CASE DOCTRINES IN LEGAL
ETHICS (part I)
Prepared by Glenn Rey
Anino
WHAT CONSTITUTES PRACTICE OF LAW
Cayetano vs. Monsod, 201 SCRA 210 , September 03, 1991
Constitutional Law; Qualifications of COMELEC
Chairman; “Practice of law” defined.—Practice of
law means any activity, in or out of court, which requires the application of
law, legal procedure, knowledge, training and experience. “To engage in the
practice of law is to perform those acts which are characteristics of the
profession. Generally, to practice law is to give notice or render any kind of
service, which device or service requires the use in any degree of legal
knowledge or skill.” (111 ALR 23) Interpreted in the light of the various
definitions of the term “practice of law”, particularly the modern concept of
law practice, and taking into consideration the liberal construc-tion intended
by the framers of the Constitution, Atty. Monsod’s past work experiences as a
lawyer-economist, a lawyer-manager, a lawyerentrepreneur of industry, a
lawyer-negotiator of contracts, and a lawyer-legislator of both the rich and
the poor—verily more than satisfy the constitutional requirement—that he has
been engaged in the practice of law for at least ten years.
Same; Same; Judicial review of judgments rendered
by the Commission on Appointments.—The
Commission on the basis of evidence submitted during the public hearings on
Monsod’s confirmation, implicitly determined that he possessed the necessary
qualifications as required by law. The judgment rendered by the Commission in
the exercise of such an acknowledged power is beyond judicial interference
except only upon a clear showing of a grave abuse of discretion amounting to
lack or excess of jurisdiction. (Art. VIII, Sec. 1 Constitution). Thus, only
where such grave abuse of discretion is clearly shown shall the Court interfere
with the Commission’s judgment. In the instant case, there is no occasion for
the exercise of the Court’s corrective power, since no abuse, much less a grave
abuse of discretion, that would amount to lack or excess of jurisdiction and
would warrant the issuance of the writs prayed, for has been clearly shown.
Lim-Santiago vs.
Sagucio, 486 SCRA 10 , March 31, 2006
Legal Ethics; Attorneys; Practice of Law; Conflict
of Interests; Canon 6 provides that the Code “shall apply to lawyers in
government service in the discharge of their official duties.” A government
lawyer is thus bound by the prohibition “not [to] represent conflicting
interests.” Not only that, he is likewise prohibited from engaging in “unlawful
conduct” which includes violation of the statutory prohibition on a government
employee to “engage in the private practice of [his] profession unless
authorized by the Constitution or law.”— Canon 6
provides that the Code “shall apply to lawyers in government service in the
discharge of their official duties.” A government lawyer is thus bound by the
prohibition “not [to] represent conflicting interests.” However, this rule is
subject to certain limitations. The prohibition to represent conflicting
interests does not apply when no conflict of interest exists, when a written
consent of all concerned is given after a full disclosure of the facts or when
no true attorney-client relationship exists. Moreover, considering the serious
consequence of the disbarment or suspension of a member of the Bar, clear
preponderant evidence is necessary to justify the imposition of the
administrative penalty. Respondent is also mandated under Rule 1.01 of Canon 1
not to engage in “unlawful x x x conduct.” Unlawful conduct includes violation
of the statutory prohibition on a government employee to “engage in the private
practice of [his] profession unless authorized by the Constitution or law,
provided, that such practice will not conflict or tend to conflict with [his]
official functions.”
Same; Same; Same; Same; In Quiambao vs. Bamba, 468
SCRA 1 (2005), the Supreme Court enumerated various tests to determine conflict
of interests.—In Quiambao v. Bamba, the Court enumerated various
tests to determine conflict of interests. One test of inconsistency of
interests is whether the lawyer will be asked to use against his former client
any confidential information acquired through their connection or previous
employment. In essence, what a lawyer owes his former client is to maintain
inviolate the client’s confidence or to refrain from doing anything which will
injuriously affect him in any matter in which he previously represented him.
Same; Same; Same; Same; A lawyer’s immutable duty
to a former client does not cover transactions that occurred beyond the
lawyer’s employment with the client.—The fact
alone that respondent was the former Personnel Manager and Retained Counsel of
Taggat and the case he resolved as government prosecutor was labor-related is
not a sufficient basis to charge respondent for representing conflicting
interests. A lawyer’s immutable duty to a former client does not cover
transactions that occurred beyond the lawyer’s employment with the client. The
intent of the law is to impose upon the lawyer the duty to protect the client’s
interests only on matters that he previously handled for the former client and
not for matters that arose after the lawyer-client relationship has terminated.
Same; Same; Same; Words and Phrases; “Private
practice of law” contemplates a succession of acts of the same nature
habitually or customarily holding one’s self to the public as a lawyer.—The Court has defined the practice of law broadly as—x x x any activity,
in or out of court, which requires the application of law, legal procedure,
knowledge, training and experience. “To engage in the practice of law is to
perform those acts which are characteristics of the profession. Generally, to
practice law is to give notice or render any kind of service, which device or
service requires the use in any degree of legal knowledge or skill.” “Private
practice of law” contemplates a succession of acts of the same nature
habitually or customarily holding one’s self to the public as a lawyer.
Same; Same; Same; For as long as respondent
performed acts that are usually rendered by lawyers with the use of their legal
knowledge, the same falls within the ambit of the term “practice of law.”—Respondent argues that he only rendered consultancy services to Taggat
intermittently and he was not a retained counsel of Taggat from 1995 to 1996 as
alleged. This argument is without merit because the law does not distinguish
between consultancy services and retainer agreement. For as long as respondent
performed acts that are usually rendered by lawyers with the use of their legal
knowledge, the same falls within the ambit of the term “practice of law.”
Same; Same; Same; Violations of RA 6713 are not
subject to disciplinary action under the Code of Professional Responsibility
unless the violations also constitute infractions of specific provisions of the
Code of Professional Responsibility.—Violations
of RA 6713 are not subject to disciplinary action under the Code of
Professional Responsibility unless the violations also constitute infractions
of specific provisions of the Code of Professional Responsibility. Certainly,
the IBP has no jurisdiction to investigate violations of RA 6713—the Code of
Conduct and Ethical Standards for Public Officials and Employees—unless the
acts involved also transgress provisions of the Code of Professional
Responsibility. Here, respondent’s violation of RA 6713 also constitutes a
violation of Rule 1.01 of Canon 1, which mandates that “[a] lawyer shall not
engage in unlawful, dishonest, immoral or deceitful conduct.” Respondent’s
admission that he received from Taggat fees for legal services while serving as
a government prosecutor is an unlawful conduct, which constitutes a violation
of Rule 1.01.
Same; Same; Same; Civil Service; Penalties; Under
Civil Service Law and rules, the penalty for government employees engaging in
unauthorized private practice of profession is suspension for six months and
one day to one year.—The appropriate penalty on an errant lawyer depends
on the exercise of sound judicial discretion based on the surrounding facts.
Under Civil Service Law and rules, the penalty for government employees
engaging in unauthorized private practice of profession is suspension for six
months and one day to one year. We find this penalty appropriate for respondent’s
violation in this case of Rule 1.01, Canon 1 of the Code of Professional
Responsibility. [Lim-Santiago vs. Sagucio, 486 SCRA 10(2006)].
GOOD MORAL
CHARACTER
Aquino vs. Pascua, 539
SCRA 1 , November 28, 2007
Attorneys; Notarial Law; Statutory Construction;
Words and Phrases; “Misconduct” Defined; A lawyer is guilty of misconduct in
the performance of his duties for failing to register in his Notarial Register
affidavits-complaints.—After a close review of
the records of this case, we resolve to adopt the findings of facts and
conclusion of law by the Office of the Bar Confidant. We find Atty. Pascua
guilty of misconduct in the performance of his duties for failing to register
in his Notarial Register the affidavit-complaints of Joseph B. Acorda and
Remigio B. Domingo. “Misconduct” generally means wrongful, improper or unlawful
conduct motivated by a premeditated, obstinate or intentional purpose. The
term, however, does not necessarily imply corruption or criminal intent.
Same; Same; Misconduct; Penalties; The penalty to
be imposed for acts of misconduct committed by a lawyer is addressed to the
sound discretion of the Court; A three-month suspension from practice of law
for a first time offender is in order, and since the offense is a ground for
revocation of his notarial commission, the same should likewise be imposed.—The penalty to be imposed for such act of misconduct committed by a
lawyer is addressed to the sound discretion of the Court. In Arrieta v. Llosa,
282 SCRA 248 (1997), wherein Atty. Joel A. Llosa notarized a Deed of Absolute
Sale knowing that some of the vendors were already dead, this Court held that
such wrongful act “constitutes misconduct” and thus imposed upon him the
penalty of suspension from the practice of law for six months, this being his
first administrative offense. Also, in Vda. de Rosales v. Ramos, 383 SCRA 498
(2002), we revoked the notarial commission of Atty. Mario G. Ramos and
suspended him from the practice of law for six months for violating the
Notarial Law in not registering in his notarial book the Deed of Absolute Sale
he notarized. In Mondejar v. Rubia, 496 SCRA 1 (2006), however, a lesser
penalty of one month suspension from the practice of law was imposed on Atty.
Vivian G. Rubia for making a false declaration in the document she notarized.
In the present case, considering that this is Atty. Pascua’s first offense, we
believe that the imposition of a three-month suspension from the practice of
law upon him is in order. Likewise, since his offense is a ground for
revocation of notarial commission, the same should also be imposed upon him.
[Aquino vs. Pascua, 539 SCRA 1(2007)]
Re: Non-Disclosure before the Judicial and Bar Council of
the Administrative Case Filed against Judge Jaime V. Quitain, 530 SCRA 729 ,
August 22, 2007
Courts; Judges; It behooves every prospective
appointee to the Judiciary to apprise the appointing authority of every matter
bearing on his fitness for judicial office, including such circumstances as may
reflect on his integrity and probity.—It behooves
every prospective appointee to the Judiciary to apprise the appointing
authority of every matter bearing on his fitness for judicial office, including
such circumstances as may reflect on his integrity and probity. These are
qualifications specifically required of appointees to the Judiciary by Sec.
7(3), Article VIII of the Constitution. In this case, Judge Quitain failed to
disclose that he was administratively charged and dismissed from the service
for grave misconduct per A.O. No. 183 dated April 10, 1995 by no less than the
former President of the Philippines.
Same; Same; Resignation; Due Process; A judge ought
to know that cessation from office by his resignation does not warrant the
dismissal of the administrative complaint filed against him while he was still
in the service nor does it render said administrative case moot and academic;
In administrative proceedings, the essence of due process is simply an
opportunity to be heard, or an opportunity to explain one’s side or opportunity
to seek a reconsideration of the action or ruling complained of.—No amount of explanation or justification can erase the fact that Judge
Quitain was dismissed from the service and that he deliberately withheld this
information. His insistence that he had no knowledge of A.O. No. 183 is belied
by the newspaper items published relative to his dismissal. It bears emphasis
that in the Mindanao Times dated April 18, 1995, Judge Quitain stated in one of
his interviews that “I was dismissed from the (Napolcom) office without due
process.” It also reads: “Quitain, who was one of the guests in yesterday’s
Kapehan sa Dabaw, wept unabashedly as he read his prepared statement on his
dismissal from the government service.” Neither can we give credence to the
contention that he was denied due process. The documents submitted by the
NAPOLCOM to the OCA reveal that Commissioner Alexis C. Canonizado, Chairman Ad
Hoc Committee, sent him summons on March 19, 1993 informing him that an
administrative complaint had been filed against him and required him to file an
answer. Then on March 29, 1993, respondent, through his counsel, Atty. Pedro
Castillo, filed an Answer. In administrative proceedings, the essence of due
process is simply an opportunity to be heard, or an opportunity to explain
one’s side or opportunity to seek a reconsideration of the action or ruling
complained of. Where opportunity to be heard either through oral arguments or
through pleadings is accorded, there is no denial of due process. Furthermore,
as we have earlier mentioned and which Judge Quitain ought to know, cessation
from office by his resignation does not warrant the dismissal of the
administrative complaint filed against him while he was still in the service
nor does it render said administrative case moot and academic. Judge Quitain
was removed from office after investigation and was found guilty of grave
misconduct. His dismissal from the service is a clear proof of his lack of the
required qualifications to be a member of the Bench.
Same; Same; It is clear that respondent judge
deliberately misled the Judicial and Bar Council in his bid to gain an exalted
position in the Judiciary.—It is clear that Judge
Quitain deliberately misled the JBC in his bid to gain an exalted position in
the Judiciary. In Office of the Court Administrator v. Estacion, Jr., 181 SCRA
33, this Court stressed: x x x The important consideration is that he had a
duty to inform the appointing authority and this Court of the pending criminal
charges against him to enable them to determine on the basis of his record,
eligibility for the position he was seeking. He did not discharge that duty.
His record did not contain the important information in question because he
deliberately withheld and thus effectively hid it. His lack of candor is as
obvious as his reason for the suppression of such a vital fact, which he knew
would have been taken into account against him if it had been disclosed.” Thus,
we find respondent guilty of dishonesty. “Dishonesty” means “disposition to
lie, cheat or defraud; unworthiness; lack of integrity.”
Same; Same; Resignation; The jurisdiction that the
Court had at the time of the filing of the administrative complaint is not lost
by the mere fact that the respondent judge by his resignation and its consequent
acceptance—without prejudice—by the Court, has ceased to be in office during
the pendency of his case.—On August 9, 2007, the
Court received a letter from Judge Quitain addressed to the Chief Justice
stating that he is tendering his irrevocable resignation effective immediately
as Presiding Judge of the Regional Trial Court, Branch 10, Davao City. Acting
on said letter, “the Court Resolved to accept the irrevocable resignation of
Judge Jaime V. Quitain effective August 15, 2007, without prejudice to the
decision of the administrative case.” Verily, the resignation of Judge Quitain
which was accepted by the Court without prejudice does not render moot and
academic the instant administrative case. The jurisdiction that the Court had
at the time of the filing of the administrative complaint is not lost by the
mere fact that the respondent judge by his resignation and its consequent
acceptance—without prejudice—by this Court, has ceased to be in office during
the pendency of this case. The Court retains its authority to pronounce the
respondent official innocent or guilty of the charges against him. A contrary
rule would be fraught with injustice and pregnant with dreadful and dangerous
implications. Indeed, if innocent, the respondent official merits vindication
of his name and integrity as he leaves the government which he has served well
and faithfully; if guilty, he deserves to receive the corresponding censure and
a penalty proper and imposable under the situation.
Bernardo, Jr. vs.
Mejia, 211 SCRA 852 , July 29, 1992
Attorneys; An attorney who appropriated money
entrusted by his client, and who falsely gave assurances that he used the money
for the purposes intended, and who issued bad checks to re-pay them is ordered
debarred.—A thoroughgoing review of the affidavits, pleadings
and other papers filed by the parties convinces this Court of the correctness
of the foregoing conclusions of the IBP Board of Governors. They are
consequently hereby adopted and approved. WHEREFORE, the Court DECLARES the respondent,
Atty. Ismael F. Mejia, guilty of all the charges against him and hereby imposes
on him the penalty of DISBARMENT. Pending finality of this judgment, and
effective immediately, Atty. Ismael F. Mejia is hereby SUSPENDED from the
practice of law. Let a copy of this Decision be spread in his record in the Bar
Confidant’s Office, and notice thereof furnished the Integrated Bar of the
Philippines, as well as the Court Administrator who is DIRECTED to inform all
the Courts concerned of this Decision.
Velez vs. De Vera, 496
SCRA 345 , July 25, 2006
Attorneys; Integrated Bar of the Philippines (IBP);
The Integrated Bar of the Philippines (IBP) By-Laws do not allow for
preelection disqualification proceedings—absent a final judgment by the Supreme
Court in a proper case declaring otherwise, every lawyer aspiring to hold the
position of IBP Regional Director is presumed morally fit.—The distinctions between the two cases are far from trivial. The
previous case was resolved on the basis of the parties’ rights and obligations
under the IBP By-laws. We held therein that Atty. de Vera cannot be
disqualified from running as Regional Governor as there is nothing in the
present IBP By-laws that sanctions the disqualification of candidates for IBP
governors. Consequently, we stressed that the petition had no firm ground to
stand on. Likewise, we held that the complainants therein were not the proper
parties to bring the suit as the IBP By-laws prescribes that only
nominees—which the complainants were not—can file with the IBP President a
written protest against the candidate. The Court’s statement, therefore, that
Atty. de Vera cannot be disqualified on the ground that he was not morally fit
was mere obiter dictum. Precisely, the IBP By-laws do not allow for pre-election
disqualification proceedings; hence, Atty. de Vera cannot be disqualified on
the basis of the administrative findings of a hearing officer of the State Bar
of California suspending him from the practice of law for three years. We held
in that case that—There is nothing in the By-Laws which explicitly provides
that one must be morally fit before he can run for IBP governorship. For one,
this is so because the determination of moral fitness of a candidate lies in
the individual judgment of the members of the House of Delegates. Indeed, based
on each member’s standard of morality, he is free to nominate and elect any
member, so long as the latter possesses the basic requirements under the law.
For another, basically the disqualification of a candidate involving lack of
moral fitness should emanate from his disbarment or suspension from the
practice of law by this Court, or conviction by final judgment of an offense
which involves moral turpitude. What this simply means is that absent a final
judgment by the Supreme Court in a proper case declaring otherwise, every
lawyer aspiring to hold the position of IBP Regional Director is presumed
morally fit. Any person who begs to disagree will not be able to find a
receptive audience in the IBP through a petition for disqualification but must
first file the necessary disbarment or suspension proceeding against the lawyer
concerned.
Disbarment; Conflict of Laws; Where there is
technically no foreign judgment to speak of, the recommendation by the hearing
officer of the State Bar of another jurisdiction does not constitute prima
facie evidence of unethical behavior by a Philippine lawyer practicing in said
jurisdiction.—In Philippine Aluminum Wheels, Inc. v. Fasgi
Enterprises, Inc., 342 SCRA 722 (2000), we explained that “[a] foreign judgment
is presumed to be valid and binding in the country from which it comes, until a
contrary showing, on the basis of a presumption of regularity of proceedings
and the giving of due notice in the foreign forum.”In herein case, considering
that there is technically no foreign judgment to speak of, the recommendation
by the hearing officer of the State Bar of California does not constitute prima
facie evidence of unethical behavior by Atty. de Vera. Complainant must prove
by substantial evidence the facts upon which the recommendation by the hearing
officer was based. If he is successful in this, he must then prove that these
acts are likewise unethical under Philippine law.
Conflicts of Laws; The statutory enumeration of the
grounds for disbarment or suspension is not to be taken as a limitation on the
general power of courts to suspend or disbar a lawyer—the inherent power of the
court over its officers cannot be restricted.—Disciplinary action against a lawyer is intended to protect the court
and the public from the misconduct of officers of the court and to protect the
administration of justice by requiring that those who exercise this important
function shall be competent, honorable and reliable men in whom courts and
clients may repose confidence. The statutory enumeration of the grounds for
disbarment or suspension is not to be taken as a limitation on the general
power of courts to suspend or disbar a lawyer. The inherent power of the court
over its officers cannot be restricted
Malpractice; Unprofessional Conduct; Words and
Phrases; Malpractice ordinarily refers to any malfeasance or dereliction of
duty committed by a lawyer; Unprofessional conduct in an attorney is that which
violates the rules on ethical code of his profession or which is unbecoming a
member of that profession.—Malpractice ordinarily
refers to any malfeasance or dereliction of duty committed by a lawyer. Section
27 gives a special and technical meaning to the term “Malpractice.” That
meaning is in consonance with the elementary notion that the practice of law is
a profession, not a business. Unprofessional conduct in an attorney is that
which violates the rules on ethical code of his profession or which is
unbecoming a member of that profession.
Burden of Proof; In cases filed before
administrative and quasijudicial bodies, a fact may be deemed established if it
is supported by substantial evidence or that amount of relevant evidence which
a reasonable mind might accept as adequate to justify a conclusion—it means such
evidence which affords a substantial basis from which the fact in issue can be
reasonably inferred.—In fact, Atty. de Vera did not deny complainant’s
allegation in the latter’s memorandum that he (de Vera) received US$12,000.00
intended for his client and that he deposited said amount in his personal
account and not in a separate trust account and that, finally, he spent the
amount for personal purposes. At this point, it bears stressing that in cases
filed before administrative and quasi-judicial bodies, a fact may be deemed
established if it is supported by substantial evidence or that amount of
relevant evidence which a reasonable mind might accept as adequate to justify a
conclusion. It means such evidence which affords a substantial basis from which
the fact in issue can be reasonably inferred.
Unprofessional Conduct; Beyond doubt, the
unauthorized use by a lawyer of his client’s funds is highly unethical.—Beyond doubt, the unauthorized use by a lawyer of his client’s funds is
highly unethical. Canon 16 of the Code of Professional Responsibility is
emphatic about this, thus: CANON 16. A LAWYER SHALL HOLD IN TRUST ALL MONEYS
AND PROPERTIES OF HIS CLIENT THAT MAY COME TO HIS POSSESSION. Rule 16.01. A
lawyer shall account for all money or property collected or received for or
from the client. Rule 16.02. A lawyer shall keep the funds of each client
separate and apart from his own and those of others kept by him.
Attorneys; When the integrity of a member of the
bar is challenged, it is not enough that he denies the charges against him—he
must meet the issue and overcome the evidence against him.—Aside from these self-serving statements, however, we cannot find
anywhere in the records of this case proof that indeed Atty. de Vera was duly
authorized to use the funds of his client. In Radjaie v. Atty. Alovera, 337
SCRA 244 (2000), we declared that—When the integrity of a member of the bar is
challenged, it is not enough that he denies the charges against him; he must
meet the issue and overcome the evidence against him. He must show proof that
he still maintains that degree of morality and integrity which at all times is
expected of him. Atty. de Vera cannot rely on the statement made by the hearing
officer that the elder Willis had indeed testified that he “expected de Vera
might use the money for a few days.” As Atty. de Vera had vigorously objected
to the admissibility of the document containing this statement, he is now
estopped from relying thereon. Besides, that the elder Willis “expected de Vera
might use the money for a few days” was not so much an acknowledgment of
consent to the use by Atty. de Vera of his client’s funds as it was an
acceptance of the probability that Atty. de Vera might, indeed, use his
client’s funds, which by itself did not speak well of the character of Atty. de
Vera or the way such character was perceived.
Integrated Bar of the Philippines (IBP);
Transferring Integrated Bar of the Philippines (IBP) membership to a chapter
where the lawyer is not a resident is not a ground for his suspension or
disbarment—the Code of Professional Responsibility as well as the Lawyer’s Oath
do not prohibit nor punish lawyers from aspiring to be IBP National President
and from doing perfectly legal acts in accomplishing such goal.—As it was perfectly within Atty. de Vera’s right to transfer his
membership, it cannot be said that he is guilty of unethical conduct or
behavior. And while one may incessantly argue that a legal act may not
necessarily be ethical, in herein case, we do not see anything wrong in
transferring to an IBP chapter that—based on the rotation rule—will produce the
next IBP EVP who will automatically succeed to the National Presidency for the
next term. Our Code of Professional Responsibility as well as the Lawyer’s Oath
do not prohibit nor punish lawyers from aspiring to be IBP National President
and from doing perfectly legal acts in accomplishing such goal.
Same; Due Process; The position of Executive Vice
President (EVP) of the Integrated Bar of the Philippines (IBP) is not property
within the constitutional sense especially since there is no right to security
of tenure over said position.—It needs
stressing that the constitutional provision on due process safeguards life,
liberty and property. It cannot be said that the position of EVP of the IBP is
property within the constitutional sense especially since there is no right to
security of tenure over said position as, in fact, all that is required to
remove any member of the board of governors for cause is a resolution adopted by
2/3 of the remaining members of the board.
Due Process; Words and Phrases; The term “due
process of law” as used in the Constitution has no fixed meaning for all
purposes due “to the very nature of the doctrine which, asserting a fundamental
principle of justice rather than a specific rule of law, is not susceptible of
more than one general statement”—the phrase is so elusive of exact
apprehension, because it depends on circumstances and varies with the subject
matter and the necessities of the situation; The due process clause guarantees
no particular form of procedure and its requirements are not technical.—Even if the right of due process could be rightfully invoked, still, in
administrative proceedings, the essence of due process is simply the opportunity
to explain one’s side. At the outset, it is here emphasized that the term “due
process of law” as used in the Constitution has no fixed meaning for all
purposes due “to the very nature of the doctrine which, asserting a fundamental
principle of justice rather than a specific rule of law, is not susceptible of
more than one general statement.” The phrase is so elusive of exact
apprehension, because it depends on circumstances and varies with the subject
matter and the necessities of the situation. Due process of law in
administrative cases is not identical with “judicial process” for a trial in
court is not always essential to due process. While a day in court is a matter
of right in judicial proceedings, it is otherwise in administrative proceedings
since they rest upon different principles. The due process clause guarantees no
particular form of procedure and its requirements are not technical. Thus, in
certain proceedings of administrative character, the right to a notice or
hearing are not essential to due process of law. The constitutional requirement
of due process is met by a fair hearing before a regularly established
administrative agency or tribunal. It is not essential that hearings be had
before the making of a determination if thereafter, there is available trial
and tribunal before which all objections and defenses to the making of such
determination may be raised and considered. One adequate hearing is all that
due process requires. What is required for “hearing” may differ as the
functions of the administrative bodies differ.
Same; The right to cross-examine is not an
indispensable aspect of due process.—The right
to cross-examine is not an indispensable aspect of due process. Nor is an
actual hearing always essential especially under the factual milieu of this
case where the members of the IBP Board—upon whose shoulders the determination
of the cause for removal of an IBP governor is placed subject to the approval
of the Supreme Court—all witnessed Atty. de Vera’s actuations in the IBP National
Convention in question. It is undisputed that Atty. de Vera received a copy of
the complaint against him and that he was present when the matter was taken up.
From the transcript of the stenographic notes of the 13 May 2005 meeting
wherein Atty. de Vera was removed, it is patent that Atty. de Vera was given
fair opportunity to defend himself against the accusations made by Atty.
Rivera.
Integrated Bar of the Philippines (IBP); Words and
Phrases; The phrase “remaining members” in Section 44 of the Integrated Bar of
the Philippines (IBP) By-Laws refers to the members exclusive of the
complainant member and the respondent member.—Under the rules, a resolution for expulsion of an IBP Governor is done
via a resolution adopted by 2/3 of the remaining members. The phrase “remaining
members” refers to the members exclusive of the complainant member and the
respondent member. The reason therefore is that such members are interested
parties and are thus presumed to be unable to resolve said motion impartially.
This being the case, the votes of Attys. Rivera and de Vera should be
stricken-off which means that only the votes of the seven remaining members are
to be counted. Of the seven remaining members, five voted for expulsion while
two voted against it which still adds up to the 2/3 vote requirement for
expulsion.
Same; Doctrine of Majority Rule; Indubitably,
conflicts and disagreements of varying degrees of intensity, if not animosity,
are inherent in the internal life of an organization, but especially of the IBP
since lawyers are said to disagree before they agree; The effectiveness of the
IBP, like any other organization, is diluted if the conflicts are brought
outside its governing body for then there would be the impression that the IBP,
which speaks through a Board of Governors, does not and cannot speak for its
members in an authoritative fashion; As a means of self-preservation,
internecine conflicts must be adjusted within the governing board itself so as
to free it from the stresses that invariably arise when internal cleavages are
made public.—After weighing the arguments of the parties and in
keeping with the fundamental objective of the IBP to discharge its public
responsibility more effectively, we hereby find that Atty. de Vera’s removal
from the IBP Board was not capricious or arbitrary. Indubitably, conflicts and
disagreements of varying degrees of intensity, if not animosity, are inherent
in the internal life of an organization, but especially of the IBP since
lawyers are said to disagree before they agree. However, the effectiveness of
the IBP, like any other organization, is diluted if the conflicts are brought
outside its governing body for then there would be the impression that the IBP,
which speaks through the Board of Governors, does not and cannot speak for its
members in an authoritative fashion. It would accordingly diminish the IBP’s
prestige and repute with the lawyers as well as with the general public. As a
means of self-preservation, internecine conflicts must thus be adjusted within the
governing board itself so as to free it from the stresses that invariably arise
when internal cleavages are made public.
Same; Same; The doctrine of majority rule is almost
universally used as a mechanism for adjusting and resolving conflicts and disagreements
within the group after the members have been given an opportunity to be heard;
When the IBP Board is not seen by the bar and the public as a cohesive unit, it
cannot effectively perform its duty of helping the Supreme Court enforce the
code of legal ethics and the standards of legal practice as well as improve the
administration of justice.—The doctrine of
majority rule is almost universally used as a mechanism for adjusting and
resolving conflicts and disagreements within the group after the members have
been given an opportunity to be heard. While it does not efface conflicts,
nonetheless, once a decision on a contentious matter is reached by a majority
vote, the dissenting minority is bound thereby so that the board can speak with
one voice, for those elected to the governing board are deemed to implicitly
contract that the will of the majority shall govern in matters within the
authority of the board. The IBP Board, therefore, was well within its right in
removing Atty. de Vera as the latter’s actuations during the 10th National IBP
Convention were detrimental to the role of the IBP Board as the governing body
of the IBP. When the IBP Board is not seen by the bar and the public as a
cohesive unit, it cannot effectively perform its duty of helping the Supreme
Court enforce the code of legal ethics and the standards of legal practice as
well as improve the administration of justice. In view of the importance of
retaining group cohesiveness and unity, the expulsion of a member of the board
who insists on bringing to the public his disagreement with a policy/resolution
approved by the majority after due discussion, cannot be faulted. The
effectiveness of the board as a governing body will be negated if its
pronouncements are resisted in public by a board member. Indeed, when a member
of a governing body cannot accept the voice of the majority, he should resign
therefrom so that he could criticize in public the majority opinion/decision to
his heart’s content; otherwise, he subjects himself to disciplinary action by
the body.
Same; To be Executive Vice President (EVP) of the
IBP, one must necessarily be a member of the IBP Board of Governors, and a
lawyer’s removal from the Board of Governors automatically disqualifies him
from acting as IBP EVP.—The removal of Atty. de
Vera as member of the Board of Governors ipso facto meant his removal as EVP as
well. Section 47, Article VII of the By-Laws of the IBP provides: SEC. 47.
National Officers.—The Integrated Bar of the Philippines shall have a President
and Executive Vice President to be chosen by the Board of Governors from among
nine (9) regional governors, as much as practicable, on a rotation basis. x x x
Thus, to be EVP of the IBP, one must necessarily be a member of IBP Board of
Governors. Atty. de Vera’s removal from the Board of Governors, automatically
disqualified him from acting as IBP EVP. To insist otherwise would be contrary
to Section 47 of the IBP ByLaws.
Same; Supreme Court; The power of supervision of
the Supreme Court over the IBP should not preclude the IBP from exercising its
reasonable discretion especially in the administration of its internal affairs
governed by the provisions of its By-Laws.—While
it is true that the Supreme Court has been granted an extensive power of
supervision over the IBP, it is axiomatic that such power should be exercised
prudently. The power of supervision of the Supreme Court over the IBP should
not preclude the IBP from exercising its reason able discretion especially in
the administration of its internal affairs governed by the provisions of its
By-Laws. The IBP By-Laws were precisely drafted and promulgated so as to define
the powers and functions of the IBP and its officers, establish its
organizational structure, and govern relations and transactions among its
officers and members. With these By-Laws in place, the Supreme Court could be
assured that the IBP shall be able to carry on its day-to-day affairs, without
the Court’s interference.
Same; Article VI, Section 41(g) of the IBP By-Laws
expressly grants to the Board the authority to fill vacancies, however arising,
in the IBP positions.—With the removal of
Atty. de Vera from the Board, by virtue of the IBP Board Resolution dated 13
May 2005, he was also removed from his post as EVP; thus, there was a resultant
vacancy in the position of IBP EVP. Article VI, Section 41(g) of the IBP
By-Laws expressly grants to the Board the authority to fill vacancies, however
arising, in the IBP positions, subject to the provisions of Section 8 of the
Integration Rule, and Section 11 (Vacancies), Section 44 (Removal of members),
Section 47 (National officers), Section 48 (other officers), and Section 49
(Terms of Office) of the By-Laws. The IBP Board has specific and sufficient
guidelines in its Rules and By-Laws on how to fill-in the vacancies after the
removal of Atty. de Vera. We have faith and confidence in the intellectual,
emotional and ethical competencies of the remaining members of the 2005-2007
Board in dealing with the situation within the bounds of the IBP Rules and
By-Laws.
Same; Rotation Rule; Automatic Succession Rule; The
rotation rule pertains in particular to the position of IBP EVP, while the
automatic succession rule pertains to the Presidency—the rotation with respect
to the Presidency is but a consequence of the automatic succession rule
provided in Section 47 of the IBP By-Laws.—In
Bar Matter 491, it is clear that it is the position of IBP EVP which is
actually rotated among the nine Regional Governors. The rotation with respect
to the Presidency is merely a result of the automatic succession rule of the
IBP EVP to the Presidency. Thus, the rotation rule pertains in particular to
the position of IBP EVP, while the automatic succession rule pertains to the
Presidency. The rotation with respect to the Presidency is but a consequence of
the automatic succession rule provided in Section 47 of the IBP By-Laws. In the
case at bar, the rotation rule was duly complied with since upon the election
of Atty. De Vera as IBP EVP, each of the nine IBP regions had already produced
an EVP and, thus, the rotation was completed. It is only unfortunate that the
supervening event of Atty. de Vera’s removal as IBP Governor and EVP rendered
it impossible for him to assume the IBP Presidency. The fact remains, however, that
the rotation rule had been completed despite the non-assumption by Atty. de
Vera to the IBP Presidency.
Same; Same; The application of the rotation rule is
not a license to disregard the spirit and purpose of the automatic succession
rule, but should be applied in harmony with the latter; The automatic
succession rule affords the IBP leadership transition seamless and enables the
new IBP National President to attend to pressing and urgent matters without
having to expend valuable time for the usual adjustment and leadership
consolidation period.—The application of the
rotation rule is not a license to disregard the spirit and purpose of the
automatic succession rule, but should be applied in harmony with the latter.
The automatic succession rule affords the IBP leadership transition seamless
and enables the new IBP National President to attend to pressing and urgent
matters without having to expend valuable time for the usual adjustment and
leadership consolidation period. The time that an IBP EVP spends assisting a
sitting IBP President on matters national in scope is in fact a valuable and
indispensable preparation for the eventual succession. It should also be
pointed out that this wisdom is further underscored by the fact that an IBP EVP
is elected from among the members of the IBP Board of Governors, who are
serving in a national capacity, and not from the members at large. It is
intrinsic in the IBP ByLaws that one who is to assume the highest position in
the IBP must have been exposed to the demands and responsibilities of national
leadership.
MEMBERSHIP
IN GOOD STANDING
LAW STUDENT
PRACTICE
Cruz vs. Mina, 522 SCRA
382 , April 27, 2007
Criminal Procedure; Law Student Practice Rule; As
succinctly clarified in Bar Matter No. 730, by virtue of Section 34, Rule 138,
a law student may appear, as an agent or a friend of a party litigant, without
the supervision of a lawyer before inferior courts.—Section 34, Rule 138 is clear that appearance before the inferior courts
by a non-lawyer is allowed, irrespective of whether or not he is a law student.
As succinctly clarified in Bar Matter No. 730, by virtue of Section 34, Rule
138, a law student may appear, as an agent or a friend of a party litigant,
without the supervision of a lawyer before inferior courts.
Same; Recovery of Civil Liability; When a criminal
action is instituted, the civil action for the recovery of civil liability
arising from the offense charged shall be deemed instituted with criminal
action, unless the offended party waives the civil action, reserves the right
to institute it separately or institutes the civil action prior to the criminal
action.—Under Article 100 of the Revised Penal Code, every
person criminally liable for a felony is also civilly liable except in
instances when no actual damage results from an offense, such as espionage,
violation of neutrality, flight to an enemy country, and crime against popular
representation. The basic rule applies in the instant case, such that when a
criminal action is instituted, the civil action for the recovery of civil
liability arising from the offense charged shall be deemed instituted with
criminal action, unless the offended party waives the civil action, reserves
the right to institute it separately or institutes the civil action prior to
the criminal action.
Same; Same; Petitioner is correct in stating that
there being no reservation, waiver nor prior institution of the civil aspect in
Criminal Case No. 00-1705, it follows that the civil aspect arising from Grave
Threats is deemed instituted with criminal action; Private prosecutor may
rightfully intervene to prosecute the civil aspect.—The petitioner is correct in stating that there being no reservation,
waiver, nor prior institution of the civil aspect in Criminal Case No. 00-1705,
it follows that the civil aspect arising from Grave Threats is deemed
instituted with the criminal action, and, hence, the private prosecutor may
rightfully intervene to prosecute the civil aspect.
MEMBERSHIP
IN THE IBP
In re Atty. Marcial
Edillon, 84 SCRA 554, August 03, 1978
Bar Integration; Attorneys; Disbarment; Payment of
membership dues; Integration of the Bar, its concept and purpose.—An “Integrated Bar” is a State-organized Bar, to which every lawyer must
belong, as distinguished from bar associations organized by individual lawyers
themselves, membership in which is voluntary. Integration of the Bar is essentially
a process by which every member of the Bar is afforded an opportunity to do his
share in carrying out the objectives of the Bar as well as obliged to hear his
portion of its responsibilities. Organized by or under the direction of the
State, an Integrated Bar is an official national body of which all lawyers are
required to be members. They are, therefore, subject to all the rules
prescribed for the governance of the Bar, including the requirement of payment
of a reasonable annual fee for the effective discharge of the purposes of the
Bar, and adherence to a code of professional ethics or professional
responsibility breach of which constitutes sufficient reason for investigation
by the Bar and, upon proper cause appearing, a recommendation for discipline or
disbarment of the offending member. The integration of the Philippine Bar was
obviously dictated by overriding considerations of public interest and public
welfare to such an extent as more than constitutionally and legally justifies
the restrictions that integration imposes upon the personal interests and
personal convenience of individual lawyers.
Same; Same; Same; Police power; Integration of the
Bar is a valid exercise of police power of the State; Practice of law, nature
of.—Apropos to the above, it must be stressed that all
legislation directing the integration of the Bar have been uniformly and
universally sustained as a valid exercise of the police power over an important
profession. The practice of law is not a vested right but a privilege, a
privilege moreover clothed with public interest because a lawyer owes
substantial duties not only to his client, but also to his brethren in the
profession, to the courts, and to the nation, and takes part in one of the most
important functions of the State—the administration of justice—as an officer of
the court. The practice of law being clothed with public interest, the holder
of this privilege must submit to a degree of control for the common good, to
the extent of the interest he has created. As the U. S. Supreme Court through
Mr. Justice Roberts explained, the expression “affected with a public interest”
is the equivalent of “subject to the exercise of the police power”.
Same; Same; Same; Courts; Supreme Court authorized
to adopt rules of court to effect integration of the Philippine Bar; Purposes
of integration of the Bar.—When, therefore.
Congress enacted Republic Act No. 6397 authorizing the Supreme Court to “adopt
rules of court to effect the integration of the Philippine Bar under such
conditions as it shall see fit,” it did so in the exercise of the
paramount-police power of the State. The Act’s avowal is to “raise the
standards of the legal profession, improve the administration of justice, and
enable the Bar to discharge its public responsibility more effectively.” Hence,
the Congress in enacting such Act, the Court in ordaining the integration of
the Bar through its Resolution promulgated on January 9, 1973, and the
President of the Philippines in decreeing the constitution of the IBP into a body
corporate through Presidential Decree No. 181 dated May 4, 1973, were prompted
by fundamental considerations of public welfare and motivated by a desire to
meet the demands of pressing public necessity. The State, in order to promote
the general welfare, may interfere with and regulate personal liberty, property
and occupations. Persons and property may be subjected to restraints and
burdens in order to secure the general prosperity and welfare of the State
(U.S. Gomez, Jesus, 31 Phil. 218), for, as the Latin maxim goes, “Salus populi
eat suprema lex.” The public welfare is the supreme law. To this fundamental
principle of government the rights of individuals are subordinated. Liberty is
a blessing without which life is a misery, but liberty should not be made to
prevail over authority because then society will fall into anarchy (Calalang
vs. Williams, 70, Phil. 726). It is an undoubted power of the State to restrain
some individuals from all freedom, and all individuals from some freedom.
Same; Same; Same; Practice of law and exercise of
the legal profession clothed with public interest and lawyers must be bound by
such regulations as might be established by the proper authorities for the
common good; Reasons.—Thus, when the
respondent Edillon entered upon the legal profession, his practice of law and
his exercise of the said profession, which affect the society at large, were
(and are) subject to the power of the body politic to require him to conform to
such regulations as might be established by the proper authorities for the
common good, even to the extent of interfering with some of his liberties. If
he did not wish to submit himself to such reasonable interference and
regulation, he should not have clothed the public with an interest in his
concerns.
Same; Same; Same; Constitutional Law;
Constitutionality and validity of Bar integration sustained by explicit grant
of precise power to the Supreme Court under Art. X of the 1973 Constitution
resting the Court with plenary power in all cases regarding admistion to and
supervision of the practice of law.—But the
most compelling argument sustaining the constitutionality and validity of Bar
Integration in the Philippines is the explicit unequivocal grant of precise
power to the Supreme Court by Section 5 (5) of Article X of the 1973
Constitution of the Philippines. xxx Quite apart from the above, let it be
stated that even without the enabling Act (Republic Act No. 6397), and looking
solely to the language of the provision of the Constitution granting the Supreme
Court the power “to promulgate rules concerning pleading, practice and
procedure in all courts, and the admission to the practice of law,” it at once
becomes indubitable that this constitutional declaration vests the Supreme
Court with plenary power in all cases regarding the admission to and
supervision of the practice of law.
Same; Same; Same; Same; Membership dues; Effect of
Bar integration upon a lawyer’s freedom of association; Compelling a lawyer to
be a member of the Integrated Bar not violative of the constitutional freedom
to associate but the only compulsion a lawyer is subjected is the payment of
annual dues which is not violation of the Constitution; Compulsion upon a
lawyer if any justified by exercise of police power of the State; Reasons.—The first objection posed by the respondent is that the Court is without
power to compel him to become a member of the Integrated Bar of the
Philippines, hence, Section 1 of the Court Rule is unconstitutional for it
impinges on his constitutional right of freedom to associate (and not to
associate). Our answer is: To compel a lawyer to be a member of the Integrated
Bar is no violative of his constitution freedom to associate. Integration does
not make a lawyer a member of any group of which he is not already a member. He
became a member of the Bar when he passed the Bar examinations. All that
integration actually does is to provide an official national organization for
the well-defined but unorganized and incohesive group of which every lawyer is
already a member. Bar Integration does not compel the lawyer to associate with
anyone. He is free to attend or not attend the meetings of his Integrated Bar
Chapter or vote or refuse to vote in its elections as he chooses. The only
compulsion to which he is subjected is the payment of annual dues. The Supreme
Court, in order to further the State’s legitimate interest in elevating the
quality of professional legal services, may require that the cost of improving
the professional in his fashion be shared by the subjects and beneficiaries of
the regulatory program—the lawyers. Assuming that the questioned provision does
in a sense compel a lawyer to be member of the Integrated Bar, such compulsion
is justified as an exercise of the police power of the State.
Same; Same; Same: Same; Same; Provisions of the
Court Rule requiring payment of membership dues by lawyers not violative of the
Constitution; The 1973 Constitution does not prohibit the Supreme Court from
requiring lawyers to pay reasonable membership fees; Nature of membership
fees.—The second issue posed by the respondent is that
the provision of the Court Rule repairing payment of a membership fee is void.
We see nothing in the Constitution that prohibits the Court, under its
constitutional power and duty to promulgate rules concerning the admission to
the practice of law and the integration of the Philippine Bar (Article X,
Section 5 of the 1973 Constitution)—which power the respondent
acknowledges—from requiring members of a privileged class, such as lawyers are,
to pay a reasonable fee toward defraying the expenses of regulation of the
profession to which they belong. It is quite apparent that the fee is indeed
imposed as a regulatory measure, designed to raise funds for carrying out the
objectives and purposes of integration.
Same; Same; Same; Same; Same; Penalties;
Enforcement of penalty provisions for non-payment of membership dues not a
deprivation of due process; Reasons; Practice of law in the courts subject to
regulation and inquiry; Practice of law is not property right but mere
privilege.—That respondent further argues that the enforcement
of the penalty provisions would amount to a deprivation of property without due
process and hence infringes on one of his constitutional rights. Whether the
practice of law is property right, in the sense of its being one that entitles
the holder of a license to practise of law is a property right, in the sense of
its being one that entitles the holder of a license to practise a profession,
we do not here pause to consider at length, as it is clear that under the
police power of the State, and under necessary powers granted to the Court to
perpetuate its existence, the respondent’s right to practise law before the
courts of this country should be and is a matter subject to regulation and
inquiry. And, if the power to imposed the fee as regulatory measure is
recognized, then a penalty designed to enforce its payment, which penalty may
be avoided altogether by payment, is not void as unreasonable or arbitrary. But
we must here emphasize that the practice of law is not a property right but a
mere privilege, and as such must bow to the inherent regulatory power of the
Court to exact compliance with the lawyer’s public responsibilities.
Same; Same; Same; Same; Same; Supreme Court;
Jurisdiction; The Supreme Court has power and jurisdiction to strike the name
of a lawyer from its Roll of Attorneys; Court’s jurisdiction provided for in
the 1973 Constitution.—Relative to the issue
of the power and/or jurisdiction of the Supreme Court to strike the name of a
lawyer from its Roll of Attorneys, it is sufficient to state that the matters
of admission, suspension, disbarment and reinstatement of lawyers and their
regulation and supervision have been and are indisputably recognized as inherent
judicial functions and responsibilities, and the authorities holding such are
legion. The Court’s jurisdiction was greatly reinforced by our 1973
Constitution when it explicitly granted to the Court the power to “promulgate
rules concerning pleading, practice . . . . . . . and the admission to the
practice of law and the integration of the Bar . . . . .” (Article X, Sec.
5[5]) The power to pass upon the fitness of the respondent to remain a member
of the legal profession is indeed undoubtedly vested in the Court.
Same; Same; Same; Same; Same; Rule of Court 139-A
and ByLaws of the Integrated Bar providing for payment of membership dues are
neither unconstitutional nor illegal; Respondent lawyer disbarred and his name
striken from the Roll of Attorneys in the Supreme Court for repeated failure to
pay membership dues; Case at bar.—We thus
reach the conclusion that the provisions of Rule of Court 139-A and of the
By-Laws of the Integrated Bar of the Philippines complained of are neither
unconstitutional nor illegal. x x x It is the unanimous sense of the Court that
the respondent Marcial A. Edillon should be as he is hereby disbarred, and his
name is hereby ordered stricken from the Roll of Attorneys of the Court.
THE LAWYER
& SOCIETY/NOTARIAL PRACTICE
Zaldivar vs.
Sandiganbayan, 170 SCRA 1 , February 01, 1989
Constitutional Law; Bill of Rights; Freedom of
Expression; Contempt of Court; Direct and Indirect Contempt; In convicting
respondent Gonzalez of contempt of court in facie curiae, the Court did not use
the phrase in facie curiae as a technical equivalent of direct contempt.—In respondent’s point A, it is claimed that it was error for this Court
“to charge respondent [with] indirect contempt and convict him of direct
contempt.” In the per curiam Resolution, the Court concluded that “respondent
Gonzalez is guilty both of contempt of court in facie curiae and of gross
misconduct as an officer of the court and member of the bar.” The Court did not
use the phrase “in facie curiae” as a technical equivalent of “direct
contempt,” though we are aware that courts in the United States have sometimes
used that phrase in speaking of “direct contempts” as “contempts in the face of
the courts.” Rather, the Court sought to convey that it regarded the
contumacious acts or statements (which were made both in a pleading filed
before the Court and in statements given to the media) and the misconduct of
respondent Gonzalez as serious acts flaunted in the face of the Court and
constituting a frontal assault upon the integrity of the Court and, through the
Court, the entire judicial system. What the Court would stress is that it
required respondent, in its Resolution dated 2 May 1988, to explain “why he
should not be punished for contempt of court and/or subjected to administrative
sanctions” and in respect of which, respondent was heard and given the most
ample opportunity to present all defenses, arguments and evidence that he
wanted to present for the consideration of this Court. The Court did not
summarily impose punishment upon the respondent which it could have done under
Section 1 of Rule 71 of the Revised Rules of Court had it chosen to consider
respondent’s acts as constituting “direct contempt.”
Same; Same; Same; Same; Legal Ethics; Lawyers;
Complaints against lawyers; Referral of a complaint filed against an attorney
to the Solicitor General for investigation is not required where the Supreme
Court itself has initiated the charges against the respondent lawyer.—In its per curiam Resolution, the Court referred to Rule 139 (b) of the
Revised Rules of Court pointing out that: “[R]eference of complaints against
attorneys either to the Integrated Bar of the Philippines or to the Solicitor
General is not mandatory upon the Supreme Court; such reference to the
Integrated Bar of the Philippines or to the Solicitor General is certainly not
an exclusive procedure under the terms of Rule 139 (b) of the Revised Rules of
Court, especially where the charge consists of acts done before the Supreme
Court.” x x x Thus, there is no need to refer a case to the Solicitor General,
which referral is made “for investigation to determine if there is sufficient
ground to proceed with the prosecution of the respondent” (Section 3, Rule
139), where the Court itself has initiated charges against the respondent. The
Court may, of course, refer a case to the Solicitor General if it feels that,
in a particular case, further factual investigation is needed. In the present
case, as pointed out in the per curiam Resolution of the Court, there was “no need
for further investigation of facts in the present case for it [was] not
substantially disputed by respondent Gonzalez that he uttered or wrote certain
statements attributed to him” and that “in any case, respondent has had the
amplest opportunity to present his defense: his defense is not that he did not
make the statements ascribed to him but that those statements give rise to no
liability on his part, having been made in the exercise of his freedom of
speech.
Same; Same; Same; Same; Clear and present danger
rule; The clear and present danger test is not the only test which has been
recognized and applied by courts for making out the appropriate limits of
freedom of speech and of assembly.—The “clear
and present danger” doctrine invoked by respondent’s counsel is not a magic
incantation which dissolves all problems and dispenses with analysis and
judgment in the testing of the legitimacy of claims to free speech, and which
compels a court to exonerate a defendant the moment the doctrine is invoked,
absent proof of impending apocalypse. The “clear and present danger” doctrine
has been an accepted method for making out the appropriate limits of freedom of
speech and of assembly in certain contexts. It is not, however, the only test
which has been recognized and applied by courts. In Lagunzad v. Vda. de
Gonzales, this Court, speaking through Mme. Justice Melencio-Herrera said: x x
x The prevailing doctrine is that the clear and present danger rule is such a
limitation. Another criterion for permissible limitation on freedom of speech
and of the press, which includes such vehicles of the mass media as radio,
television and the movies, is the ‘balancing-of-interests test’ (Chief Justice
Enrique M. Fernando of the Bill of Rights, 1970 ed., p. 79). The principle ‘requires
a court to take conscious and detailed consideration of the interplay of
interests observable in a given situation or type of situation’ (Separate
Opinion of the late Chief Justice Castro in Gonzales v. Commission on
Elections, supra, p. 899).” Under either the “clear and present danger” test or
the “balancing-of-interest test,” we believe that the statements here made by
respondent Gonzalez are of such nature and were made in such a manner and under
such circumstances, as to transcend the permissible limits of free speech. This
conclusion was implicit in the per curiam Resolution of October 7, 1988. It is
important to point out that the “substantive evil” which the Supreme Court has
a right and a duty to prevent does not, in the instant case, relate to threats
of physical disorder or overt violence or similar disruptions of public order.
What is here at stake is the authority of the Supreme Court to confront and
prevent a “substantive evil” consisting not only of the obstruction of a free
and fair hearing of a particular case but also the avoidance of the broader
evil of the degradation of the judicial system of a country and the destruction
of the standards of professional conduct required from members of the bar and
officers of the courts. The “substantive evil” here involved, in other words,
is not as palpable as a threat of public disorder or rioting but is certainly
no less deleterious and more far reaching in its implications for society.
Same; Same; Same; Same; Cruel and Unusual
Punishments; The imposition of the penalty of indefinite suspension from the
practice of law against respondent is not cruel, degrading and inhuman.—In his point J, respondent’s counsel pleads that the imposition of
indefinite suspension from the practice of law constitutes “cruel, degrading or
inhuman punishment.” The Court finds it difficult to consider this a
substantial constitutional argument. The indefiniteness of the respondent’s
suspension, far from being “cruel” or “degrading” or “inhuman,” has the effect
of placing, as it were, the key to the restoration of his rights and privileges
as a lawyer in his own hands. That sanction has the effect of giving respondent
the chance to purge himself in his own good time of his contempt and misconduct
by acknowledging such misconduct, exhibiting appropriate repentance and
demonstrating his willingness and capacity to live up to the exacting standards
of conduct rightly demanded from every member of the bar and officer of the
courts.
Santuyo vs. Hidalgo,
448 SCRA 282 , January 17, 2005
Attorneys;
Legal Ethics; Notarial Law; Respondent lawyer had been negligent not only in
the supposed notarization but foremost in having allowed the office secretaries
to make the necessary entries in his notarial registry which was supposed to be
done and kept by him alone.—In finding respondent negligent in performing his
notarial functions, the IBP reasoned out: x x x x x x x x x. Considering that the responsibility attached to a
notary public is sensitive respondent should have been more discreet and
cautious in the execution of his duties as such and should not have wholly
entrusted everything to the secretaries; otherwise he should not have been
commissioned as notary public. For having wholly entrusted the preparation and
other mechanics of the document for notarization to the secretary there can be
a possibility that even the respondent’s signature which is the only one left
for him to do can be done by the secretary or anybody for that matter as had
been the case herein. As it is respondent had been negligent not only in the
supposed notarization but foremost in having allowed the office secretaries to
make the necessary entries in his notarial registry which was supposed to be
done and kept by him alone; and should not have relied on somebody else.
Sicat vs. Ariola, Jr.,
456 SCRA 93 , April 15, 2005
Legal Ethics; Attorneys; Notarial Law; The act of a
lawyer of notarizing a Special Power of Attorney knowing that the person who
allegedly executed it was already dead is a serious breach of the sacred
obligation imposed upon him by the Code of Professional Responsibility,
specifically Rule 1.01 of Canon 1, which prohibited him from engaging in
unlawful, dishonest, immoral or deceitful conduct—as a lawyer and as an officer
of the court, it is his duty to serve the ends of justice, not to corrupt it.—After a careful review of the records, we find that respondent never
disputed complainant’s accusation that he notarized the SPA purportedly
executed by Benitez on January 4, 2001. He likewise never took issue with the
fact that on said date, Benitez was already dead. His act was a serious breach
of the sacred obligation imposed upon him by the Code of Professional
Responsibility, specifically Rule 1.01 of Canon 1, which prohibited him from engaging
in unlawful, dishonest, immoral or deceitful conduct. As a lawyer and as an
officer of the court, it was his duty to serve the ends of justice, not to
corrupt it. Oath-bound, he was expected to act at all times in accordance with
law and ethics, and if he did not, he would not only injure himself and the
public but also bring reproach upon an honorable profession.
Same; Same; Same; Lawyers commissioned as notaries
public should not authenticate documents unless the persons who signed them are
the very same persons who executed them and personally appeared before them to
attest to the contents and truth of what are stated therein.—In the recent case of Zaballero v. Atty. Mario J. Montalvan, where the
respondent notarized certain documents and made it appear that the deceased
father of complainant executed them, the Court declared the respondent there
guilty of violating Canon 10, Rule 10.01 of the Code of Professional
Responsibility. The Court was emphatic that lawyers commissioned as notaries
public should not authenticate documents unless the persons who signed them are
the very same persons who executed them and personally appeared before them to
attest to the contents and truth of what are stated therein. The Court added
that notaries public must observe utmost fidelity, the basic requirement in the
performance of their duties, otherwise the confidence of the public in the
integrity of notarized deeds and documents will be undermined.
Same; Same; Same; Notarization is not an empty,
meaningless and routinary act—it converts a private document into a public
instrument, making it admissible in evidence without the necessity of
preliminary proof of its authenticity and due execution.—In the case at bar, the records show that Benitez died on October 25, 2000.
However, respondent notarized the SPA, purportedly bearing the signature of
Benitez, on January 4, 2001 or more than two months after the latter’s death.
The notarial acknowledgement of respondent declared that Benitez “appeared
before him and acknowledged that the instrument was his free and voluntary
act.” Clearly, respondent lied and intentionally perpetuated an untruthful
statement. Notarization is not an empty, meaningless and routinary act. It
converts a private document into a public instrument, making it admissible in
evidence without the necessity of preliminary proof of its authenticity and due
execution.
Same; Same; Same; A lawyer’s assertion of falsehood
in a public document contravenes one of the most cherished tenets of the legal
profession and potentially cast suspicion on the truthfulness of every notarial
act.—Neither will respondent’s defense that the SPA in
question was superfluous and unnecessary, and prejudiced no one, exonerate him
of accountability. His assertion of falsehood in a public document contravened
one of the most cherished tenets of the legal profession and potentially cast
suspicion on the truthfulness of every notarial act. As the Municipal
Administrator of Cainta, he should have been aware of his great responsibility
not only as a notary public but as a public officer as well. A public office is
a public trust. Respondent should not have caused disservice to his
constituents by consciously performing an act that would deceive them and the
Municipality of Cainta. Without the fraudulent SPA, the erring parties in the
construction project could not have encashed the check amounting to P3,700,000
and could not have foisted on the public a spurious contract—all to the extreme
prejudice of the very Municipality of which he was the Administrator.
Isenhardt vs. Real, 666
SCRA 20 , February 15, 2012
Attorneys; Notary Public; Code of Professional
Responsibility; A notary public should not notarize a document unless the
person who signs it is the same person who executed it, personally appearing
before him to attest to the contents and the truth of what are stated therein.—Respondent violated his oath as a lawyer and the Code of Professional
Responsibility when he made it appear that complainant personally appeared
before him and subscribed an SPA authorizing her brother to mortgage her
property. It cannot be overemphasized that a notary public should not notarize
a document unless the person who signs it is the same person who executed it,
personally appearing before him to attest to the contents and the truth of what
are stated therein. This is to enable the notary public to verify the
genuineness of the signature of the acknowledging party and to ascertain that
the document is the party’s free act.
Same; Same; By notarizing the questioned document
despite the absence of one of the parties, the notary public engaged in
unlawful, dishonest, immoral or deceitful conduct.—The duties of a notary public is dictated by public policy and impressed
with public interest. It is not a meaningless ministerial act of acknowledging
documents executed by parties who are willing to pay the fees for notarization.
It is of no moment that the subject SPA was not utilized by the grantee for the
purpose it was intended because the property was allegedly transferred from
complainant to her brother by virtue of a deed of sale consummated between
them. What is being penalized is respondent’s act of notarizing a document
despite the absence of one of the parties. By notarizing the questioned
document, he engaged in unlawful, dishonest, immoral or deceitful conduct. A
notarized document is by law entitled to full credit upon its face and it is
for this reason that notaries public must observe the basic requirements in
notarizing documents. Otherwise, the confidence of the public in notarized
documents will be undermined.
NO
UNLAWFUL, DISHONEST, IMMORAL, DECEITFUL CONDUCT- RULE 1.01
Ui vs. Bonifacio, 333
SCRA 38 , June 08, 2000
Administrative Law; Attorneys; Disbarment; Practice
of law is a privilege; Requisites for admission to the practice of law.—The practice of law is a privilege. A bar candidate does not have the
right to enjoy the practice of the legal profession simply by passing the bar
examinations. It is a privilege that can be revoked, subject to the mandate of
due process, once a lawyer violates his oath and the dictates of legal ethics.
The requisites for admission to the practice of law are: (a) he must be a
citizen of the Philippines; (b) a resident thereof; (c) at least twenty-one
(21) years of age; (d) a person of good moral character; (e) he must show that
no charges against him involving moral turpitude, are filed or pending in
court; (f) possess the required educational qualifications; and (g) pass the
bar examinations.
Same; Same;
Same; Possession of good moral character must be continuous as a requirement to
the enjoyment of the privilege of law practice.—Clear from the foregoing is
that one of the conditions prior to admission to the bar is that an applicant
must possess good moral character. More importantly, possession of good moral
character must be continuous as a requirement to the enjoyment of the privilege
of law practice, otherwise, the loss thereof is a ground for the revocation of
such privilege.
Same; Same; Same; Lawyers, as keepers of public
faith, are burdened with a higher degree of social responsibility and thus must
handle their personal affairs with greater caution.—Simple as the facts of the case may sound, the effects of the actuations
of respondent are not only far from simple, they will have a rippling effect on
how the standard norms of our legal practitioners should be defined. Perhaps
morality in our liberal society today is a far cry from what it used to be
before. This permissiveness notwithstanding, lawyers, as keepers of public
faith, are burdened with a higher degree of social responsibility and thus must
handle their personal affairs with greater caution. The facts of this case lead
us to believe that perhaps respondent would not have found herself in such a
compromising situation had she exercised prudence and been more vigilant in
finding out more about Carlos Ui’s personal background prior to her intimate
involvement with him.
Same; Same; Same; To warrant disciplinary action,
conduct must be “grossly immoral,” that is, it must be so corrupt and false as
to constitute a criminal act or so unprincipled as to be reprehensible to a
high degree.—All these taken together leads to the inescapable
conclusion that respondent was imprudent in managing her personal affairs.
However, the fact remains that her relationship with Carlos Ui, clothed as it
was with what respondent believed was a valid marriage, cannot be considered
immoral. For immorality connotes conduct that shows indifference to the moral
norms of society and the opinion of good and respectable members of the
community. Moreover, for such conduct to warrant disciplinary action, the same
must be “grossly immoral,” that is, it must be so corrupt and false as to
constitute a criminal act or so unprincipled as to be reprehensible to a high
degree.
Same; Same; Same; A member of the Bar and officer
of the court is not only required to refrain from adulterous relationships x x
x but must also so behave himself as to avoid scandalizing the public by
creating the belief that he is flouting those moral standards.—We have held that “a member of the Bar and officer of the court is not
only required to refrain from adulterous relationships x x x but must also so
behave himself as to avoid scandalizing the public by creating the belief that
he is flouting those moral standards.” Respondent’s act of immediately
distancing herself from Carlos Ui upon discovering his true civil status belies
just that alleged moral indifference and proves that she had no intention of flaunting
the law and the high moral standard of the legal profession. Complainant’s bare
assertions to the contrary deserve no credit. After all, the burden of proof
rests upon the complainant, and the Court will exercise its disciplinary powers
only if she establishes her case by clear, convincing and satisfactory
evidence. This, herein complainant miserably failed to do. [Ui vs. Bonifacio,
333 SCRA 38(2000)]
Figueroa vs. Barranco,
Jr., 276 SCRA 445 , July 31, 1997
Legal Ethics; Attorneys; Gross Immorality; Words
and Phrases; A person’s engaging in premarital sexual relations with another,
making promises to marry, suggests a doubtful moral character but the same does
not constitute grossly immoral conduct; A grossly immoral act is one that is so
corrupt and false as to constitute a criminal act or so unprincipled or
disgraceful as to be reprehensible to a high degree.—Respondent was prevented from taking the lawyer’s oath in 1971 because
of the charges of gross immorality made by complainant. To recapitulate,
respondent bore an illegitimate child with his sweetheart, Patricia Figueroa,
who also claims that he did not fulfill his promise to marry her after he
passes the bar examinations. We find that these facts do not constitute gross
immorality warranting the permanent exclusion of respondent from the legal
profession. His engaging in premarital sexual relations with complainant and
promises to marry suggests a doubtful moral character on his part but the same
does not constitute grossly immoral conduct. The Court has held that to justify
suspension or disbarment the act complained of must not only be immoral, but
grossly immoral. “A grossly immoral act is one that is so corrupt and false as
to constitute a criminal act or so unprincipled or disgraceful as to be
reprehensible to a high degree.” It is a willful, flagrant, or shameless act
which shows a moral indifference to the opinion of respectable members of the
community.
Same; Same; Same; Mere intimacy between a man and a
woman, both of whom possess no impediment to marry, voluntarily carried on and
devoid of any deceit on the part of the former, is neither so corrupt nor so
unprincipled as to warrant the imposition of disciplinary sanction against him,
even if as a result of such relationship a child was born out of wedlock.—We find the ruling in Arciga v. Maniwang quite relevant because mere
intimacy between a man and a woman, both of whom possess no impediment to
marry, voluntarily carried on and devoid of any deceit on the part of
respondent, is neither so corrupt nor so unprincipled as to warrant the
imposition of disciplinary sanction against him, even if as a result of such
relationship a child was born out of wedlock.
Same; Same; Same; Marriages; The Supreme Court
cannot castigate a man for seeking out the partner of his dreams, for marriage
is a sacred and perpetual bond which should be entered into because of love,
not for any other reason.—Respondent and
complainant were sweethearts whose sexual relations were evidently consensual.
We do not find complainant’s assertions that she had been forced into sexual
intercourse, credible. She continued to see and be respondent’s girlfriend even
after she had given birth to a son in 1964 and until 1971. All those years of
amicable and intimate relations refute her allegations that she was forced to
have sexual congress with him. Complainant was then an adult who voluntarily
and actively pursued their relationship and was not an innocent young girl who
could be easily led astray. Unfortunately, respondent chose to marry and settle
permanently with another woman. We cannot castigate a man for seeking out the
partner of his dreams, for marriage is a sacred and perpetual bond which should
be entered into because of love, not for any other reason.
Same; Same; Same; Even assuming that a person’s
indiscretions are ignoble, the twenty-six years that he has been prevented from
being a lawyer constitute sufficient punishment therefor.—We cannot help viewing the instant complaint as an act of revenge of a
woman scorned, bitter and unforgiving to the end. It is also intended to make
respondent suffer severely and it seems, perpetually, sacrificing the
profession he worked very hard to be admitted into. Even assuming that his past
indiscretions are ignoble, the twenty-six years that respondent has been
prevented from being a lawyer constitute sufficient punishment therefor. During
this time there appears to be no other indiscretion attributed to him.
Respondent, who is now sixty-two years of age, should thus be allowed, albeit
belatedly, to take the lawyer’s oath.
Barrios vs. Martinez,
442 SCRA 324 , November 12, 2004
Attorneys; Duties; Gross Misconduct; Under Section
27, Rule 138 of the Rules of Court, a member of the Bar may be disbarred or
suspended from his office as attorney by the Supreme Court for any of the
following reasons.—Under Sec. 27, Rule 138 of the Rules of Court, a
member of the Bar may be disbarred or suspended from his office as attorney by
the Supreme Court for any deceit, malpractice, or other gross misconduct in
such office, grossly immoral conduct, or by reason of his conviction of a crime
involving moral turpitude, or for any violation of the oath which he is
required to take before admission to practice, or for a willful disobedience of
any lawful order of a superior court, or for corruptly or willfully appearing
as an attorney for a party to a case without authority to do so.
Same; Same; Same; “Moral Turpitude,” Defined.—Moral turpitude “includes everything which is done contrary to justice,
honesty, modesty, or good morals.” It involves “an act of baseness, vileness,
or depravity in the private duties which a man owes his fellow men, or to
society in general, contrary to the accepted and customary rule of right and
duty between man and woman, or conduct contrary to justice, honesty, modesty,
or good morals.”
Same; Same; Same; Same; Issuance of a check knowing
that he or she does not have sufficient funds is a manifestation of moral
turpitude.—The act of a person in issuing a check knowing at
the time of the issuance that he or she does not have sufficient funds in, or
credit with, the drawee bank for the check in full upon its presentment, is a
manifestation of moral turpitude.
Same; Same; Same; Same; The act of a lawyer in
issuing a check without sufficient funds to cover the same constitutes such
willful dishonesty and immoral conduct as to undermine the public confidence in
law and lawyers.—The act of a lawyer in issuing a check without
sufficient funds to cover the same constitutes such willful dishonesty and
immoral conduct as to undermine the public confidence in law and lawyers. And
while “the general rule is that a lawyer may not be suspended or disbarred, and
the court may not ordinarily assume jurisdiction to discipline him for
misconduct in his non-professional or private capacity, where, however, the
misconduct outside of the lawyer’s professional dealings is so gross a
character as to show him morally unfit for the office and unworthy of the
privilege which his licenses and the law confer on him, the court may be
justified in suspending or removing him from the office of attorney.”
Same; Same; Same; Disbarment; The Court may disbar
or suspend lawyers for any professional or private misconduct showing them to
be wanting in moral character, honesty, probity and good demeanor—or to be
unworthy to continue as officers of the Court.—The purpose of a proceeding for disbarment is “to protect the
administration of justice by requiring that those who exercise this important
function shall be competent, honorable and reliable; men in whom courts and
clients may repose confidence.” “A proceeding for suspension or disbarment is
not in any sense a civil action where the complainant is plaintiff and the
respondent lawyer is a defendant. Disciplinary proceedings involve no private
interest and afford no redress for private grievance. They are undertaken and
prosecuted solely for the public welfare, and for the purpose of preserving
courts of justice from the official ministrations of persons unfit to practice
them.” “Verily, lawyers must at all times faithfully perform their duties to
society, to the bar, to the courts and to their clients. Their conduct must
always reflect the values and norms of the legal profession as embodied in the
Code of Professional Responsibility. On these considerations, the Court may
disbar or suspend lawyers for any professional or private misconduct showing
them to be wanting in moral character, honesty, probity and good demeanor—or to
be unworthy to continue as officers of the Court.”
Same; Same; Same; Same; It is noteworthy that in
the past, the Court has disciplined lawyers and judges for willful disregard of
its orders to file comments or appellant’s briefs, as a penalty for
disobedience thereof.—In Pajares v. Abad
Santos, we reminded attorneys that “there must be more faithful adherence to
Rule 7, Section 5 of the Rules of Court [now Rule 7, Section 3] which provides
that the signature of an attorney constitutes a certificate by him that he has
read the pleading and that to the best of his knowledge, information and
belief, there is good ground to support it; and that it is not interposed for
delay, and expressly admonishes that for a willful violation of this rule an
attorney may be subjected to disciplinary action. It is noteworthy that in the
past, the Court has disciplined lawyers and judges for willful disregard of its
orders to file comments or appellant’s briefs, as a penalty for disobedience
thereof.
Same; Same; Same; Same; Membership in the legal profession
is a privilege, demanding a high degree of good moral character.—We stress that membership in the legal profession is a privilege,
demanding a high degree of good moral character, not only as a condition
precedent to admission, but also as a continuing requirement for the practice
of law. Sadly, herein respondent falls short of the exacting standards expected
of him as a vanguard of the legal profession.
Same; Same;
Same; Same; Of all classes and professions, the lawyer is most sacredly bound
to uphold the laws.—In this case as well, we find disbarment to be the
appropriate penalty. “Of all classes and professions, the lawyer is most
sacredly bound to uphold the laws. He is their sworn servant; and for him, of
all men in the world, to repudiate and override the laws, to trample them
underfoot and to ignore the very bands of society, argues recreancy to his
position and office and sets a pernicious example to the insubordinate and
dangerous elements of the body politic.”
NO
COUNSELING TO DEFY LAW- RULE 1.02
Donton vs. Tansingco,
493 SCRA 1 , June 27, 2006
Legal Ethics; Attorneys; A lawyer who assists a
client in a dishonest scheme or who connives in violating the law commits an
act which justifies disciplinary action against the lawyer.—The Court finds respondent liable for violation of Canon 1 and Rule 1.02
of the Code. A lawyer should not render any service or give advice to any
client which will involve defiance of the laws which he is bound to uphold and
obey. A lawyer who assists a client in a dishonest scheme or who connives in
violating the law commits an act which justifies disciplinary action against
the lawyer.
Same; Same; The act of a lawyer in using his
knowledge of the law to achieve an unlawful end amounts to malpractice in his
office, for which he may be suspended.—Respondent
had sworn to uphold the Constitution. Thus, he violated his oath and the Code
when he prepared and notarized the Occupancy Agreement to evade the law against
foreign ownership of lands. Respondent used his knowledge of the law to achieve
an unlawful end. Such an act amounts to malpractice in his office, for which he
may be suspended.
Velez vs. De Vera, 496
SCRA 345 , July 25, 2006 (supra)
In re Terell, 2 Phil.
266
Estrada vs.
Sandiganbayan, 416 SCRA 465 , November 25, 2003
Administrative Law; Attorneys; Court will not
countenance any wrongdoing nor allow the erosion of our people’s faith in the
judicial system, let alone, by those who have been privileged by it to practice
law in the Philippines.—The Supreme Court
does not claim infallibility; it will not denounce criticism made by anyone
against the Court for, if well-founded can truly have constructive effects in
the task of the Court, but it will not countenance any wrongdoing nor allow the
erosion of our people’s faith in the judicial system, let alone, by those who
have been privileged by it to practice law in the Philippines.
Same; Same; A lawyer should observe and maintain
the respect due to the courts and judicial officers and, indeed, should insist on
similar conduct by others.—Canon 11 of the Code of
Professional Responsibility mandates that the lawyer should observe and
maintain the respect due to the courts and judicial officers and, indeed,
should insist on similar conduct by others. In liberally imputing sinister and
devious motives and questioning the impartiality, integrity, and authority of
the members of the Court, Atty. Paguia has only succeeded seeking to impede,
obstruct and pervert the dispensation of justice.
Same; Same; Attorney Allan Paguia is indefinitely
suspended from the practice of law.—WHEREFORE,
Attorney Alan Paguia is hereby indefinitely suspended from the practice of law,
effective upon his receipt hereof, for conduct unbecoming a lawyer and an
officer of the Court.
NOT TO
ENCOURAGE LAWSUIT OR PROCEEDINGS- RULE
1.03
Saburnido vs. Madrono,
366 SCRA 1 , September 26, 2001
Legal Ethics; Attorneys; A lawyer may be
disciplined for any conduct, in his professional or private capacity, that
renders him unfit to continue to be an officer of the court.—A lawyer may be disciplined for any conduct, in his professional or
private capacity, that renders him unfit to continue to be an officer of the
court. Canon 7 of the Code of Professional Responsibility commands all lawyers
to at all times uphold the dignity and integrity of the legal profession.
Specifically, in Rule 7.03, the Code provides: Rule 7.03.—A lawyer shall not
engage in conduct that adversely reflects on his fitness to practice law, nor
shall he whether in public or private life, behave in a scandalous manner to
the discredit of the legal profession.
Same; Same; A lawyer’s act of filing multiple
complaints against the complainants reflects on his fitness to be a member of
the legal profession.—Clearly, respondent’s
act of filing multiple complaints against herein complainants reflects on his
fitness to be a member of the legal profession. His act evinces vindictiveness,
a decidedly undesirable trait whether in a lawyer or another individual, as
complainants were instrumental in respondent’s dismissal from the judiciary. We
see in respondent’s tenacity in pursuing several cases against complainants not
the persistence of one who has been grievously wronged but the obstinacy of one
who is trying to exact revenge.
Same; Same; Disbarment; The supreme penalty of
disbarment is meted out only in clear cases of misconduct that seriously affect
the standing and character of the lawyer as an officer of the court.—Complainants ask that respondent be disbarred. However, we find that suspension
from the practice of law is sufficient to discipline respondent. The supreme
penalty of disbarment is meted out only in clear cases of misconduct that
seriously affect the standing and character of the lawyer as an officer of the
court. While we will not hesitate to remove an erring attorney from the
esteemed brotherhood of lawyers, where the evidence calls for it, we will also
not disbar him where a lesser penalty will suffice to accomplish the desired
end. In this case, we find suspension to be a sufficient sanction against
respondent. Suspension, we may add, is not primarily intended as a punishment,
but as a means to protect the public and the legal profession.
Linsangan vs.
Tolentino, 598 SCRA 133 , September 04, 2009
Legal Ethics; Attorneys; Disbarment; Malpractice;
Solicitations; Advertisements; Time and time again, lawyers are reminded that
the practice of law is a profession and not a business—lawyers should not
advertise their talents as merchants advertise their wares.—Canons of the CPR are rules of conduct all lawyers must adhere to,
including the manner by which a lawyer’s services are to be made known. Thus,
Canon 3 of the CPR provides: CANON 3 — A LAWYER IN MAKING KNOWN HIS LEGAL
SERVICES SHALL USE ONLY TRUE, HONEST, FAIR, DIGNIFIED AND OBJECTIVE INFORMATION
OR STATEMENT OF FACTS. Time and time again, lawyers are reminded that the
practice of law is a profession and not a business; lawyers should not
advertise their talents as merchants advertise their wares. To allow a lawyer
to advertise his talent or skill is to commercialize the practice of law,
degrade the profession in the public’s estimation and impair its ability to
efficiently render that high character of service to which every member of the
bar is called.
Same; Same; Same; Same; Same; Lawyers are
prohibited from soliciting cases for the purpose of gain, either personally or
through paid agents or brokers, an actuation which constitutes malpractice, a
ground for disbarment.—Rule 2.03 of the CPR
provides: RULE 2.03. A LAWYER SHALL NOT DO OR PERMIT TO BE DONE ANY ACT
DESIGNED PRIMARILY TO SOLICIT LEGAL BUSINESS. Hence, lawyers are prohibited
from soliciting cases for the purpose of gain, either personally or through
paid agents or brokers. Such actuation constitutes malpractice, a ground for
disbarment.
Same; Same; Same; Same; Same; Ambulance Chasing;
Words and Phrases; Ambulance chasing is the solicitation of almost
any kind of legal business by an attorney,
personally or through an agent, in order to gain employment.—Rule 2.03 should be read in connection with Rule 1.03 of the CPR which
provides: RULE 1.03. A LAWYER SHALL NOT, FOR ANY CORRUPT MOTIVE OR INTEREST,
ENCOURAGE ANY SUIT OR PROCEEDING OR DELAY ANY MAN’S CAUSE. This rule proscribes
“ambulance chasing” (the solicitation of almost any kind of legal business by
an attorney, personally or through an agent in order to gain employment) as a
measure to protect the community from barratry and champerty.
Same; Same; Same; Same; A lawyer should not steal
another lawyer’s client nor induce the latter to retain him by a promise of
better service, good result or reduced fees for his services.—With regard to respondent’s violation of Rule 8.02 of the CPR, settled
is the rule that a lawyer should not steal another lawyer’s client nor induce
the latter to retain him by a promise of better service, good result or reduced
fees for his services. Again the Court notes that respondent never denied
having these seafarers in his client list nor receiving benefits from Labiano’s
“referrals.” Furthermore, he never denied Labiano’s connection to his office.
Respondent committed an unethical, predatory overstep into another’s legal
practice. He cannot escape liability under Rule 8.02 of the CPR.
Same; Same; Lending to Clients; The rule is that a
lawyer shall not lend money to his client; Exception.—The rule is that a lawyer shall not lend money to his client. The only
exception is, when in the interest of justice, he has to advance necessary
expenses (such as filing fees, stenographer’s fees for transcript of
stenographic notes, cash bond or premium for surety bond, etc.) for a matter
that he is handling for the client.
Same; Same; Solicitations; Violation of
anti-solicitation statutes warrants serious sanctions for initiating contact
with a prospective client for the purpose of obtaining employment.—As previously mentioned, any act of solicitation constitutes
malpractice which calls for the exercise of the Court’s disciplinary powers.
Violation of anti-solicitation statutes warrants serious sanctions for
initiating contact with a prospective client for the purpose of obtaining
employment. Thus, in this jurisdiction, we adhere to the rule to protect the
public from the Machiavellian machinations of unscrupulous lawyers and to
uphold the nobility of the legal profession.
Same; Same; Advertisements; Calling Cards;
Professional calling cards may only contain the following details: (a) lawyer’s
name; (b) name of the law firm with which he is connected; (c) address; (d)
telephone number; and, (e) special branch of law practiced.—A final word regarding the calling card presented in evidence by
petitioner. A lawyer’s best advertisement is a well-merited reputation for
professional capacity and fidelity to trust based on his character and conduct.
For this reason, lawyers are only allowed to announce their services by
publication in reputable law lists or use of simple professional cards.
Professional calling cards may only contain the following details: (a) lawyer’s
name; (b) name of the law firm with which he is connected; (c) address; (d)
telephone number; and, (e) special branch of law practiced.
ENCOURAGE
CLIENT TO AVOID CONTROVERSY- Rule 1.04
De Ysasi III vs.
National Labor Relations Commission, 231 SCRA 173 , March 11, 1994
Ethics; Lawyers; A lawyer should be a mediator for
concord and conciliator for compromise, rather than a virtuoso of technicality
in the conduct of litigation.—The conduct
of the respective counsel of the parties, as revealed by the records, sorely
disappoints the Court and invites reproof. Both counsel may well be reminded
that their ethical duty as lawyers to represent their clients with zeal goes
beyond merely presenting their clients’ respective causes in court. It is just
as much their responsibility, if not more importantly, to exert all reasonable
efforts to smooth over legal conflicts, preferably out of court and especially
in consideration of the direct and immediate consanguineous ties between their
clients. Once again, we reiterate that the useful function of a lawyer is not
only to conduct litigation but to avoid it whenever possible by advising
settlement or withholding suit. He is often called upon less for dramatic
forensic exploits than for wise counsel in every phase of life. He should be a
mediator for concord and a conciliator for compromise, rather than a virtuoso
of technicality in the conduct of litigation.
Same; Code of Professional Responsibility; A lawyer
should encourage his client to avoid, end or settle the controversy if it will
admit of a fair settlement.—Rule 1.04
of the Code of Professional Responsibility explicitly provides that “(a) lawyer
shall encourage his client to avoid, end or settle the controversy if it will
admit of a fair settlement.” On this point, we find that both counsel herein
fell short of what was expected of them, despite their avowed duties as
officers of the court. The records do not show that they took pains to initiate
steps geared toward effecting a rapprochment between their clients. On the
contrary, their acerbic and protracted exchanges could not but have exacerbated
the situation even as they may have found favor in the equally hostile eyes of
their respective clients.
Labor Law; Labor Arbiter; A labor arbiter shall
exert all efforts towards the amicable settlement of a labor dispute within his
jurisdiction.—In the same manner, we find that the labor arbiter
who handled this regrettable case has been less than faithful to the letter and
spirit of the Labor Code mandating that a labor arbiter “shall exert all
efforts towards the amicable settlement of a labor dispute within his
jurisdiction.” If he ever did so, or at least entertained the thought, the
copious records of the proceeding in this controversy are barren of any
reflection of the same.
Castañeda vs. Ago, 65
SCRA 505 , July 30, 1975
Courts; Non-interference with order of co-equal
court; Case at bar.—The doctrine that a court may not interfere with
the orders of a co-equal court does not apply in the case at bar. The Court of
First Instance of Manila, which issued the writ of possession, ultimately was
not interfered with by its co-equal court, the Court of First Instance of
Quezon City as the latter lifted the restraining order it had previously issued
against the enforcement of the Manila court’s writ of possession; it is the
Court of Appeals that enjoined, in part, the enforcement of the writ.
Injunction; Purpose of; Injunction issued to
protect present right; Case at bar.—The
decision enjoined the enforcement of the writ of possession to and ejectment
from the one-half share in the properties involved. This half-share is not in
esse, but is merely an inchoate interest, a mere expectancy, constituting
neither legal nor equitable estate, and will ripen into title when only upon
liquidation and settlement there appears to be assets of the community. The
decision sets at naught the well-settled rule that injunction does not issue to
protect a right not in esse and which may never arise.
Attorneys; Duty to advise client on merit or lack
of merit of case.—It is the duty of a counsel to advise his client,
ordinarily a layman to the intricaries and vagaries of the law, on the merit or
lack of merit of his case. If he finds that his client’s cause is defenseless,
then it is his bounden duty to advise the latter to acquiesce and submit,
rather than traverse the incontrovertible. A lawyer must resist the whims and
caprices of his client, and temper his client’s propensity to litigate. A
lawyer’s oath to uphold the cause of justice is superior to his duty to his
client; its primacy is indisputable.
Same; Counsel as true exponent of the primacy of
truth and moral justice.—Forgetting his sacred
mission as a sworn public servant and his exalted position as an officer of the
court, counsel has allowed himself to become an instigator of controversy and a
predator of conflict instead of a mediator for concord and a conciliator for
compromise, a virtuoso of technicality in the conduct of litigation instead of
a true exponent of the primacy of truth and moral justice.
Laches; Laches
defined and explained.—Laches, in a general sense, is a failure or neglect, for
an unreasonable and unexplained length of time, to do that which, by exercising
due diligence, could or should have been done earlier; it is negligence or
omission to assert a right within a reasonable time, warranting a presumption
that the party entitled to assert it either has abandoned it or declined to
assert it.
NOT TO
REFUSE TO GIVE LEGAL ADVICE- Rule 2.02
Santiago vs. Rafanan,
440 SCRA 91 , October 05, 2004
Attorneys; Notarial Law; Duties; The Notarial Law
is explicit on the obligations and duties of notaries public.—The Notarial Law is explicit on the obligations and duties of notaries
public. They are required to certify that the party to every document acknowledged
before them has presented the proper residence certificate (or exemption from
the residence tax); and to enter its number, place of issue and date as part of
such certification. They are also required to maintain and keep a notarial
register; to enter therein all instruments notarized by them; and to “give to
each instrument executed, sworn to, or acknowledged before [them] a number
corresponding to the one in [their] register [and to state therein] the page or
pages of [their] register, on which the same is recorded.” Failure to perform
these duties would result in the revocation of their commission as notaries
public.
Same; Same; Notary Public; Notaries public entering
into their commissions are presumed to be aware of the elementary requirements.—The formalities are mandatory and cannot be simply neglected,
considering the degree of importance and evidentiary weight attached to
notarized documents. Notaries public entering into their commissions are
presumed to be aware of these elementary requirements.
Same; Same; Same; Notarization; A notarial document
is by law entitled to full faith and credit upon its face.—The importance attached to the act of notarization cannot be
overemphasized. Notarization is not an empty, meaningless, routinary act. It is
invested with substantive public interest, such that only those who are
qualified or authorized may act as notaries public. Notarization converts a
private document into a public document thus making that document admissible in
evidence without further proof of its authenticity. A notarial document is by
law entitled to full faith and credit upon its face. Courts, administrative
agencies and the public at large must be able to rely upon the acknowledgment
executed by a notary public and appended to a private instrument.”
Same; Same; Same; Where notaries public are
lawyers, a graver responsibility is placed upon them by reason of their solemn
oath to obey the laws.—It must be emphasized that the primary duty of
lawyers is to obey the laws of the land and promote respect for the law and
legal processes. They are expected to be in the forefront in the observance and
maintenance of the rule of law. This duty carries with it the obligation to be
well-informed of the existing laws and to keep abreast with legal developments,
recent enactments and jurisprudence. It is imperative that they be conversant
with basic legal principles. Unless they faithfully comply with such duty, they
may not be able to discharge competently and diligently their obligations as members
of the bar. Worse, they may become susceptible to committing mistakes. Where
notaries public are lawyers, a graver responsibility is placed upon them by
reason of their solemn oath to obey the laws. No custom or age-old practice
provides sufficient excuse or justification for their failure to adhere to the
provisions of the law. In this case, the excuse given by respondent exhibited
his clear ignorance of the Notarial Law, the Rules of Criminal Procedure, and
the importance of his office as a notary public.
Same; Duties; Integrity; Acting or appearing to act
in the double capacity of lawyer and witness for the client will provoke unkind
criticism and leave many people to suspect the truthfulness of the lawyer
because they cannot believe the lawyer as disinterested.—“Acting or appearing to act in the double capacity of lawyer and witness
for the client will provoke unkind criticism and leave many people to suspect
the truthfulness of the lawyer because they cannot believe the lawyer as
disinterested. The people will have a plausible reason for thinking, and if
their sympathies are against the lawyer’s client, they will have an
opportunity, not likely to be neglected, for charging, that as a witness he
fortified it with his own testimony. The testimony of the lawyer becomes
doubted and is looked upon as partial and untruthful.” Thus, although the law
does not forbid lawyers from being witnesses and at the same time counsels for
a cause, the preference is for them to refrain from testifying as witnesses, unless
they absolutely have to; and should they do so, to withdraw from active
management of the case.
NO
SOLICITATION
Linsangan vs.
Tolentino, 598 SCRA 133 , September 04, 2009 (supra)
CANON 3/ NO
FALSE or UNFAIR CLAIM
Khan, Jr. vs. Simbillo,
409 SCRA 299 , August 19, 2003
Administrative Law; Attorneys; The practice of law
is not a business; Lawyering is not primarily meant to be a money-making
venture and law advocacy is not a capital that necessarily yields profits;
Elements distinguishing the legal profession from a business.—It has been repeatedly stressed that the practice of law is not a
business. It is a profession in which duty to public service, not money, is the
primary consideration. Lawyering is not primarily meant to be a money-making
venture, and law advocacy is not a capital that necessarily yields profits. The
gaining of a livelihood should be a secondary consideration. The duty to public
service and to the administration of justice should be the primary
consideration of lawyers, who must subordinate their personal interests or what
they owe to themselves. The following elements distinguish the legal profession
from a business: (1) A duty of public service, of which the emolument is a
by-product, and in which one may attain the highest eminence without making
much money; (2) A relation as an “officer of the court” to the administration
of justice involving thorough sincerity, integrity and reliability; (3) A
relation to clients in the highest degree of fiduciary; and (4) A relation to
colleagues at the bar characterized by candor, fairness, and unwillingness to
resort to current business methods of advertising and encroachment on their
practice, or dealing directly with their clients.
Same; Same; Solicitation of legal business is not
altogether proscribed for solicitation to be proper, it must be compatible with
the dignity of the legal profession.—The
solicitation of legal business is not altogether proscribed. However, for
solicitation to be proper, it must be compatible with the dignity of the legal
profession. If it were made in a modest and decorous manner, it would bring no
injury to the lawyer and to the bar. Thus, the use of simple signs stating the
name or names of the lawyers, the office and residence address and fields of
practice, as well as advertisement in legal periodicals bearing the same brief
data, are permissible. Even the use of calling cards is now acceptable.
Publication in reputable law lists, in a manner consistent with the standards
of conduct imposed by the canon, of brief biographical and informative data is
likewise allowable.
Ulep vs. Legal Clinic,
Inc., 223 SCRA 378 , June 17, 1993
Attorneys; Words and Phrases; Meaning of “Practice
of Law.”—Practice of law means any activity, in or out of
court, which requires the application of law, legal procedures, knowledge,
training and experience. To engage in the practice of law is to perform those
acts which are characteristic of the profession. Generally, to practice law is
to give advice or render any kind of service that involves legal knowledge or
skill. The practice of law is not limited to the conduct of cases in court. It
includes legal advice and counsel, and the preparation of legal instruments and
contracts by which legal rights are secured, although such matter may or may
not be pending in a court.
Same; Same; Same.—When a person participates in a trial and advertises himself as a
lawyer, he is in the practice of law. One who confers with clients, advises
them as to their legal rights and then takes the business to an attorney and
asks the latter to look after the case in court, is also practicing law. Giving
advice for compensation regarding the legal status and rights of another and
the conduct with respect thereto constitutes a practice of law. One who renders
an opinion as to the proper interpretation of a statute, and receives pay for
it, is, to that extent, practicing law.
Same; The practice of giving out legal information
constitutes practice of law.—What is
palpably clear is that respondent corporation gives out legal information to
laymen and lawyers. Its contention that such function is non-advisory and
non-diagnostic is more apparent than real. In providing information, for
example, about foreign laws on marriage, divorce and adoption, it strains the credulity
of this Court that all that respondent corporation will simply do is look for
the law, furnish a copy thereof to the client, and stop there as if it were
merely a bookstore. With its attorneys and so called paralegals, it will
necessarily have to explain to the client the intricacies of the law and advise
him or her on the proper course of action to be taken as may be provided-for by
said law. That is what its advertisements represent and for which services it
will consequently charge and be paid. That activity falls squarely within the
jurisprudential definition of “practice of law.” Such a conclusion will not be
altered by the fact that respondent corporation does not represent clients in
court since law practice, as the weight of authority holds, is not limited
merely to court appearances but extends to legal research, giving legal advice,
contract drafting, and so forth.
Same; Same.—Further, as
correctly and appropriately pointed out by the U.P. WILOCI, said reported facts
sufficiently establish that the main purpose of respondent is to serve as a
one-stop-shop of sorts for various legal problems wherein a client may avail of
legal services from simple documentation to complex litigation and corporate
undertakings. Most of these services are undoubtedly beyond the domain of
paralegals, but rather, are exclusive functions of lawyers engaged in the
practice of law.
Same; Same; The services offered by respondent
cannot be performed by paralegals here as distinguished from the United
States.—Paralegals in the United States are trained
professionals. As admitted by respondent, there are schools and universities
there which offer studies and degrees in paralegal education, while there are
none in the Philippines. As the concept of the “paralegal” or “legal assistant”
evolved in the United States, standards and guidelines also evolved to protect
the general public. One of the major standards or guidelines was developed by
the American Bar Association which set up Guidelines for the Approval of Legal
Assistant Education Programs (1973). Legislation has even been proposed to
certify legal assistants. There are also associations of paralegals in the
United States with their own code of professional ethics, such as the National
Association of Legal Assistants, Inc. and the American Paralegal Association.
In the Philippines, we still have a restricted concept and limited acceptance
of what may be considered as paralegal service. As pointed out by FIDA, some
persons not duly licensed to practice law are or have been allowed limited
representation in behalf of another or to render legal services, but such
allowable services are limited in scope and extent by the law, rules or
regulations granting permission therefor.
Same; Lawyers may not advertise their services or
expertise.—Anent the issue on the validity of the questioned
advertisements, the Code of Professional Responsibility provides that a lawyer
in making known his legal services shall use only true, honest, fair, dignified
and objective information or statement of facts. He is not supposed to use or
permit the use of any false, fraudulent, misleading, deceptive, undignified,
self-laudatory or unfair statement or claim regarding his qualifications or
legal services. Nor shall he pay or give something of value to representatives
of the mass media in anticipation of, or in return for, publicity to attract
legal business. Prior to the adoption of the Code of Professional
Responsibility, the Canons of Professional Ethics had also warned that lawyers
should not resort to indirect advertisements for professional employment, such
as furnishing or inspiring newspaper comments, or procuring his photograph to
be published in connection with causes in which the lawyer has been or is
engaged or concerning the manner of their conduct, the magnitude of the
interest involved, the importance of the lawyer’s position, and all other like
self-laudation.
Same; Exceptions.—Of course, not all types of advertising or solicitation are prohibited.
The canons of the profession enumerate exceptions to the rule against
advertising or solicitation and define the extent to which they may be
undertaken. The exceptions are of two broad categories, namely, those which are
expressly allowed and those which are necessarily implied from the restrictions.
Same; Same.—The first
of such exceptions is the publication in reputable law lists, in a manner
consistent with the standards of conduct imposed by the canons, of brief
biographical and informative data.
Same; Same.—The use of
an ordinary simple professional card is also permitted. The card may contain
only a statement of his name, the name of the law firm which he is connected
with, address, telephone number and special branch of law practiced. The
publication of a simple announcement of the opening of a law firm or of changes
in the partnership, associates, firm name or office address, being for the
convenience of the profession, is not objectionable.
Same; Legal profession here has been under attack
on its integrity.—Secondly, it is our firm belief that with the
present situation of our legal and judicial systems, to allow the publication
of advertisements of the kind used by respondent would only serve to aggravate
what is already a deteriorating public opinion of the legal profession whose integrity
has consistently been under attack lately by media and the community in
general. At this point in time, it is of utmost importance in the face of such
negative, even if unfair, criticisms at times, to adopt and maintain that level
of professional conduct which is beyond reproach, and to exert all efforts to
regain the high esteem formerly accorded to the legal profession.
NO FALSE OR
MISLEADING
Dacanay vs. Baker &
McKenzie, 136 SCRA 349 , May 10, 1985
Attorneys; Use by Philippine lawyers of the firm
name of an American law firm is unethical.—We
hold that Baker & McKenzie, being an alien law firm, cannot practice law in
the Philippines (Sec. 1, Rule 138, Rules of Court). As admitted by the
respondents in their memorandum, Baker & McKenzie is a professional partner
ship organized in 1949 in Chicago, Illinois with members and associates in 30
cities around the world. Respondents, aside from being members of the
Philippine bar, practising under the firm name of Guerrero & Torres, are
members or associates of Baker & McKenzie.
Same; Same.—As pointed
out by the Solicitor General, respondents’ use of the firm name Baker &
McKenzie constitutes a representation that being associated with the firm they
could “render legal services of the highest quality to multinational business
enterprises and others engaged in foreign trade and investment” (p. 3,
respondents’ memo). This is unethical because Baker & McKenzie is not
authorized to practise law here.
In the Matter of the
Petition for Authority To Continue use of the Firm name “Ozaeta, Romulo, etc.,
92 SCRA 1 , July 30, 1979
Same; Same; Same; Practice of Law; Partnership for
the practice of law, nature of.—A
partnership for the practice of law cannot be likened to partnerships formed by
other professionals or for business. For one thing, the law on accountancy
specifically allows the use of a trade name in connection with the practice of
accountancy. “A partnership for the practice of law is not a legal entity. It
is a mere relationship or association for a particular purpose. x x x It is not
a partnership formed for the purpose of carrying on a trade or business or of
holding property.” Thus, it has been stated that “the use of a nom de plume,
assumed or trade name in law practice is improper.”
Same; Same; Same; Same; Right to practice law,
nature of.—“The right to practice law is not a natural or
constitutional right but is in the nature of a privilege or franchise. It is
limited, to persons of good moral character with special qualifications duly
ascertained and certified. The right does not only presuppose in its possessor
integrity, legal standing and attainment, but also the exercise of a special
privilege, highly personal and partaking of the nature of a public trust.”
Same; Same; Same; Custom; Continued use of a
deceased or former partner’s name in the firm names of law partnerships not
sanctioned by local custom; Reason; Possibility of deception upon the public
where the name of a deceased partner continues to be used.—It is true that Canon 33 does not consider as unethical the continued
use of the name of a deceased or former partner in the firm name of a law
partnership when such a practice is permissible by local custom but the Canon
warns that care should be taken that no imposition or deception is practiced
through this use. It must be conceded that in the Philippines, no local custom
permits or allows the continued use of a deceased or former partner’s name in
the firm names of law partnerships. Firm names, under our custom, identify the
more active and/or more senior members or partners of the law firm. A glimpse
at the history of the firms of petitioners and of other law firms in this
country would show how their firm names have evolved and changed from time to
time as the composition of the partnership changed. The possibility of
deception upon the public, real or consequential, where the name of a deceased
partner continues to be used cannot be ruled out. A person in search of legal
counsel might be guided by the familiar ring of a distinguished name appearing
in a firm title.
Same; Same; Same; Same; Same; Evidence; Concept of
Customs; To be admissible custom must be proved as a fact; Distinctions between
juridical custom and social custom.—Not so in
this jurisdiction where there is no local custom that sanctions the practice.
Custom has been defined as a rule of conduct formed by repetition of acts,
uniformly observed (practiced) as a social rule, legally binding and
obligatory. Courts take no judicial notice of custom. A custom must be proved
as a fact, according to the rules of evidence. A local custom as a source of
right cannot be considered by a court of justice unless such custom is properly
established by competent evidence like any other fact. We find such proof of
the existence of a local custom, and of the elements requisite to constitute
the same, wanting herein. Merely because something is done as a matter of
practice does not mean that Courts can rely on the same for purposes of
adjudication as a juridical custom. Juridical custom must be differentiated
from social custom. The former can supplement statutory law or be applied in
the absence of such statute. Not so with the latter.
Same; Same; Same; Practice of Law; Practice of law
not considered money-making trade but peculiarly related to the administration
of justice.—The practice of law is intimately and peculiarly
related to the administration of justice and should not be considered like an
ordinary "money-making trade."
PARTNERS
ASSUMING PUBLIC OFFICE- Rule 3.03
Samonte vs. Gatdula,
303 SCRA 756 , February 26, 1999
Administrative Law; Courts; Court agrees with the
investigating judge that the respondent is guilty of an infraction.—We agree with the investigating judge that the respondent is guilty of
an infraction. The complainant, by her failure to appear at the hearings,
failed to substantiate her allegation that it was the respondent who gave her
the calling card of “Baligod, Gatdula, Tacardon, Dimailig and Celera Law
Offices” and that he tried to convince her to change counsels. We find however,
that while the respondent vehemently denies the complainant’s allegations, he
does not deny that his name appears on the calling card attached to the
complaint, which admittedly came into the hands of the complainant.
Same; Same; The inclusion/retention of his name in
the professional card constitutes an act of solicitation which violates Section
7, sub-par. (b)(2) of Republic Act No. 6713, otherwise known as “Code of
Conduct and Ethical Standards for Public Officials and Employees.”—Respondent does not claim that the calling card was printed without his
knowledge or consent, and the calling card carries his name primarily and the
name of “Baligod, Gatdula, Tacardon, Dimailig and Celera with address at 220
Mariwasa Bldg., 717 Aurora Blvd., Cubao, Quezon City” in the left corner. The
card clearly gives the impression that he is connected with the said law firm.
The inclusion/retention of his name in the professional card constitutes an act
of solicitation which violates Section 7, sub-par. (b)(2) of Republic Act No.
6713, otherwise known as “Code of Conduct and Ethical Standards for Public
Officials and Employees.”
Same; Same; The conduct and behavior of every one
connected with an office charged with the dispensation of justice, from the
presiding judge to the lowliest clerk, should be circumscribed with the heavy
burden of responsibility.—Time and again this
Court has said that the conduct and behavior of every one connected with an
office charged with the dispensation of justice, from the presiding judge to
the lowliest clerk, should be circumscribed with the heavy burden of
responsibility. His conduct, at all times must not only be characterized by
propriety and decorum but above all else must be above suspicion.
CANON 6:
LAWYERS IN THE GOVERNMENT SERVICE
Collantes vs.
Renomeron, 200 SCRA 584 , August 16, 1991
Legal Ethics; Attorneys; Misconduct as public
official constitutes violation of oath as lawyer.—The issue in this disbarment proceeding is whether the respondent
register of deeds, as a lawyer, may also be disciplined by this Court for his
malfeasances as a public official. The answer is yes, for his misconduct as a
public official also constituted a violation of his oath as a lawyer. The
lawyer’s oath (Rule 138, Section 17, Rules of Court: People vs. De Luna, 102
Phil. 968), imposes upon every lawyer the duty to delay no man for money or malice.
The lawyer’s oath is a source of his obligations and its violation is a ground
for his suspension, disbarment or other disciplinary action.
Same; Same; Same.—The Code of Professional Responsibility applies to lawyers in government
service in the discharge of their official tasks (Canon 6). Just as the Code of
Conduct and Ethical Standards for Public Officials requires public officials
and employees to process documents and papers expeditiously (Sec. 5, subpars.
[c] and [d] and prohibits them from directly or indirectly having a financial
or material interest in any transaction requiring the approval of their office,
and likewise bars them from soliciting gifts or anything of monetary value in
the course of any transaction which may be affected by the functions of their
office (Sec. 7, subpars. [a] and [d]), the Code of Professional Responsibility
forbids a lawyer to engage in unlawful, dishonest, immoral or deceitful conduct
(Rule 1.01, Code of Professional Responsibility), or delay any man’s cause “for
any corrupt motive or interest” (Rule 1.03).
Ramos vs. Imbang, 530
SCRA 759 , August 23, 2007
Legal Ethics; Attorneys; Government Lawyers;
Lawyers in government service are expected to be more conscientious of their
actuations as they are subject to public scrutiny.—Lawyers are expected to conduct themselves with honesty and integrity.
More specifically, lawyers in government service are expected to be more
conscientious of their actuations as they are subject to public scrutiny. They
are not only members of the bar but also public servants who owe utmost
fidelity to public service.
Same; Same; Same; Lawyers in government service
cannot handle private cases for they are expected to devote themselves fulltime
to the work of their respective offices.—Government
employees are expected to devote themselves completely to public service. For
this reason, the private practice of profession is prohibited. Section 7(b)(2)
of the Code of Ethical Standards for Public Officials and Employees provides:
Section 7. Prohibited Acts and Transactions.—In addition to acts and omissions
of public officials and employees now prescribed in the Constitution and
existing laws, the following constitute prohibited acts and transactions of any
public official and employee and are hereby declared unlawful: x x x x x x x x
x (b) Outside employment and other activities related thereto, public officials
and employees during their incumbency shall not: x x x x x x x x x (1) Engage
in the private practice of profession unless authorized by the Constitution or
law, provided that such practice will not conflict with their official
function. Thus, lawyers in government service cannot handle private cases for
they are expected to devote themselves full-time to the work of their
respective offices.
Same; Same; Same; Acceptance of money from a client
establishes an attorney-client relationship.—In
this instance, respondent received P5,000 from the complainant and issued a
receipt on July 15, 1992 while he was still connected with the PAO. Acceptance
of money from a client establishes an attorney-client relationship.
Respondent’s admission that he accepted money from the complainant and the
receipt confirmed the presence of an attorney-client relationship between him
and the complainant. Moreover, the receipt showed that he accepted the
complainant’s case while he was still a government lawyer. Respondent clearly
violated the prohibition on private practice of profession.
Same; Same; Same; Public Attorney’s Office (PAO);
The Public Attorney’s Office (PAO) was created for the purpose of providing
free legal assistance to indigent litigants; A Public Attorney’s Office (PAO)
lawyer should not accept attorney’s fees from a party as this is inconsistent
with the office’s mission.—Aggravating respondent’s
wrongdoing was his receipt of attorney’s fees. The PAO was created for the
purpose of providing free legal assistance to indigent litigants. Section
14(3), Chapter 5, Title III, Book V of the Revised Administrative Code
provides: Sec. 14. x x x The PAO shall be the principal law office of the
Government in extending free legal assistance to indigent persons in criminal,
civil, labor, administrative and other quasijudicial cases. As a PAO lawyer,
respondent should not have accepted attorney’s fees from the complainant as
this was inconsistent with the office’s mission. Respondent violated the
prohibition against accepting legal fees other than his salary.
Same; Same; Same; Same; The undertaking to uphold
the law includes the observance of the prohibitions blatantly violated by
respondent when he accepted the complainant’s cases and received attorney’s
fees in consideration of his legal services.—Canon
1 of the Code of Professional Responsibility provides: CANON 1.—A LAWYER SHALL
UPHOLD THE CONSTITUTION, OBEY THE LAWS OF THE LAND AND PROMOTE RESPECT FOR THE
LAW AND LEGAL PROCESSES. Every lawyer is obligated to uphold the law. This
undertaking includes the observance of the above-mentioned prohibitions
blatantly violated by respondent when he accepted the complainant’s cases and
received attorney’s fees in consideration of his legal services. Consequently,
respondent’s acceptance of the cases was also a breach of Rule 18.01 of the
Code of Professional Responsibility because the prohibition on the private practice
of profession disqualified him from acting as the complainant’s counsel.
Same; Same; Same; Same; A government lawyer is a
keeper of public faith and is burdened with a high degree of social responsibil ity, higher than his brethren in private practice.—Respondent’s conduct in office fell short of the integrity and good
moral character required of all lawyers, specially one occupying a public
office. Lawyers in public office are expected not only to refrain from any act
or omission which tend to lessen the trust and confidence of the citizenry in
government but also uphold the dignity of the legal profession at all times and
observe a high standard of honesty and fair dealing. A government lawyer is a
keeper of public faith and is burdened with a high degree of social
responsibility, higher than his brethren in private practice.
Same; Same; A lawyer could not be held guilty of
violating Rule 16.01 of the Code of Professional Responsibility where he did
not hold the money for the benefit of the client but accepted it as his
attorney’s fees.—There is, however, insufficient basis to find
respondent guilty of violating Rule 16.01 of the Code of Professional
Responsibility. Respondent did not hold the money for the benefit of the
complainant but accepted it as his attorney’s fees. He neither held the amount
in trust for the complainant (such as an amount delivered by the sheriff in
satisfaction of a judgment obligation in favor of the client) nor was it given
to him for a specific purpose (such as amounts given for filing fees and bail
bond). Nevertheless, respondent should return the P5,000 as he, a government
lawyer, was not entitled to attorney’s fees and not allowed to accept them.
PRIMARY
DUTY: THAT JUSTICE IS DONE- RULE 6.01
Cuenca vs. Court of
Appeals, 250 SCRA 485 , December 01, 1995
“Under Rule 6.01 of Canon 6 of the Code of
Professional Responsibility, prosecutors who represent the People of the
Philippines in a criminal case are not duty bound to seek conviction of the
accused but to see that justice is done. Said Rule
6.01 of Canon 6 states:
‘Canon
6—These canons shall apply to lawyers in government service in the discharge of
their official tasks.
‘Rule
6.01—The primary duty of a lawyer engaged in public prosecution is not to
convict but to see that justice is done. The suppression of facts or the
concealment of witnesses capable of establishing the innocence of the accused
is highly reprehensible and is cause for disciplinary action.’ (Italics
supplied.)
“The above
duty is well founded on the instruction of the U.S. Supreme Court in Berger v.
United States, 295 U.S. 78 (1935) that prosecutors represent a sovereign ‘whose
obligation to govern impartially is compelling as its obligation to govern at
all; and whose interest, therefore in a criminal prosecution is not that it
shall win a case, but that justice shall be done (Time to Rein in the
Prosecution, by Atty. Bruce Fein, published on p. 11, The Lawyers Review, July
31, 1994)
Remedial Law; New Trial; Rule that the court is not
authorized to entertain a motion for reconsideration and/or new trial
predicated on allegedly newly discovered evidence appears to have been relaxed
if not abandoned in Helmuth, Jr. vs. People and People vs. Amparado.—Although in “Goduco v. CA” (14 SCRA 282 [1965]) decided some twenty (20)
years ago, this Court ruled it is not authorized to entertain a motion for
reconsideration and/or new trial predicated on allegedly newly discovered
evidence the rationale of which being: “The judgment of the Court of Appeals is
conclusive as to the facts, and cannot be reviewed by the Supreme Court.
Accordingly, in an appeal by certiorari to the Supreme Court, the latter has no
jurisdiction to entertain a motion for new trial on the ground of newly
discovered evidence, for only questions of fact are involved therein,” the rule
now appears to have been relaxed, if not abandoned, in subsequent cases like
“Helmuth, Jr. v. People” and “People v. Amparado.”
NOT TO USE
PUBLIC POSITION FOR PRIVATE INTEREST- RULE 6.02
Ali vs. Bubong, 453
SCRA 1 , March 08, 2005
Attorneys; Disbarment; Grounds; Grave Misconduct;
Where a lawyer’s misconduct as a government official is of such nature as to
affect his qualification as a lawyer or to show moral delinquency, then he may
be disciplined as a member of the bar on such grounds.—The Code of Professional Responsibility does not cease to apply to a
lawyer simply because he has joined the government service. In fact, by the
express provision of Canon 6 thereof, the rules governing the conduct of
lawyers “shall apply to lawyers in government service in the discharge of their
official tasks.” Thus, where a lawyer’s misconduct as a government official is
of such nature as to affect his qualification as a lawyer or to show moral
delinquency, then he may be disciplined as a member of the bar on such grounds.
Although the general rule is that a lawyer who holds a government office may
not be disciplined as a member of the bar for infractions he committed as a
government official, he may, however, be disciplined as a lawyer if his
misconduct constitutes a violation of his oath a member of the legal
profession.
Same; Same; Same; Same; As an officer of the court
one is subject to a rigid discipline that demands that in his every exertion
the only criterion be that truth and justice triumph.—[A] person takes an oath when he is admitted to the bar which is designed
to impress upon him his responsibilities. He thereby becomes an “officer of the
court” on whose shoulders rests the grave responsibility of assisting the courts
in the proper, fair, speedy and efficient administration of justice. As an
officer of the court he is subject to a rigid discipline that demands that in
his every exertion the only criterion be that truth and justice triumph. This
discipline is what has given the law profession its nobility, its prestige, its
exalted place. From a lawyer, to paraphrase Justice Felix Frankfurter, are
expected those qualities of truth-speaking, a high sense of honor, full candor,
intellectual honesty, and the strictest observance of fiduciary
responsibility—all of which, throughout the centuries, have been compendiously
described as moral character.
Same; Same; Same; Same; A lawyer in government
service is a keeper of the public faith and is burdened with high degree of
social responsibility, perhaps higher than her brethren in private practice.—[A] lawyer in public office is expected not only to refrain from any act
or omission which might tend to lessen the trust and confidence of the
citizenry in government, she must also uphold the dignity of the legal
profession at all times and observe a high standard of honesty and fair
dealing. Otherwise said, a lawyer in government service is a keeper of the
public faith and is burdened with high degree of social responsibility, perhaps
higher than her brethren in private practice.
Same; Same; Same; Same; The ill-conceived use of
his knowledge of the intricacies of the law calls for nothing less than the
withdrawal of his privilege to practice law.—Respondent’s conduct manifestly undermined the people’s confidence in the public
office he used to occupy and cast doubt on the integrity of the legal
profession. The ill-conceived use of his knowledge of the intricacies of the
law calls for nothing less than the withdrawal of his privilege to practice
law.
Same; Same; Nature; A proceeding for suspension or
disbarment is not in any sense a civil action where the complainant is a
plaintiff and the respondent lawyer is a defendant.—A case of suspension or disbarment may proceed regardless of interest or
lack of interest of the complainant. What matters is whether, on the basis of
the facts borne out by the record, the charge of deceit and grossly immoral
conduct has been duly proven. This rule is premised on the nature of
disciplinary proceedings. A proceeding for suspension or disbarment is not in
any sense a civil action where the complainant is a plaintiff and the
respondent lawyer is a defendant. Disciplinary proceedings involve no private
interest and afford no redress for private grievance. They are undertaken and
prosecuted solely for the public welfare. They are undertaken for the purpose
of preserving courts of justice from the official ministration of persons unfit
to practice in them. The attorney is called to answer to the court for his
conduct as an officer of the court. The complainant or the person who called
the attention of the court to the attorney’s alleged misconduct is in no sense
a party, and has generally no interest in the outcome except as all good
citizens may have in the proper administrative of justice.
Olazo vs. Tinga, 637
SCRA 1 , December 07, 2010
Administrative Law; Attorneys; Public Officers;
Misconduct; A lawyer who holds a government office may not be disciplined as a
member of the Bar for misconduct in the discharge of his duties as a government
official.—Generally, a lawyer who holds a government office
may not be disciplined as a member of the Bar for misconduct in the discharge
of his duties as a government official. He may be disciplined by this Court as
a member of the Bar only when his misconduct also constitutes a violation of
his oath as a lawyer.
Same; Same; Same; Same; Lawyers in the government
service are subject to constant public scrutiny under norms of public
accountability.—Since public office is a public trust, the ethical
conduct demanded upon lawyers in the government service is more exacting than
the standards for those in private practice. Lawyers in the government service
are subject to constant public scrutiny under norms of public accountability.
Same; Same; Same; Words and Phrases; Practice of
Law; To practice law is to give notice or render any kind of service, which
device or service requires the use in any degree of legal knowledge or skill.—In Cayetano v. Monsod, 201 SCRA 210 (1991), we defined the practice of
law as any activity, in and out of court, that requires the application of law,
legal procedure, knowledge, training and experience. Moreover, we ruled that to
engage in the practice of law is to perform those acts which are
characteristics of the profession; to practice law is to give notice or render
any kind of service, which device or service requires the use in any degree of
legal knowledge or skill.
Same; Same; Same; Code of Conduct and Ethical
Standards for Public Officials and Employees (R.A. No. 6713); As a rule,
government lawyers are not allowed to engage in the private practice of their
profession during their incumbency.—As a rule,
government lawyers are not allowed to engage in the private practice of their profession
during their incumbency. By way of exception, a government lawyer can engage in
the practice of his or her profession under the following conditions: first,
the private practice is authorized by the Constitution or by the law; and
second, the practice will not conflict or tend to conflict with his or her
official functions.
Attorneys; Disbarment; Suspension; Evidence;
Considering the serious consequences of the penalty of disbarment or suspension
of a member of the Bar, the burden rests on the complainant to present clear,
convincing and satisfactory proof for the Court to exercise its disciplinary
powers.—All told, considering the serious consequences of
the penalty of disbarment or suspension of a member of the Bar, the burden
rests on the complainant to present clear, convincing and satisfactory proof
for the Court to exercise its disciplinary powers. The respondent generally is
under no obligation to prove his/her defense, until the burden shifts to
him/her because of what the complainant has proven. Where no case has in the
first place been proven, nothing has to be rebutted in defense. [Olazo vs.
Tinga, 637 SCRA 1(2010)]
NOT TO
ACCEPT EMPLOYMENT AFTER GOVERNMENT SERVICE- RULE 6.03
Huyssen vs. Gutierrez,
485 SCRA 244 , March 24, 2006
Legal Ethics; Attorneys; Lawyers in government
service in the discharge of their official task have more restrictions than
lawyers in private practice.—We begin
with the veritable fact that lawyers in government service in the discharge of
their official task have more restrictions than lawyers in private practice.
Want of moral integrity is to be more severely condemned in a lawyer who holds
a responsible public office.
Same; Same; When the integrity of a member of the
bar is challenged, it is not enough that he deny the charges against him; he
must meet the issue and overcome the evidence against him.—It is undisputed that respondent admitted having received the US$20,000
from complainant as shown by his signatures in the petty cash vouchers and
receipts he prepared, on the false representation that that it was needed in
complainant’s application for visa with the BID. Respondent denied he
misappropriated the said amount and interposed the defense that he delivered it
to a certain Atty. Mendoza who assisted complainant and children in their
application for visa in the BID. Such defense remains unsubstantiated as he
failed to submit evidence on the matter. While he claims that Atty. Mendoza
already died, he did not present the death certificate of said Atty. Mendoza.
Worse, the action of respondent in shifting the blame to someone who has been
naturally silenced by fate, is not only impudent but downright ignominious.
When the integrity of a member of the bar is challenged, it is not enough that
he deny the charges against him; he must meet the issue and overcome the
evidence against him. He must show proof that he still maintains that degree of
morality and integrity which at all times is expected of him. In the case at
bar, respondent clearly fell short of his duty. Records show that even though
he was given the opportunity to answer the charges and controvert the evidence
against him in a formal investigation, he failed, without any plausible reason,
to appear several times whenever the case was set for reception of his evidence
despite due notice.
Same; Same; Evidence; Denial; It is settled that
denial is inherently a weak defense.—The defense
of denial proffered by respondent is, thus, not convincing. It is settled that
denial is inherently a weak defense. To be believed, it must be buttressed by a
strong evidence of non-culpability; otherwise, such denial is purely
self-serving and is with nil evidentiary value.
Same; Same; Respondent’s act of asking money from
complainant in consideration of the latter’s pending application for visas is
violative of Rule 1.01 of the Code of Professional Responsibility, which
prohibits members of the Bar from engaging or participating in any unlawful,
dishonest, or deceitful acts—said acts likewise constitute a breach of Rule 6.02
of the Code which bars lawyers in government service from promoting their
private interest.—Respondent’s act of asking money from complainant
in consideration of the latter’s pending application for visas is violative of
Rule 1.01 of the Code of Professional Responsibility, which prohibits members
of the Bar from engaging or participating in any unlawful, dishonest, or
deceitful acts. Moreover, said acts constitute a breach of Rule 6.02 of the
Code which bars lawyers in government service from promoting their private
interest. Promotion of private interest includes soliciting gifts or anything
of monetary value in any transaction requiring the approval of his office or
which may be affected by the functions of his office. Respondent’s conduct in
office betrays the integrity and good moral character required from all
lawyers, especially from one occupying a high public office. A lawyer in public
office is expected not only to refrain from any act or omission which might
tend to lessen the trust and confidence of the citizenry in government; he must
also uphold the dignity of the legal profession at all times and observe a high
standard of honesty and fair dealing. Otherwise said, a lawyer in government
service is a keeper of the public faith and is burdened with high degree of
social responsibility, perhaps higher than his brethren in private practice.
Same; Same; Gross Misconduct; Moral Turpitude; The
issuance of worthless checks constitutes gross misconduct and is also a
manifestation of moral turpitude.—In a recent
case, we have held that the issuance of worthless checks constitutes gross
misconduct, as the effect “transcends the private interests of the parties
directly involved in the transaction and touches the interests of the community
at large. The mischief it creates is not only a wrong to the payee or holder,
but also an injury to the public since the circulation of value less commercial
papers can very well pollute the channels of trade and commerce, injure the
banking system and eventually hurt the welfare of society and the public
interest. Thus, paraphrasing Black’s definition, a drawer who issues an
unfunded check deliberately reneges on his private duties he owes his fellow
men or society in a manner contrary to accepted and customary rule of right and
duty, justice, honesty or good morals.” Consequently, we have held that the act
of a person in issuing a check knowing at the time of the issuance that he or
she does not have sufficient funds in, or credit with, the drawee bank for the
payment of the check in full upon its presentment, is also a manifestation of
moral turpitude.
Same; Same; Practice of Law; The practice of law is
a special privilege bestowed only upon those who are competent intellectually,
academically and morally; The possession of good moral character must be
continuous as a requirement to the enjoyment of the privilege of law
practice—otherwise, the loss thereof is a ground for the revocation of such
privilege.—Time and again, we have declared that the practice
of law is a noble profession. It is a special privilege bestowed only upon
those who are competent intellectually, academically and morally. A lawyer must
at all times conduct himself, especially in his dealings with his clients and
the public at large, with honesty and integrity in a manner beyond reproach. He
must faithfully perform his duties to society, to the bar, to the courts and to
his clients. A violation of the high standards of the legal profession subjects
the lawyer to administrative sanctions which includes suspension and
disbarment. More importantly, possession of good moral character must be
continuous as a requirement to the enjoyment of the privilege of law practice;
otherwise, the loss thereof is a ground for the revocation of such privilege.
Same; Same; Government lawyers should be more
sensitive to their professional obligations as their disreputable conduct is
more likely to be magnified in the public eye.—The primary objective of administrative cases against lawyers is not
only to punish and discipline the erring individual lawyers but also to
safeguard the administration of justice by protecting the courts and the public
from the misconduct of lawyers, and to remove from the legal profession persons
whose utter disregard of their lawyer’s oath have proven them unfit to continue
discharging the trust reposed in them as members of the bar. These
pronouncement gain practical significance in the case at bar considering that
respondent was a former member of the Board of Special Inquiry of the BID. It
bears stressing also that government lawyers who are public servants owe
fidelity to the public service, a public trust. As such, government lawyers
should be more sensitive to their professional obligations as their
disreputable conduct is more likely to be magnified in the public eye. As a
lawyer, who was also a public officer, respondent miserably failed to cope with
the strict demands and high standards of the legal profession.
Same; Same; Disbarment; Suspension; Section 27,
Rule 138 of the Revised Rules of Court mandates that a lawyer may be disbarred
or suspended for any of the acts enumerated therein.—Section 27, Rule 138 of the Revised Rules of Court mandates that a
lawyer may be disbarred or suspended by this Court for any of the following
acts: (1) deceit; (2) malpractice; (3) gross misconduct in office; (4) grossly
immoral conduct; (5) conviction of a crime involving moral turpitude; (6)
violation of the lawyer’s oath; (7) willful disobedience of any lawful order of
a superior court; and (8) willfully appearing as an attorney for a party
without authority to do so.
Philippine National
Bank vs. Cedo, 243 SCRA 1 , March 28, 1995
Administrative Law; Attorneys; Code of Professional
Responsibility; IBP discovered that respondent was previously fined by the
Court in the amount of P1,000.00 for forum shopping.—During the investigation conducted by the IBP, it was discovered that
respondent was previously fined by this Court in the amount of P1,000.00 in
connection with G.R. No. 94456 entitled “Milagros Ong Siy vs. Hon. Salvador
Tensuan, et al.” for forum shopping, where respondent appeared as counsel for
petitioner Milagros Ong Siy “through the law firm of Cedo Ferrer Maynigo and
Associates.”
Same; Same; Same; Charges against respondent found
to be fully substantiated.—The IBP further found
that the charges herein against respondent were fully substantiated.
Respondent’s averment that the law firm handling the case of the Almeda spouses
is not a partnership deserves scant consideration in the light of the attestation
of complainant’s counsel, Atty. Pedro Singson, that in one of the hearings of
the Almeda spouses’ case, respondent attended the same with his partner Atty.
Ferrer, and although he did not enter his appearance, he was practically
dictating to Atty. Ferrer what to say and argue before the court. Furthermore,
during the hearing of the application for a writ of injunction in the same
case, respondent impliedly admitted being the partner of Atty. Ferrer, when it
was made of record that respondent was working in the same office as Atty.
Ferrer.
Same; Same; Same; The alleged set-up of the firm is
in itself a violation of the Code of Professional Responsibility.—Moreover, the IBP noted that assuming the alleged set-up of the firm to
be true, it is in itself a violation of the Code of Professional Responsibility
(Rule 15.02) since the client’s secrets and confidential records and
information are exposed to the other lawyers and staff members at all times.
Same; Same; Same; Court finds the occasion appropriate
to emphasize the paramount importance of avoiding the representation of
conflicting interests.—In addition to the findings of the IBP, this
Court finds this occasion appropriate to emphasize the paramount importance of
avoiding the representation of conflicting interests.
Same; Same; Same; Rule on conflicting interest
applies with equal force and effect to respondent in the case at bar.—The foregoing disquisition on conflicting interest applies with equal
force and effect to respondent in the case at bar. Having been an executive of
complainant bank, respondent now seeks to litigate as counsel for the opposite
side, a case against his former employer involving a transaction which he
formerly handled while still an employee of complainant, in violation of Canon
6 of the Canons of Professional Ethics on adverse influence and conflicting
interests.
Zaguirre vs. Castillo,
465 SCRA 520 , August 03, 2005
Legal Ethics; Attorneys; Suspension; In view of
respondent’s show of repentance and active service to the community, the Court
deems it just and reasonable to convert the penalty of indefinite suspension to
a definite period of two years suspension.—In
view of respondent’s show of repentance and active service to the community,
the Court deems it just and reasonable to convert the penalty of indefinite
suspension to a definite period of two years suspension. [Zaguirre vs.
Castillo, 465 SCRA 520(2005)]
Que vs. Revilla, Jr.,
739 SCRA 459 , November 11, 2014
Attorneys; Membership in the Bar is a privilege
burdened with conditions. It is not a natural, absolute or constitutional right
granted to everyone who demands it, but rather, a special privilege granted and
continued only to those who demonstrate special fitness in intellectual
attainment and in moral character.—Membership
in the Bar is a privilege burdened with conditions. It is not a natural,
absolute or constitutional right granted to everyone who demands it, but
rather, a special privilege granted and continued only to those who demonstrate
special fitness in intellectual attainment and in moral character. The same
reasoning applies to reinstatement of a disbarred lawyer. When exercising its
inherent power to grant reinstatement, the Court should see to it that only
those who establish their present moral fitness and knowledge of the law will
be readmitted to the Bar. Thus, though the doors to the practice of law are
never permanently closed on a disbarred attorney, the Court owes a duty to the
legal profession as well as to the general public to ensure that if the doors
are opened, it is done so only as a matter of justice.
Same; Practice of Law; Reinstatement to the
Practice of Law; The basic inquiry in a petition for reinstatement to the
practice of law is whether the lawyer has sufficiently rehabilitated himself or
herself in conduct and character.—The basic
inquiry in a petition for reinstatement to the practice of law is whether the
lawyer has sufficiently rehabilitated himself or herself in conduct and
character. Whether the applicant shall be reinstated in the Roll of Attorneys
rests to a great extent on the sound discretion of the Court. The lawyer has to
demonstrate and prove by clear and convincing evidence that he or she is again
worthy of membership in the Bar. The Court will take into consideration his or
her character and standing prior to the disbarment, the nature and character of
the charge/s for which he or she was disbarred, his or her conduct subsequent
to the disbarment, and the time that has elapsed in between the disbarment and
the application for reinstatement.
Same; Same; Same; Considering the respondent’s
earlier disbarment case (and subsequent reduction of the penalty imposed as an
act of clemency), and another disbarment case against him still pending review
by the Supreme Court (SC), the Court is not fully and convincingly satisfied
that the respondent has already reformed.—Considering
the respondent’s earlier disbarment case (and subsequent reduction of the
penalty imposed as an act of clemency), and another disbarment case against him
still pending review by the Court, we are not fully and convincingly satisfied
that the respondent has already reformed. The period of five (5) years is
likewise not considerably long considering the nature and perversity of the respondent’s
misdeeds. We believe that it is still early for the Court to consider the
respondent’s reinstatement. [Que vs. Revilla, Jr., 739 SCRA 459(2014)]
Camacho vs. Pangulayan,
328 SCRA 631 , March 22, 2000
Administrative Law; Attorneys; Respondent fell
short of the demands required of him as a lawyer and as a member of the Bar.—Although aware that the students were represented by counsel, respondent
attorney proceeded, nonetheless, to negotiate with them and their parents
without at the very least communicating the matter to their lawyer, herein
complainant, who was counsel of record in Civil Case No. Q-97-30549. This
failure of respondent, whether by design or because of oversight, is an
inexcusable violation of the canons of professional ethics and in utter
disregard of a duty owing to a colleague. Respondent fell short of the demands
required of him as a lawyer and as a member of the Bar. [Camacho vs.
Pangulayan, 328 SCRA 631(2000)]
People vs. Maceda, 323
SCRA 45 , January 24, 2000
Criminal Procedure; As a detention prisoner private
respondent Javellana is not allowed to practice his profession as a necessary
consequence of his status as a detention prisoner.—Regarding his continued practice of law, as a detention prisoner
private respondent Javellana is not allowed to practice his profession as a
necessary consequence of his status as a detention prisoner. The trial court’s
order was clear that private respondent “is not to be allowed liberty to roam
around but is to be held as a detention prisoner.”—The prohibition to practice
law referred not only to Criminal Case No. 4262, but to all other cases as
well, except in cases where private respondent would appear in court to defend
himself.
Same; All prisoners whether under preventive
detention or serving final sentence cannot practice their profession nor engage
in any business or occupation or hold office, elective or appointive, while in
detention.—As a matter of law, when a person indicted for an
offense is arrested, he is deemed placed under the custody of the law. He is
placed in actual restraint of liberty in jail so that he may be bound to answer
for the commission of the offense. He must be detained in jail during the
pendency of the case against him, unless he is authorized by the court to be released
on bail or on recognizance. Let it be stressed that all prisoners whether under
preventive detention or serving final sentence cannot practice their profession
nor engage in any business or occupation, or hold office, elective or
appointive, while in detention. This is a necessary consequence of arrest and
detention. Consequently, all the accused in Criminal Cases Nos. 3350-3355 must
be confined in the Provincial Jail of Antique. [People vs. Maceda, 323 SCRA
45(2000)]
Zeta vs. Malinao, 87
SCRA 303 , December 20, 1978
Attorneys; Courts; A lower court employee who has
been appearing as counsel in court cases and falsifying his time record is
dismissed from the service the acts committed being grave in nature.—The defense of respondent that “his participation (sic) for defendants’
cause was gratuitous as they could not engage the services of counsel by reason
of poverty and the absence of one in the locality” cannot, even if true, carry
the day for him, considering that in appearing as counsel in court, he did so
without permission from his superiors and, worse, he falsified his time record
of service to conceal his absence from his office on the dates in question.
Indeed, the number of times that respondent acted as counsel under the above
circumstances would indicate that he was doing it as a regular practice
obviously for considerations other than pure love of justice.
Same; Same; Same.—In the premises, it is quite obvious that the offense committed by
respondent is grave, hence it warrants a more drastic sanction than that of
reprimand recommended by Judge Zosa. We find no alternative than to separate
him from the service, with the admonition that he desist from appearing in any
court or investigative body wherein only members of the bar are allowed to
practice. Wherefore, respondent Felicisimo Malinao is hereby ordered dismissed
from his position as interpreter in the Court of First Instance, CFI,
Zumarraga, Western Samar, with prejudice to reemployment in the judicial branch
of the government.
Tan vs. Balajadia, 484
SCRA 659 , March 14, 2006
Legal Ethics; Attorneys; The unauthorized practice
of law by assuming to be an attorney and acting as such without authority
constitutes indirect contempt which is punishable by fine or imprisonment or both.—In several cases, we have ruled that the unauthorized practice of law by
assuming to be an attorney and acting as such without authority constitutes
indirect contempt which is punishable by fine or imprisonment or both. The
liability for the unauthorized practice of law under Section 3(e), Rule 71 of
the Rules of Court is in the nature of criminal contempt and the acts are
punished because they are an affront to the dignity and authority of the court,
and obstruct the orderly administration of justice. In determining liability
for criminal contempt, well-settled is the rule that intent is a necessary
element, and no one can be punished unless the evidence makes it clear that he
intended to commit it. [Tan vs. Balajadia, 484 SCRA 659(2006)]
Aguirre vs. Rana, 403
SCRA 342 , June 10, 2003
Administrative Law; Attorneys; Practice of law
means any activity in or out of court which requires the application of law,
legal procedure, knowledge, training and experience; To engage in the practice
of law is to perform acts which are usually performed by members of the legal
profession.—In Cayetano v. Monsod, the Court held that
“practice of law” means any activity, in or out of court, which requires the
application of law, legal procedure, knowledge, training and experience. To
engage in the practice of law is to perform acts which are usually performed by
members of the legal profession. Generally, to practice law is to render any
kind of service which requires the use of legal knowledge or skill.
Same; Same; Having held himself out as “counsel”
knowing that he had no authority to practice law, respondent has shown moral
unfitness to be a member of the Philippine Bar.—Verily, respondent was engaged in the practice of law when he appeared
in the proceedings before the MBEC and filed various pleadings, without license
to do so. Evidence clearly supports the charge of unauthorized practice of law.
Respondent called himself “counsel” knowing fully well that he was not a member
of the Bar. Having held himself out as “counsel” knowing that he had no
authority to practice law, respondent has shown moral unfitness to be a member
of the Philippine Bar.
Same; Same; The practice of law is a privilege that
can be withheld even from one who has passed the bar examinations, if the
person seeking admission had practiced law without a license.—The right to practice law is not a natural or constitutional right but
is a privilege. It is limited to persons of good moral character with special
qualifications duly ascertained and certified. The exercise of this privilege
presupposes possession of integrity, legal knowledge, educational attainment,
and even public trust since a lawyer is an officer of the court. A bar
candidate does not acquire the right to practice law simply by passing the bar
examinations. The practice of law is a privilege that can be withheld even from
one who has passed the bar examinations, if the person seeking admission had
practiced law without a license.
Same; Same; Under Section 3 (e) of Rule 71 of the
Rules of Court, a person who engages in the unauthorized practice of law is
liable for indirect contempt of court.—The
regulation of the practice of law is unques tionably strict. In Beltran, Jr. v.
Abad, a candidate passed the bar examinations but had not taken his oath and
signed the Roll of Attorneys. He was held in contempt of court for practicing
law even before his admission to the Bar. Under Section 3 (e) of Rule 71 of the
Rules of Court, a person who engages in the unauthorized practice of law is
liable for indirect contempt of court.
Same; Same; It is the signing in the Roll of
Attorneys that finally makes one a full-pledged lawyer; Fact that respondent
passed the bar examinations is immaterial.—True,
respondent here passed the 2000 Bar Examinations and took the lawyer’s oath.
However, it is the signing in the Roll of Attorneys that finally makes one a
full-fledged lawyer. The fact that respondent passed the bar examinations is
immaterial. Passing the bar is not the only qualification to become an attorney-at-law.
Respondent should know that two essential requisites for becoming a lawyer
still had to be performed, namely: his lawyer’s oath to be administered by this
Court and his signature in the Roll of Attorneys.
Lijauco vs. Terrado,
500 SCRA 301 , August 31, 2006
Attorneys; Gross Misconduct; The practice of law is
a privilege bestowed on those who show that they possessed and continue to
possess the legal qualifications for it.—The
practice of law is a privilege bestowed on those who show that they possessed
and continue to possess the legal qualifications for it. Indeed, lawyers are
expected to maintain at all times a high standard of legal proficiency and
morality, including honesty, integrity and fair dealing. They must perform
their fourfold duty to society, the legal profession, the courts and their
clients, in accordance with the values and norms of the legal profession as
embodied in the Code of Professional Responsibility.
Same; Lawyers shall not neglect a legal matter
entrusted to them, and this negligence in connection therewith shall render
them liable.—Lawyers are prohibited from engaging in unlawful,
dishonest, immoral or deceitful conduct and are mandated to serve their clients
with competence and diligence. They shall not neglect a legal matter entrusted
to them, and this negligence in connection therewith shall render them liable.
Same; The canons of the legal profession require
that once an attorney agrees to handle a case, he should undertake the task
with zeal, care and utmost devotion.—The duty of
a lawyer to safeguard his client’s interests commences from his retainer until
his discharge from the case or the final disposition of the subject matter of
litigation. Acceptance of money from a client establishes an attorney-client
relationship and gives rise to the duty of fidelity to the client’s cause. The
canons of the legal profession require that once an attorney agrees to handle a
case, he should undertake the task with zeal, care and utmost devotion.
Same; A member of the Bar may be disbarred or
suspended on the following grounds.—Under
Section 27, Rule 138 of the Rules of Court, a member of the Bar may be
disbarred or suspended on the following grounds: 1) deceit; 2) malpractice, or
other gross misconduct in office; 3) grossly immoral conduct; 4) conviction of
a crime involving moral turpitude; 5) violation of the lawyer’s oath; 6)
willful disobedience to any lawful order of a superior court; and 7) willfully
appearing as an attorney for a party without authority.
Same; When a lawyer takes a client’s cause, he
covenants that he will exercise due diligence in protecting his rights.—When a lawyer takes a client’s cause, he covenants that he will exercise
due diligence in protecting his rights. The failure to exercise that degree of vigilance
and attention makes such lawyer unworthy of the trust reposed in him by his
client and makes him answerable not just to his client but also to the legal
profession, the courts and society.
Same; Utmost fidelity is demanded once counsel
agrees to take the cudgels for his client’s cause.—A lawyer should give adequate attention, care and time to his client’s
case. Once he agrees to handle a case, he should undertake the task with
dedication and care. If he fails in this duty, he is not true to his oath as a
lawyer. Thus, a lawyer should accept only as much cases as he can efficiently
handle in order to sufficiently protect his clients’ interests. It is not
enough that a lawyer possesses the qualification to handle the legal matter; he
must also give adequate attention to his legal work. Utmost fidelity is
demanded once counsel agrees to take the cudgels for his client’s cause.
[Lijauco vs. Terrado, 500 SCRA 301(2006)]
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