern for the maintenance of an untarnished
standard of conduct by every attorney towards his client.”
Same; Same; Same; Poor preparation and writing of pleadings for his
client; Lawyer milked the complainant dry.—This Court agrees that
the petitions in Civil Cases Nos. 55118 and 55210 appear to be poorly prepared
and written. Having represented himself capable of picking up the cudgels for
the apparently lost cause of complainant respondent should have carefully prepared
the pleadings if only to establish the justness of his representation. The
little time involved is no excuse. Complainant reposed full faith in him. His
first duty was to file the best pleading within his capability. Apparently,
respondent was more interested in getting the most out of the complainant who
was in a hopeless situation. He bragged about his closeness to the judge
concerned in one case and talked about the need to “buy” the restraining order
in the other. Worse still he got P10,000.00 as alleged deposit in court which
he never deposited. Instead he pocketed the same. The pattern to milk the
complainant dry is obvious.
Same; Same; Same; Attorney’s failure to exercise due diligence or
abandonment of client’s cause renders him unworthy of the trust of his client.—When
a lawyer takes a client’s cause, he thereby covenants that he will exert all
effort for its prosecution until its final conclusion. The failure to exercise
due diligence or the abandonment of a client’s cause makes such lawyer unworthy
of the trust which the client had reposed on him. The acts of respondent in
this case violate the most elementary principles of professional ethics. The
court finds that respondent failed to exercise due diligence in protecting his
client’s interests. Respondent had knowledge beforehand that he would be asked
by the presiding judge in Civil Case No. 55118 to withdraw his appearance as
counsel by reason of their friendship. Despite such prior knowledge, respondent
took no steps to find a replacement nor did he inform complainant of this fact.
Same; Same; Same; Complainant suffered by losing all her cases due to
the lawyer’s gross negligence.—His actuation is definitely inconsistent with his
duty to protect with utmost dedication the interest of his client and of the
fidelity, trust and confidence which he owes his client. More so in this case,
where by reason of his gross negligence complainant thereby suffered by losing
all her cases.
Same; Same; Same; Attorney displayed lack of good faith as an advocate
by his filing a civil case although he had already filed a motion to withdraw
as counsel and failure to appear for complainant in said case.—The
filing of Civil Case No. 55210 on October 26, 1987, the same day that he had
already filed a motion to withdraw as counsel for complainant in Civil Case No.
55118, reveals his lack of good faith as an advocate. He also failed to appear
for the complainant in said case. It was all a show to get more money from her.
This adversely reflects on his fitness to practice law. When confronted with
this evident irregularity, he lamely stated that while he did not physically
appear for complainant he nevertheless prepared and drafted the pleadings.
Same; Same; Same; Amount of P10,000.00 allegedly given to lawyer as fee
for his services is grossly disproportionate with the service he actually
rendered.—The allegation of respondent that the ten thousand
pesos (P10,000.00) was given to him as fee for his services, is simply
incredible. Indeed, such amount is grossly disproportionate with the service he
actually rendered. And his failure to return even a portion of the amount upon
demand of complainant all the more bolsters the protestation of complainant
that respondent does not deserve to remain as an officer of the court.
Same; Same; Same; Role of lawyers; Conduct to be displayed by lawyers.—Lawyers
are indispensable part of the whole system of administering justice in this
jurisdiction. At a time when strong and disturbing criticisms are being hurled
at the legal profession, strict compliance with one’s oath of office and the
canons of professional ethics is an imperative. Lawyers should be fair, honest,
respectable, above suspicion and beyond reproach in dealing with their clients.
The profession is not synonymous with an ordinary business proposition. It is a
matter of public interest.
Same; Same; Lawyer suspended from practice of law for indefinite period.—After
considering the entirety of the circumstances present in this case, this Court
finds Atty. Humberto V. Potenciano to be guilty of the charges against him and
hereby SUSPENDS him from the practice of law for an indefinite period until
such time he can demonstrate that he has rehabilitated himself as to deserve to
resume the practice of law. [Cantiller vs. Potenciano, 180 SCRA 246(1989)]
Edquibal vs. Ferrer, Jr., 450 SCRA 406 , February
03, 2005
Administrative Law; Attorneys; The lawyer-client relationship is one of
trust and confidence; There is a need for the client to be adequately and fully
informed about the developments in his case.— It bears stressing
that the lawyer-client relationship is one of trust and confidence. Thus, there
is a need for the client to be adequately and fully informed about the
developments in his case. A client should never be left groping in the dark,
for to do so would be to destroy the trust, faith, and confidence reposed in
the lawyer so retained in particular and the legal profession in general.
Same; Same; Diligence is the attention and care required of a person in
a given situation and is the opposite of negligence; It is axiomatic in the
practice of law that the price of success is eternal diligence to the cause of
the client.—Diligence is “the attention and care required of a
person in a given situation and is the opposite of negligence.” A lawyer serves
his client with diligence by adopting that norm of practice expected of men of
good intentions. He thus owes entire devotion to the interest of his client,
warm zeal in the defense and maintenance of his rights, and the exertion of his
utmost learning, skill, and ability to ensure that nothing shall be taken or
withheld from him, save by the rules of law legally applied. It is axiomatic in
the practice of law that the price of success is eternal diligence to the cause
of the client.
Same; Same; Practice of law does not require extraordinary diligence
(exactissima diligentia) or that extreme measure of care and caution which
persons of unusual prudence and circumspection use for securing and preserving
their rights; All that is required is ordinary diligence (diligentia) or that
degree of vigilance expected of a bonus pater familias.—The
practice of law does not require extraordinary diligence (exactissima
diligentia) or that “extreme measure of care and caution which persons of
unusual prudence and circumspection use for securing and preserving their
rights.” All that is required is ordinary diligence (diligentia) or that degree
of vigilance expected of a bonus pater familias. Yet, even by this lesser
standard, respondent’s failure to attend to his client’s appeal is clearly
wanting.
Same; Same; An attorney’s failure to file brief for his client
constitutes inexcusable negligence.—In People v. Cawili, we held that the failure of
counsel to submit the brief within the reglementary period is an offense that
entails disciplinary action. People v. Villar, Jr. characterized a lawyer’s
failure to file a brief for his client as inexcusable neglect. In Blaza v.
Court of Appeals, we held that the filing of a brief within the period set by
law is a duty not only to the client, but also to the court. Perla Compania de
Seguros, Inc. v. Saquilaban reiterated Ford v. Daitol and In re: Santiago F.
Marcos in holding that an attorney’s failure to file brief for his client
constitutes inexcusable negligence. [Edquibal vs. Ferrer, Jr., 450 SCRA
406(2005)]
De Juan vs. Baria III, 429 SCRA 187, May 27, 2004
Administrative Law; Attorneys; Among the fundamental rules of ethics is
the principle that an attorney who undertakes an action impliedly stipulates to
carry it to its termination, that is, until the case becomes final and
executory; A lawyer is not at liberty to abandon his client and withdraw his
services without reasonable cause and only upon notice appropriate in the
circumstances.—No lawyer is obliged to advocate for every person
who may wish to become his client, but once he agrees to take up the cause of a
client, the lawyer owes fidelity to such cause and must be mindful of the trust
and confidence reposed in him. Further, among the fundamental rules of ethics
is the principle that an attorney who undertakes an action impliedly stipulates
to carry it to its termination, that is, until the case becomes final and
executory. A lawyer is not at liberty to abandon his client and withdraw his services
without reasonable cause and only upon notice appropriate in the circumstances.
Any dereliction of duty by a counsel, affects the client. This means that his
client is entitled to the benefit of any and every remedy and defense that is
authorized by the law and he may expect his lawyer to assert every such remedy
or defense.
Same; Same; Negligence of lawyers in connection with legal matters
entrusted to them for handling shall render them liable.—Again,
the Court held in the case of Santos v. Lazaro, that “Rule 18.03 of the Code of
Professional Responsibility explicitly provides that negligence of lawyers in
connection with legal matters entrusted to them for handling shall render them
liable.”
Same; Same; An attorney may only retire from the case either by a
written consent of his client or by permission of the court after due notice
and hearing, in which event the attorney should see to it that the name of the
new attorney is recorded in the case.—Without a proper revocation of his authority and
withdrawal as counsel, respondent remains counsel of record and whether or not
he has a valid cause to withdraw from the case, he cannot just do so and leave
his client out in the cold. An attorney may only retire from the case either by
a written consent of his client or by permission of the court after due notice
and hearing, in which event the attorney should see to it that the name of the
new attorney is recorded in the case. Respondent did not comply with these
obligations. [De Juan vs. Baria III, 429 SCRA 187(2004)]
Fernandez vs. Novero, Jr., 393 SCRA 240, December
02, 2002
Legal Ethics; Attorneys; Violation of the Code of Professional
Responsibility; A counsel must constantly keep in mind that his actions or
omissions, even malfeasance or nonfeasance would be binding on his client.—As
this Court has held: A counsel must constantly keep in mind that his actions or
omissions, even malfeasance or nonfeasance, would be binding on his client.
Verily, a lawyer owes to the client the exercise of utmost prudence and
capability in that representation. Lawyers are expected to be acquainted with
the rudiments of law and legal procedure, and anyone who deals with them has
the right to expect not just a good amount of professional learning and
competence but also a whole-hearted fealty to the client’s cause.
Same; Same; Same; A lawyer owes entire devotion in protecting the
interest of his client, warmth and zeal in the defense of his rights.—But
respondent should bear in mind that while a lawyer owes utmost zeal and
devotion to the interest of his client, he also has the responsibility of
employing only fair and honest means to attain the lawful objectives of his
client and he should not allow the latter to dictate the procedure in handling
the case. As this Court said in another case: A lawyer owes entire devotion in
protecting the interest of his client, warmth and zeal in the defense of his
rights. He must use all his learning and ability to the end that nothing can be
taken or withheld from his client except in accordance with the law. He must
present every remedy or defense within the authority of the law in support of
his client’s cause, regardless of his own personal views. In the full discharge
of his duties to his client, the lawyer should not be afraid of the possibility
that he may displease the judge or the general public.
Attorneys; Disbarment and Discipline of Attorneys; Unverified
Letter-complaint.—As to the contention of respondent that the Court
should not have taken cognizance of the complaint because the letter-complaint
was not verified, as required in Rule 139-B, §1 of the Rules of Court on
Disbarment and Discipline of Attorneys, suffice it to say that such constitutes
only a formal defect and does not affect the jurisdiction of the Court over the
subject matter of the complaint. “The verification is merely a formal
requirement intended to secure an assurance that matters which are alleged are
true and correct—the court may simply order the correction of unverified
pleadings or act on it and waive strict compliance with the rules in order that
the ends of justice may be served.” [Fernandez vs. Novero, Jr., 393 SCRA
240(2002)]
Barbuco vs. Beltran, 436 SCRA 57 , August 11, 2004
Attorneys; Code of Professional Responsibility; An attorney is bound to
protect his client’s interest to the best of his ability and with utmost
diligence. Failure to file brief within the reglementary period certainly
constitutes inexcusable negligence, more so if the delay of forty-three (43)
days resulted in the dismissal of the appeal.—An attorney is bound
to protect his client’s interest to the best of his ability and with utmost
diligence. Failure to file brief within the reglementary period certainly
constitutes inexcusable negligence, more so if the delay of FORTY-THREE (43)
days resulted in the dismissal of the appeal.
Same; Same; The fact that respondent was involved in a vehicular
accident and suffered physical injuries as a result thereof cannot serve to excuse
him from filing his pleadings on time considering that he was a member of a law
firm composed of not just one lawyer; As such, respondent could have asked any
of his partners in the law office to file the Appellant’s Brief for him, or, at
least, to file a Motion for Extension of Time to file the said pleading.—The
fact that respondent was involved in a vehicular accident and suffered physical
injuries as a result thereof cannot serve to excuse him from filing his
pleadings on time considering that he was a member of a law firm composed of
not just one lawyer. This is shown by the receipt he issued to complainant and
the pleadings which he signed for and on behalf of the Beltran, Beltran and
Beltran Law Office. As such, respondent could have asked any of his partners in
the law office to file the Appellant’s Brief for him or, at least, to file a
Motion for Extension of Time to file the said pleading.
Same; Same; Every member of the Bar should always bear in mind that
every case that a lawyer accepts deserves his full attention, diligence, skill
and competence, regardless of its importance and whether he accepts it for a
fee or for free; The Code of Professional Responsibility dictates that a lawyer
shall serve his client with competence and diligence and he should not neglect
a legal matter entrusted to him.—Every member of the Bar should always bear in mind
that every case that a lawyer accepts deserves his full attention, diligence,
skill and competence, regardless of its importance and whether he accepts it
for a fee or for free. A lawyer’s fidelity to the cause of his client requires
him to be ever mindful of the responsibilities that should be expected of him.
He is mandated to exert his best efforts to protect the interest of his client
within the bounds of the law. The Code of Professional Responsibility dictates
that a lawyer shall serve his client with competence and diligence and he
should not neglect a legal matter entrusted to him.
Endaya vs. Oca, 410 SCRA 244, September 03, 2003
Administrative Law; Attorneys; From the lawyer’s oath springs the
lawyer’s duties and responsibilities that any infringement thereof can cause
his disbarment, suspension or other disciplinary action; The oath requires a
lawyer to conduct himself “to the best of his knowledge and discretion with all
good fidelity as well to the courts as to his clients.”—The
lawyer’s oath embodies the fundamental principles that guide every member of
the legal fraternity. From it springs the lawyer’s duties and responsibilities
that any infringement thereof can cause his disbarment, suspension or other
disciplinary action. Found in the oath is the duty of a lawyer to protect and
safeguard the interest of his client. Specifically, it requires a lawyer to
conduct himself “to the best of his knowledge and discretion with all good
fidelity as well to the courts as to his clients.” This duty is further
stressed in Canon 18 of the Code of Professional Responsibility which mandates
that “(A) lawyer shall serve his client with competence and diligence.”
Same; Same; A lawyer who fails to exercise due diligence or abandons his
client’s cause make him unworthy of the trust reposed on him by the latter.—Once
a lawyer takes the cudgels for a client’s case, he owes it to his client to see
the case to the end. This, we pointed out in Legarda v. Court of Appeals, thus:
It should be remembered that the moment a lawyer takes a client’s cause, he
covenants that he will exert all effort for its prosecution until its final
conclusion. A lawyer who fails to exercise due diligence or abandons his
client’s cause make him unworthy of the trust reposed on him by the latter.
Same; Same; Every case a lawyer accepts deserves
his full attention, diligence, skill, and competence, regardless of its
importance and whether he accepts it for a fee or for free.—Also, we held in
Santiago v. Fojas, “every case a lawyer accepts deserves his full attention,
diligence, skill, and competence, regardless of its importance and whether he
accepts if for a fee or for free.” In other words, whatever the lawyer’s reason
is for accepting a case, he is duty bound to do his utmost in prosecuting or
defending it.
Same; Same; Lawyers in the government are public servants who owe the
utmost fidelity to the public service.—On top of all these is respondent’s employment as
a lawyer of the Public Attorney’s Office which is tasked to provide free legal
assistance for indigents and low-income persons so as to promote the rule of
law in the protection of the rights of the citizenry and the efficient and
speedy administration of justice. Against this backdrop, respondent should have
been more judicious in the performance of his professional obligations. As we
held in Vitriola v. Dasig “lawyers in the government are public servants who
owe the utmost fidelity to the public service.” Furthermore, a lawyer from the
government is not exempt from observing the degree of diligence required in the
Code of Professional Responsibility. Canon 6 of the Code provides that “the
canons shall apply to lawyers in government service in the discharge of
official tasks.”
Dalisay vs. Mauricio, Jr., 456 SCRA 508 , April 22,
2005
Legal Ethics; Attorneys; Attorney-Client Relationship; When a lawyer
accepts the professional fee from the client, it is understood that he agrees
to take up the latter’s case and that an attorney-client relationship between
them is established.—When respondent accepted P56,000.00 from
complainant, it was understood that he agreed to take up the latter’s case and
that an attorney-client relationship between them was established. From then
on, it was expected of him to serve complainant with competence and attend to
her case with fidelity, care and devotion. However, there is nothing in the
records to show that respondent entered his appearance as counsel of record for
complainant in Civil Case No. 00-044. He did not even follow-up the case which
remained pending up to the time she terminated his services.
Same; Same; Same; A member of the legal profession owes his client
entire devotion to his genuine interest and warm zeal in the maintenance and
defense of his rights—verily, when a lawyer takes a client’s cause, he
covenants that he will exercise due diligence in protecting his rights.—A
member of the legal profession owes his client entire devotion to his genuine
interest and warm zeal in the maintenance and defense of his rights. An
attorney is expected to exert his best efforts and ability to protect his
client’s case, for his unwavering loyalty to his client likewise serves the
ends of justice. Indeed, the entrusted privilege of every lawyer to practice
law carries with it his corresponding duties, not only to his client, but also
to the court, to the bar and to the public. In Santos vs. Lazaro, we held that
Rule 18.03 of the Code of Professional Responsibility, above-quoted, is a basic
postulate in legal ethics. Verily, when a lawyer takes a client’s cause, he
covenants that he will exercise due diligence in protecting his rights. The
failure to exercise that degree of vigilance and attention makes such lawyer
unworthy of the trust reposed in him by his client and makes him answerable not
just to his client but also to the legal profession, the courts and society.
Same; Same; Same; Attorney’s Fees; While, just like any other
professional, a lawyer is entitled to collect fees for his services, he should
charge only a reasonable amount, however—charging P56,000.00 is improper where
the lawyer did not take any step to assist his client.—Respondent
insists that he is entitled to attorney’s fees since he gave legal advice and
opinions to complainant on her problems and those of her family. Just like any
other professional, a lawyer is entitled to collect fees for his services.
However, he should charge only a reasonable amount of fees. Canon 20 of the Code
of Professional Responsibility mandates that “A lawyer shall charge only fair
and reasonable fees.” There is, however, no hard and fast rule which will serve
as guide in determining what is or what is not a reasonable fee. That must be
determined from the facts of each case. The power to determine the
reasonableness or the unconscionable character of a lawyer’s fee is a matter
falling within the regulatory prerogative of the Court. It is now clear to us
that since respondent did not take any step to assist complainant in her case,
charging P56,000.00 is improper. While giving legal advice and opinion on
complainant’s problems and those of her family constitutes legal service,
however, the attorney’s fee must be reasonable. Obviously, P56,000.00 is exorbitant.
[Dalisay vs. Mauricio, Jr., 456 SCRA 508(2005)]
Ruiz vs. Delos Santos, 577 SCRA 29 , January 27,
2009
Same; Same; Since the Rules of Court explicitly provides for the
procedure for the perfection of appeal, the counsel of petitioners should not
have relied on the alleged assurance by the clerk of court of the acceptance of
the late payment of docket fees—as an officer of the court, he should know that
the affirmation of the clerk of court could not prevail over the specific
requirement of the rules.—It bears stressing that the Rules of Court
explicitly provides for the procedure for the perfection of appeal. The counsel
of petitioners should not have relied on the alleged assurance by the clerk of
court of the acceptance of the late payment of docket fees. As an officer of
the court, he should know that the affirmation of the clerk of court could not
prevail over the specific requirement of the rules. The rules of procedure are
meant to be followed and not to be subjected to the whims and convenience of
the parties and their counsels or by mere opinions of the clerk of court. Atty.
Ang should not have presumed that the rules of procedure would be relaxed in
favor of his clients. His reliance on jurisprudence that the application of the
technical rules of procedure would be relaxed if the same was subsequently
complied with is not justified. The liberal application of rules of procedure
for perfecting appeals is still the exception, and not the rule; and it is only
allowed in exceptional circumstances to better serve the interest of justice.
Atty. Ang’s negligence in not paying the docket fees on time cannot be
considered as excusable. The circumstances surrounding this case do not warrant
the relaxation of the rules.
Same; Attorneys; It is settled that clients are bound by the mistakes,
negligence and omission of their counsel.—The failure of
petitioners’ counsel to perfect the appeal binds petitioners. It is settled
that clients are bound by the mistakes, negligence and omission of their
counsel. While, exceptionally, the client may be excused from the failure of
counsel, the factual circumstances in the present case do not give us
sufficient reason to suspend the rules of the most mandatory character.
Petitioners themselves may not be said to be entirely faultless.
Same; Same; No prudent party would leave the fate of his case completely
to his lawyer—it is the duty of the client to be in touch with his counsel so
as to be constantly posted about the case.—Atty. Ang, petitioners’
counsel, claims that as soon as he received the decision, he sent copies to
petitioners. Records show that at that time, while some of the petitioners were
already abroad, Dominga and Tomasa were still living in Cavite. Cornelia who
lives abroad was able to receive a copy of the decision and was able to make an
overseas call to Atty. Ang to express her desire to appeal the decision.
However, neither Dominga nor Tomasa who only live in Cavite, took steps to call
Atty. Ang at the earliest possible time to protect their interest. No prudent
party would leave the fate of his case completely to his lawyer. It is the duty
of the client to be in touch with his counsel so as to be constantly posted
about the case. Thus, we find that there was participatory negligence on the
part of petitioners, which would not relieve them of the consequence of the
negligence of their counsel. [Ruiz vs. Delos Santos, 577 SCRA 29(2009)]
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